Edited by
J. Michelle Molina
and Donald
K. Swearer
RETHINKING THE HUMAN
Edited by J. Michelle Molina and Donald K. Swearer
with Susan Lloyd McGarry
Center for the Study of World Religions
Harvard Divinity School
Cambridge, Massachusetts
Distributed by Harvard University Press
2010
Contents
Preface ....................................................................................................... vii
Donald K. Swearer
Introduction: An Ambivalent Philosophy of the Concrete .......................1
J. Michelle Molina
Caregiving: The Divided Meaning of Being Human and the Divided Self
of the Caregiver ...........................................................................................17
Arthur Kleinman
The Life of Humans and the Life of Roaming Spirits ..............................31
Veena Das
The Secret of a Woman of Ninety: Rethinking the Very Long Life .........51
Charles Hallisey
Against Universals: The Dialects of (Women’s) Human Rights and
Human Capabilities ................................................................................. 69
Lila Abu-Lughod
The Haunted World of Humanity:
Ritual Theory from Early China................................................................ 95
Michael Puett
Notes on Contributors .............................................................................. 111
Index .......................................................................................................... 115
The Haunted World of Humanity: Ritual Theory from
Early China
Michael Puett
I begin with a story about distant antiquity. The following is from the
Mencius,1 a text from the fourth century BCE that imagines an even earlier
period in China, prior to the invention of agriculture:
In the time of Yao, all under Heaven was not yet regulated.
Flooding waters flowed throughout, inundating all under
Heaven. The grasses and trees flourished, the birds and
beasts multiplied, the five grains did not grow, the birds
and beasts pressed in upon man, and the paths made
by the hooves of beasts and the tracks of birds crossed
throughout the central states. Yao alone was concerned
about this.2
The text discusses Yao, a human in the midst of this chaos. Unlike
other humans, Yao was concerned with what he saw around him, and he
thus set out to change the world:
He raised Shun to set forth regulations to deal with the
situation. Shun put Yi in charge of fire. Yi set fire to the
mountains and lowlands and burned them. The birds
and beasts ran away and hid. Yu dredged the nine rivers,
cleaned out the Ji and Ta and had them flow into the sea,
cleared the Ru and Han and opened the Huai and Si and
had them flow into the Jiang. Only then were the central
states able to obtain food . . . . Hou Ji taught the people
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to sow and reap the five grains. When the five grains
ripened, the people were nourished. As for the way of
the people, if they have full stomachs, warm clothes, and
dwell in idleness without any education, they become
close to animals. The sage was concerned about this
and charged Xie to become the Supervisor of Education.
He taught them using the relationships of man: fathers
and sons have affection, rulers and ministers have
propriety, husband and wife have differentiation, elder
and younger have precedence, friends have trust.3
In short, order was created by humans domesticating the world and
domesticating themselves. Prior to human domestication, humans
and animals were not properly distinguished, wild grasses and forests
flourished, and humans behaved like the birds and the beasts. Once
humans burned the wilderness, domesticated the grains, and distinguished
humanity from the (nowdrivenaway) animals, order emerged.
There are many such stories from early China. The Xunzi, a text from
the third century BCE, makes a similar point in the form of a cosmological
argument:
Therefore, Heaven and Earth gave birth to the superior
man. The superior man gives patterns (li) to Heaven and
Earth. The superior man forms a triad with Heaven and
Earth, is the summation of the myriad things, and is the
father and mother of the people. Without the superior
man, Heaven and Earth have no pattern, ritual and
righteousness have no unity; above there is no ruler or
leader, below there is neither father nor son. This is called
the utmost chaos. Ruler and minister, father and son,
older and younger brother, husband and wife begin and
then end, end and then begin. They share with Heaven
and Earth the same pattern, and last for ten thousand
generations. This is called the great foundation.4
According to this text, humans are born from Heaven and Earth.
Heaven and Earth possess no pattern or order, and thus humans must
create patterns in the form of a clear hierarchy to guide Heaven and
Earth, as well as future humans. After these proper patterns are created,
individual humans will come and go, but the proper patterns into which
The Haunted World of Humanity: Ritual Theory from Early China / 97
those humans will enter (ruler/minister, father/son, husband/wife) will
endure as long as Heaven and Earth.
