Philosophical Literature: South Asia
Kamalaśīla (740–795 CE?), one of the most outstanding figures in the history of Indian Buddhism, composed and glossed works on logic, epistemology, and
Madhyamaka; commented on important Mahāyāna
sūtras such as the Vajracchedikā and the Śālistamba;
and, besides being versed in Tantra, authored
treatises in defense of the view that salvation
results from a gradual cultivation process extending over innumerable lifetimes. Mutatis mutandis,
the same can be said of the most revered Indian
Buddhist authorities, Nāgārjuna, Vasubandhu, and
Dignāga, who were first and foremost committed
to the “transdisciplinary” scholastic project of harmonizing reasoning ( yukti) with faith and scripture
(āgama) in order to build a coherent Buddhist view
of the world, human understanding, and salvation.
In the absence of any emic category corresponding to the philosophical (in contrast to the narrative, the ritual, the disciplinary, etc.), isolating
a distinctly philosophical segment or moment in
these authors’ scholastic output is methodologically problematic and may look purely arbitrary.
Fortunately, (late) Indian Buddhist intellectuals
themselves developed doxographical labels suggesting that they regarded Madhyamaka, Yogācāra,
Sautrāntika, and Vaibhāṣika literature as reflecting
a fairly homogenous intellectual enterprise, the outcome of which they sometimes call mata (religiophilosophical doctrine), providing the expression
“philosophical literature” with a convenient if not
entirely satisfactory content. Although the present
article does not address Ābhidharmika literature, it
partly conforms to this doxographical scheme when
focusing on the Madhyamaka and the Yogācāra text
traditions, but it diverges from it when presenting
Buddhist epistemology as a distinct school. Indeed