Although Xunzi does not develop it in this passage, the same argument
could be made in terms of the narrative given in the Mencius: prior to
human activity, the world of Heaven and Earth was chaos, with wild grasses
and forests flourishing, with humans behaving as beasts, with water from
the rains flowing across the lands. With human domestication, however,
the world becomes properly patterned. Random rains from Heaven and
wild grasses and forests from the Earth become ordered, such that the
rains are now appropriated through irrigation to grow the grains that are
now consumable by humans, and the humans thus nourished are now
taught to live in proper relations with each other, instead of living like the
animals.
In summary, both texts portray humans providing order to what was
previously a chaotic natural world, transforming and domesticating that
world so that it now functions as a patterned system: through human
organization, Heaven and Earth now each play a crucial role, and the
products of each are made meaningful and significant through human
domestication. As Xunzi puts it, humans now form a triad with Heaven
and Earth, with each performing a crucial function in an ordered cosmos:
Heaven provides the seasons, Earth provides the raw foodstuffs, and
humans provide the order that gives Heaven and Earth their proper
place.
But, of course, the world does not always function this way: wild
animals continue to infringe on human land, wild grasses continue to
grow in agricultural fields, rains continue to be too plentiful and overflow
the drainage systems, and humans continue to behave outside of the
normative relationships that should guide their behavior. The attempt to
place the world into a set of patterned relationships, in short, is a neverending project. The domestication of the world is never complete.
Western Theories of Humanity
This may seem like an odd way to begin an essay on rethinking humanity.
I do so because I would like to argue that these stories—or, rather, the
philosophical impulse that underlies them and the ritual traditions that
surround them—are of great interest in the larger project behind this
volume. For well over a century, the dominant theories of humanity have
been based upon traditions emerging in the Western world. Although
more and more scholarship is being done on non-Western materials,
such materials are almost always the object of our analysis: our theories
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are still almost entirely ones that arose recently in the West.
Over the past several decades, we have gone through a lengthy
period of deconstructing these Western theories, showing the degree
to which they are based upon Christian—often Protestant—narratives
and assumptions.5 But we have barely begun to undertake a rigorously
anthropological study of humanity, in which we would not simply be
studying many cultures but in fact learning from the indigenous theories
of those cultures and taking them seriously as theory. An anthropology
that is worthy of its name is one in which theories of humanity from, for
example, China, South Asia, and Africa are taken every bit as seriously as
those that emerged in the West.
In this essay, I would like to make a small step toward such a project by
taking some of the indigenous theories concerning humanity that arose
in early China and treating them as theory. “Theory” refers to general or
abstract principles. As recent critiques of Western forms of knowledge
have made clear, theories arise from historical specificities. In other
words, while locatable, they are most often referred to in their abstracted
or general form. What I am suggesting is a self-conscious creation of
theory from a non-Western locale, where we consider some of the aspects
of transforming a specific “local” or particular into an abstract universal.
Needless to say, no theory is perfect—theories from China will not explain
everything, nor will they be fully satisfying. Many will be infuriating. That
is only to be expected. We take some ideas as theory to help us highlight
aspects of the human condition. Of course, theories will also hide and
obfuscate as well.
I would like to start by addressing a common objection to the sort of
project I am advocating here. The argument of that objection might be
as follows. Visions of humanity from early China are traditional: they
are based in a traditional view of the world, and one that is now being
replaced by a modern one. Such visions might be of historical interest
to see how traditional societies thought about the world, and they might
be of romantic interest for those who would like to reject the modern
world, but they are hardly of wider interest to those who accept that, for
better or for worse, we now do live in a modern world that has swept away
or at least is in the process of sweeping away traditional societies and
traditional modes of thought.
To respond to such an argument, and also to introduce some of the
major assumptions that have defined much of contemporary theory, let
us look in more detail at what is meant by the term “modernity.” Put very
broadly, much of what we call “modern” Western theory has been based
The Haunted World of Humanity: Ritual Theory from Early China / 99
upon assertions of discontinuity.6 In terms of claims about modernity,
the argument has been that, until very recently, all of humanity lived in
so-called “traditional” cultures, meaning that humans would be born
into a pre-given order that would define their position and place, along
with a pre-given set of beliefs and a pre-given cosmology. According
to this narrative, the modernity project, then consisted of encouraging
individuals to break from this traditional order and create a new world that
allowed for autonomy, an assertion of free will, and the ability to control
the universe around them. The ideal of such a world would be one of
autonomous individuals living according to self-willed laws and making
decisions based upon a rational calculation of benefit and cost. In the
neo-liberal version of this narrative, the result would be a celebration of
capitalism, which would be seen as wiping away such a traditional order
and bringing to the fore an order of autonomous individuals engaging in
economic activity in a rational free market.
Most economists would happily admit that such markets do not actually
exist: they are ideals, by definition removed from the messy world.7 The
same is true of the other ideals mentioned: clearly humans do not really
act as autonomous agents living according to self-willed laws and making
decisions based upon a rational calculation of benefit and cost. The claim
is we would be better off if we did, and hence the endless calls to assert
autonomy.
In other words, the central move is to assert notions of autonomy
over and against most of how we actually live our lives. This structure of
argument pervades the reading of history. As we must endlessly assert our
will over our mundane lives, so is the assertion of modernity as a whole
a rejection of an earlier, traditional world. Of course we now begin to see
modernity as a shifting target. There is always yet another “traditional”
world from which to break. Yet the dominant theme characterizes “the
modern world” as having made a decisive break from a “traditional”
continuous world that somehow dominated all of humanity for thousands
of years. The traditional/modern split includes within it a normative call
for individuals to break from antiquated roles and closed cosmologies, to
“gain agency.”
Unfortunately, such readings of history have been so influential that
what under this narrative would be categorized as “traditional” modes
of thought are thus consistently read as having assumed a continuous,
pre-given cosmology. Nowhere is this more so than so-called “traditional”
China, frequently characterized as having assumed a harmonious, unified
cosmos.
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As should already be clear from the examples at the beginning of this
paper, philosophical arguments from early China hardly assumed such
a pre-given order.8 Indeed, both of the texts argue explicitly that order
can only be achieved through a dramatic human domestication of the
given world. Immediately, it should be clear that our standard readings of
this material from the perspective of a modernity paradigm are not fully
accurate.
Many Western theories based upon claims of autonomy and modernity
have come under fire recently. The past several decades have seen a
flourishing of theoretical attempts to rethink the vision of an autonomous
individual, usually in the form of trying to break it down, citing the danger
of reifying the human as autonomous.9 Such arguments, which would
ultimately come under the label of “post-modernism,” characterized
attempts to define humans as autonomous agents as being a primary
problem that obscured the formation of subjects outside of the West, thus
the solution entailed breaking down such claims to autonomy.
This critique of modernization theory often took the same structure as
the object of the critique. If theories of modernity assumed a continuous
order—say a traditional order—from which we must now break as
autonomous individuals, many of the so-called “post-modern” theories
have tried to critique this vision through a comparable move: there are
autonomous individuals in our theoretical world and now we must break
those individuals down yet further. If we can break down an “autonomous
individual” and say the autonomous individual consists of multifarious
things, that helps break down the dangers of falling into visions of
individualism, autonomy, will, etc. In other words, for this approach,
more discontinuity is a goal.
The Fractured World of Humanity
I would like to introduce a body of theory from early China that poses
the problem for humanity and therefore the solutions for humanity in a
different way. These theories are of particular interest because they pose the
problem of fractured experience as being very much the opposite of how
many contemporary theorists see the problem of the fragmented subject.
These theories are abstracted from the texts I introduced above that
hinted at how, in early China, they saw the primary problem as the
fundamentally fractured and fragmented nature of human experience
in the world. If we take these particular texts to the level of theoretical
generality, the theory of the human would read as follows:
We live in a world in which things in what we call the cosmos happen
The Haunted World of Humanity: Ritual Theory from Early China / 101
at irregular times. At times, it rains, it gets cold, it gets hot—sometimes
there seems to be a pattern to all of this, but oftentimes the changes do
not follow such a pattern. Moreover, even what we call the individual is a
conglomeration of energies, emotions, and desires, many of which can be
quite dangerous and can lead people to do horrible things to each other—
even to those within their immediate families.
That comes to an end when people die. But then they become ghosts
who haunt the next generation, with the energies of anger and jealousy
being directed at those still alive. The living are thus constantly haunted
by ghosts. Everything we have done in the past and everything previous
generations have done will haunt us until we die. Our energies then do
the same to the next generations.
The world we face, in other words, is always fragmented and fractured,
and the fundamental problem for humans therefore is not to fragment it
further or assert more discontinuity. The problem for humans is to begin
the process—and it will never end—of trying to create connections and
build a more ethical world from the fragmented one of our experience.
But only for brief periods is this likely to succeed. I emphasize brief
because the theories I am talking about are inherently tragic in their
ultimate implications. The human transformation of the world can never
fully succeed. In our mundane lives, we try to build pockets of order for
brief periods of time before they inevitably fall apart.
The body of theory I will be discussing takes this as its central problem:
if what humans face is a fragmented and fractured world, then how do we
build these pockets of order in which for brief periods of time we are good
to each other, we help each other, we inspire others to be better, we bring
out our better energies and inspire others to do the same—until, inevitably,
negative energies flourish again and we try to build a new order yet again.
We live in a world of endless sets of relationships—of our energies within
us, of ourselves with others and with things in the world—and many
of these relationships are negative. Like animals, we are drawn by our
immediate desires, until we are consumed by other animals drawn by the
same insatiable energies. This body of theories sees the problem as one of
improving those relationships by refining our responses, controlling what
come to be seen as our lesser desires, and transforming ourselves and the
larger world such that better relationships can flourish.
If the results will inevitably be tragic, the efforts are nonetheless
crucial. For only humans can create a better world. As Xunzi put it in the
quotations given above,“only humans can give pattern to the world.” In
these theories, then, the solution was not to assert discontinuity—either
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by asserting autonomy or by breaking down a claim of autonomy by
asserting yet more discontinuity. Discontinuity and fragmentation were
rather the problems that needed to be solved.
This has been abstract.10 This next section will discuss more concretely
how these theories solve what they perceive as a fundamental problem in
the human condition.
Refining One’s Dispositions
A theory from the text known as “Nature Emerges from the Decree”
goes along the following lines.11 We humans exist in a world in which
there are things—the Chinese term used here (wu) refers to any thing,
including humans. These things each have their natures. The world
then consists of these things as they interact with each other in every
situation—endlessly coming into contact with each other, drawing out
reactions from each other. With humans, our natures include various
energies—what we would call our emotional dispositions. The various
situations we are in pull out these energies—a given situation will make
us happy, sad, angry, and so on:
The energies of joy, anger, sorrow, and sadness are given
by nature. When it comes to their being manifested on
the outside, it is because things (wu) have called them
forth.12
Often, the resulting interactions will be harmful for other human beings
and the rest of the world. This text also claims that humans alone have the
possibility of forging a better form of interaction, instead of simply having
their energies drawn out by whatever situation they encounter:
As for the Way’s four techniques, only the human way
can be way-ed [i.e., only the human way involves a fixed
purpose]. As for the other three techniques, one is
moved and that is all.13
According to the text, we should not try to get rid of these energies since
they are an inherent part of humans. Instead we seek moments in our lives
retrospectively—or, as the tradition builds up, in past historical periods—
when for whatever reason humans have related well to each other. It could
have simply been by accident. That makes no difference. All that matters
is that, at a certain moment, a good response occurred. The goal is then to
The Haunted World of Humanity: Ritual Theory from Early China / 103
take that moment and make it into a ritual—which means having people
re-do it, developing that same dispositional sense that occurred at that
moment when (surprisingly) people acted well toward each other, thus
inculcating in themselves the proper energies associated with that good
response. Over time, a tradition of ritual repertoires accumulates from
which humans slowly learn different ways of guiding their emotions,
and thus slowly learn to have better dispositional responses toward those
around them. These repertoires of ritual also train the next generation to
have better dispositional responses toward those around them.
Through ritual, humans learn as they grow up that using a certain bodily
motion or tone of voice affects other human beings in a certain way. When
we meet someone what tone of voice do we use? What bodily language?
Out of these commonplace and mundane issues, more profound issues
start to be addressed. How can we live our lives in such a way that affects
others for the better? How can we ultimately work to build a society in
ways that work for the better?
As the text says, “The rites arise from the dispositions . . .”14 The rituals
are what came to be regarded later as good dispositional responses, which
are then made into rituals to help refine the dispositional responses of
those who come later. As with the domestication of the world through
agriculture, the rituals are not a purely artificial construction: they
depend on taking phenomena in the world and working with them
and transforming them—in this case, transforming the dispositional
responses into a normative set of actions.
Ghosts
And then we die. But when we die, the next generation has to live with
what we have done—perhaps literally living with our ghosts.
Thus far we have been talking about ways of improving our own
dispositional responses to those around us. But among those things
everyone has to deal with is the past. We are haunted all the time by what
came before. Thus, just as we must build up rituals for dealing with things
around us, we must do the same with the dead.
What are the dispositional ways we can guide our emotions to act well
with such ghosts? In a literal sense this will involve changing the ghosts
into ancestors. Or, if the ghost is not one of the things we can consider as
part of our lineal kin, then transforming that ghost into a god. Either way,
our goal is to develop a relationship to that past in a way that we hope will
transform us through our ritual actions toward it, transform everyone else
who sees this process going on, and perhaps influence that past energy
and transform it as well.
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The “Meaning of Sacrifices” chapter from The Book of Rites discusses
this transformation.15 As is often the case in early China, the initial
creations of these rituals are ascribed to sages—humans who were able
to see how to work with phenomena to create a better world. In this text,
the description of the creation of the rituals is put in the mouth of another
sage, Confucius:
Zai Wo said: “I have heard the names ‘ghosts’ and
‘spirits,’ but I do not know what they mean.”
The Master [i.e., Confucius] said: “The energies (qi) are
the flourishing of spirit; the earthly souls (po) are the
flourishing of the ghost. Combining the ghost and the
spirit is the highest teaching.”16
The text continues with Confucius speaking:
Everything that is born will die. When one dies, one
returns to the ground. This one calls the “ghost.” The
bones and flesh wither below; hidden, they become
the earth of the fields. Their energies (qi) are sent out
above; they become radiant brightness. According with
the essence of things, instituting the pivot of action, [the
sages] clearly named “ghosts” and “spirits,” taking them
as a pattern for the black-haired people.17
Or to put it more simply: when someone dies, some of those energies
float up into the heavens, while the earthly souls (po)—along with the
flesh and the bones—return to the ground. As human beings we need
to create a ritual way of relating to these two sets of things. Confucius
continues his explanation:
The sages took this as still insufficient, so they
constructed dwellings and houses, and set up temples
and ancestral halls. They thereby differentiated closer
and more distant kinship, and closer and further
removed in terms of descent. [The sages] taught the
people to turn to the past and look back to the beginning,
no longer forgetting where they came from.18
After creating places for the different kinds of remains of the dead, the
sages then created rituals for the living to perform to each:
The Haunted World of Humanity: Ritual Theory from Early China / 105
When these two ends were established, they [the sages]
responded with two rituals. They set up the morning
service, burning fat and manifesting it with the radiance
of [burning] southernwood. They thereby responded to
the energies (qi). This taught the populace to return to
the beginning. They offered millet and rice, and served
liver, lungs, head, and heart, presenting them and
separating them into two bowls, and supplementing
them with sacrificial wine. They thereby responded to
the earthly souls (po). This taught the people to love one
another, and taught superiors and inferiors to utilize
their dispositions. This was the utmost of ritual.19
Thus, the “spirits,” the energies that float into the heavens, would be
worshipped as ancestors—ranked into a lineage and then worshipped
according to lineage rank in an ancestral hall. This forces the living to create
relationships with them in their role as figures in a lineal relationship to
those still alive. Doing so constantly reinforces the sense among the living
of the degree to which we are based on what came before, the degree to
which we should be beholden to what came before. The energies that
remain on the ground—the earthly souls, flesh, and bones—would be
placed in a tomb. A feast would be the ritual, performed in order to
promote proper familial feelings toward the immediately deceased kin.
For example, if one’s father were to pass away, one would worship his
energies as an ancestral spirit in the sense of one’s lineage relationship
to it: he would be an ancestor one generation above, and would in turn
be the descendant of ancestors above him. In contrast, what one would
worship at the tomb would be the father as a family member, to whom
one would strive to have proper familial feelings.
In both cases, of course, the relationships built with the ancestral
spirit and the tomb occupant are very different from the relationships
with that person while alive—relationships that would often have been
fraught with difficulties, negative energies, and so on. But we are now
striving to develop proper, ritual relationships with these two remains of
the person, normative relationships that will by definition be distinctive
from the complex relationships we really had with that person while alive.
The ritual energies we are now worshipping, and the proper relationships
we strive to develop toward them, are based upon the normative ritual
visions of how we ought to relate to our family members. By performing
these ritual relationships, those alive hope to have a better relationship
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with the next generation. The inherent disconnect between the proper
relationships we are striving to develop toward the ancestral spirit and the
tomb ghost, and the relationships we actually had with that person while
alive, is part of what makes the rituals efficacious.
We try to bring ghosts, spirits, and the past that haunts us into a ritual
order in which we are transformed by developing better relationships with
them—proper ritual relationships that will then, if we perform them well,
improve the way we relate not only to the past but also to those currently
living among us.
A Ritual World of Perfection
In understanding the implications of these arguments, I would like to
underline how different these theories are from those that might typically
be attributed to a “traditional” worldview. These theories do not argue for a
passive acceptance of a pre-given order, nor do they assume a continuous,
harmonious cosmos. On the contrary, they emphasize the brokenness of
the world. These theories call for humans to transform themselves and
the world ceaselessly in order to create better relationships. Indeed, as the
texts at the beginning of this paper argue, the domestication of the world
is an absolute necessity, and something only humans can do.
The goal is thus neither to accept a pre-given, continuous order nor, as
in a modernity narrative, break from such a continuous order and assert
individual autonomy. The goal as discussed above is to work ceaselessly
to transform the world—to create a continuous, harmonious order, even
though this is by definition impossible for anything more than brief
periods of time.
The practice uses repeated actions to create a ritual world composed
of perfect relationships—the equivalent of the domesticated world of
human agriculture described in the first quotations from Mencius and
from Xunzi, which also saw human domestication of the natural world
in agriculture as related to the domestication of humans in the world
of ritual. In this ritual world of normative relationships, humans would
behave well toward each other and would maintain a perfect relationship
with the past.
But, of course, the world does not really operate this way. Just as, in the
agricultural sphere, wild grasses grow in our fields, the rains do not come
when we need them, and people starve because the natural processes do
not fit into the patterns we require for our domestication, so do human
emotions spill beyond the ritual patterns we create, and so do humans
continue to behave horribly toward each other.
The Haunted World of Humanity: Ritual Theory from Early China / 107
As Arthur Kleinman has written so eloquently, things are stubborn—
they resist our interpretations, our narratives, our attempts to construe
the world as we would hope.20 By creating a ritual world in which people
act properly toward each other, and by having people perform these
proper ritual relationships on a recurrent basis, the hope is that we can
continually train ourselves to have better dispositional responses in the
nonritual world of fragmentation and discontinuity.
As some colleagues and I have argued elsewhere,21 ritual thus creates
a subjunctive world of “as if,” which operates and in part gains its power
from the disjunct ritual creates with the world of our own experience: if
we experience a world of fragmentation and discontinuity, haunted by
ghosts and capricious spirits, then we create a ritual world of flawless
continuity, in which everything is perfectly related to everything else. The
training of our dispositions in the perfect relationships of ritual helps us
to deal with the flawed and often vicious relationships outside ritual.
In the example of ancestral worship, we worship the deceased in its
ideal state—as a perfect ancestor above, and as a perfect family member
in the tomb. Of course, the person while alive was not perfect, nor were
we perfect toward that person while alive. The inevitable disjunct between
that ideal and the actual complexities of the person and our relationships
with that person while alive is one of the reasons the rituals can be so
effective: that disjunct becomes part of what the practitioners experience,
and this allows them to inculcate within themselves an ideal to which they
can strive, perhaps doing better than the generations before.
The Tragic World of the Ghosts
Thus, by performing these rituals, we hope to create better dispositional
responses to those around us and to what came before, slowly building up
a better world. If we do this, then for brief moments of time we can create
such a better world, a more ethical world for those around us in which we
may inspire those around us to be better human beings and in which we
can deal with the past effectively and productively.
By definition the process can never end. We are always constructing
better relationships to others, to our past, and to history. Inevitably our
attempts fail. Humans still have negative energies, and will still behave
horribly to each other. New situations will emerge. We will have to develop
yet more relationships based upon them and try to work with those as
well. These attempts to transform the world can never succeed fully.
With rituals of ancestor worship, it is an endless attempt to—at a literal
level—place elements of the past into specific places where we can then
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deal with them effectively. Ultimately this always fails: the ancestors are
never fully ancestors, they are also ghosts who continue to haunt us.
Despite our best efforts, the ghosts are still there. They will never fully
become ancestors, nor will we ever fully relate to them as ancestors. When
the past comes back as ghosts, either literally or figuratively, as a past that
haunts us, we have to deal with that as well.
Or putting this in an historical sense, it means that the past is always
there. Events accumulate, and our attempts to build narratives to deal with
these events and relate well to them will inevitably be insufficient. So, as
we develop these narratives and ways of relating to the past that inevitably
fail, and these—speaking literally or metaphorically—ghosts continue to
haunt us, we then strive endlessly to build up new ways of relating to the
past, and new ways—again literally or figuratively—of placing the ghosts
into places where we can deal with them. And this too will inevitably fail,
thus producing the need for yet more responses.
It is a vision that says from day one we face a broken world haunted
by ghosts, and what we as humans do is endlessly cultivate our emotions
with other human beings through a ritual repertoire, endlessly trying to
construct a better world yet knowing that we will never succeed for any
length of time. At most, what we will get are brief pockets of order.
This emphasizes the need for humans to strive continuously to build
and re-build the world. Underlying the surface pessimism is an optimistic
vision of what humans are capable of doing. If this is what we can aim for,
if this is all we can aim for, then it ought to be the entire focus of human
life: in our daily lives being as good toward other human beings as we
can, endlessly developing this ritual repertoire to improve ourselves and
those around us. We can become, for brief pockets of time, better human
beings, affecting those around us for the better: a seemingly tragic vision,
but also a powerful and optimistic one.
This view does not assume that humans should be striving for
autonomy or will. We should accept the inevitability of a world in which
we are constrained by what came before, constrained by negative energies
we have within us, constrained by the stubbornness of things which by
definition will resist our attempts at control and domestication. Given this
stubbornness of things, the goal is to endlessly develop ways of refining
and transforming our relationships with them and those around us such
that we gradually become better human beings.
This vision brings to the table a fascinating way of thinking about
becoming better human beings not through abstract notions of autonomy
or will, not through visions of how we break from something that came
The Haunted World of Humanity: Ritual Theory from Early China / 109
before—breaking from a traditional order, or declaring our autonomy
from things that constrain us—but rather accepting a world in which
we are inherently constrained and then working, I will again use Arthur
Kleinman’s terminology here, to give care to those around us.22 Spending
a life slowly building a somewhat better order, knowing that we will fail
but knowing in the attempt to do so we will help others and perhaps leave
a legacy that will enable others who come after us to build upon it further.
A powerful way of thinking about the human condition and an inspiring
vision of what it means to be a human living our common, mundane,
everyday lives in ways that we hope will, for brief periods of time, affect
those around us for the better.
110 / Rethinking the Human
NOTES
1. Editor’s note: all translations by author. [Bracketed items are author’s
interpolations.]
2. Mencius or Mengzi, 3A/4 (Hong Kong: Chinese University of Hong Kong,
Institute of Chinese Studies, Ancient Chinese Text Concordance Series
[hereafter referred to as ICS], 1995).
3. Ibid.
4. Xunzi, “Wangzhi” (Hong Kong: ICS, 1996), 9/39/3–6.
5. Marshall Sahlins, “The Sadness of Sweetness; or, The Native Anthropology of
Western Cosmology,” Current Anthropology (1996) 37.3; Talal Asad, Genealogies
of Religion: Discipline and Reasons of Power in Christianity and Islam (Baltimore:
Johns Hopkins University Press, 1993).
6. For an excellent discussion of theories of modernity, see Jürgen Habermas,
The Philosophical Discourse of Modernity, translated by Fredrick Lawrence
(Cambridge: MIT Press, 1991).
7. See, for example, Milton Friedman, Essays in Positive Economics (Chicago:
University of Chicago Press, 1953).
8. There are, of course, texts from early China (such as the Baihu tong) that try
to argue that the cosmos is a unified, harmonious order upon which humans
should model themselves—a position with which the texts I discuss in this
paper would have strongly disagreed.
9. See, for example, Jacques Derrida, “The Ends of Man,” in Margins of Philosophy,
translated by Alan Bass (Chicago: University of Chicago Press, 1982), 109–
136.
10. It has also been very ahistorical. For those readers who would like more
background on the creation of these ritual texts and the impact they later had
on Chinese history, see Michael Puett, “Human and Divine Kingship in Early
China: Comparative Reflections,” Religion and Power: Divine Kingship in the
Ancient World and Beyond, edited by Nicole Brisch (Chicago: Oriental Institute
of the University of Chicago, 2008), 199-212. In this paper, however, I will
intentionally pull these arguments from their historical context and instead
treat them as theory—not just applicable to aspects of early Chinese practice
but also of potential interest to us today. Indeed, it is important to point out
that, even when they were written, these were arguments about what one
should do, not descriptions of actual practice. Not only can they be read as
applicable to more than just early China, they are not even necessarily the best
guides for understanding early Chinese ritual practice.
11. The text in question is the Xing zi ming chu, (“Nature Emerges from the
Decree”), excavated from the Guodian tomb. For fuller discussions of the text,
see Sarah Allan and Crispin Williams, editors, The Guodian Laozi: Proceedings
of the International Conference, Dartmouth College, May 1998 (Berkeley: The
Society for the Study of Early China and Institute of East Asian Studies,
University of California, 2000); Ding Sixin, Guodian Chumu zhujian sixiang
yanjiu (Beijing: Dongfang chuban she, 2000); Guo Yi, Guodian zhujian yu
The Haunted World of Humanity: Ritual Theory from Early China / 111
xian Qin xueshu sixiang (Shanghai: Shanghai jiaoyu chuban she, 2001);
Michael Puett, “The Ethics of Responding Properly: The Notion of Qing
in Early Chinese Thought,” in Love and Emotions in Traditional Chinese
Literature, edited by Halvor Eifring (Leiden: Brill, 2004), 37–68; Michael
Puett, “Innovation as Ritualization: The Fractured Cosmology of Early China,”
Cardozo Law Review 28:1 (October 2006), 28–30.
12. Xing zi ming chu, strips 2–3, Guodian chumu zhujian, 179.
13. Ibid., strips 14–15, 179.
14. Ibid., strips 16–18, 179.
15. The text in question is the “Meaning of Sacrifices” chapter (Ji Yi) of the Book of
Rites (Liji). The Book of Rites would ultimately become one of the Five Classics,
part of the standard educational curriculum for the educated elite throughout
much of East Asia, and would accordingly become one of the most significant
bodies of ritual theory throughout East Asia. See Liji (Hong Kong: ICS, 1992),
123–129.
16. Ibid., 126/25/24.
17. Ibid., 126/25/25–27.
18. Ibid., 126/25/28.
19. Ibid., 126/25/29.
20. See Kleinman’s paper at the beginning of this book and also Arthur Kleinman,
Writing at the Margin: Discourse Between Anthropology and Medicine (Berkeley:
University of California Press, 1997) and The Illness Narratives: Suffering,
Healing, and The Human Condition (Boston: Beacon, 1988).
21. Adam Seligman, Robert Weller, Michael Puett, and Bennett Simon, Ritual and
its Consequences: An Essay on the Limits of Sincerity (Oxford: Oxford University
Press, 2008).
22. See Arthur Kleinman’s What Really Matters: Living a Moral Life amidst
Uncertainty and Danger (Oxford: Oxford University Press, 2007).
Notes on Contributors / 115
Institute of Socio-Economic Research in Development and Democracy to
track the relationship between local ecology, health, and family processes
of decision making.
Arthur Kleinman, M.D., is one of the world’s leading medical
anthropologists, and a major figure in cultural psychiatry, global health,
and social medicine. He is the Esther and Sidney Rabb Professor,
Department of Anthropology, Harvard University; Professor of
Medical Anthropology in Social Medicine and Professor of Psychiatry,
Harvard Medical School; and Victor and William Fung Director of
Harvard University’s Asia Center. Since 1968, Kleinman, who is
both a psychiatrist and an anthropologist, has conducted research in
Chinese society, first in Taiwan, and since 1978 in China, on depression,
somatization, epilepsy, schizophrenia and suicide, and other forms of
violence. His chief publications are Patients and Healers in the Context
of Culture (1980); Social Origins of Distress and Disease: Depression,
Neurasthenia, and Pain in Modern China (1986); The Illness Narratives
(1988); Rethinking Psychiatry (1988); and the co-edited volumes: Culture
and Depression (1985)and Social Suffering (1997). His most recent
book, What Really Matters (2006), addresses existential dangers and
uncertainties that make moral experience, religion, and ethics so crucial
to individuals and society today.
Charles Hallisey, Senior Lecturer on Buddhist Literatures at HDS, joined
the HDS faculty in 2007 after teaching at the University of Wisconsin
as Associate Professor in the Department of Languages and Cultures of
Asia and the Religious Studies Program since 2001. Earlier, he taught
in the Department of Theology at Loyola University in Chicago, and
at Harvard University, where he was John L. Loeb Associate Professor
of the Humanities in the Committee on the Study of Religion and the
Department of Sanskrit and Indian Studies from 1996 to 2001. His
research centers on Theravada Buddhism in Sri Lanka and Southeast
Asia, Pali language and literature, Buddhist ethics, and literature in
Buddhist culture. He is currently working on a book project entitled
“Flowers on the Tree of Poetry: The Moral Economy of Literature in
Buddhist Sri Lanka.”
Michael Puett is Professor of Chinese History in the Department of East
Asian Languages and Civilizations at Harvard University. He received
his PhD in 1994 from the Department of Anthropology at the University
of Chicago. His interests are focused primarily on the inter-relations
between religion, anthropology, history, and philosophy. He is the author
116 / Rethinking the Human
of The Ambivalence of Creation: Debates Concerning Innovation and Artifice
in Early China (2001) and To Become a God: Cosmology, Sacrifice, and
Self-Divinization in Early China (2002), as well as the co-author, with
Adam Seligman, Robert Weller, and Bennett Simon, of Ritual and its
Consequences: An Essay on the Limits of Sincerity (2008).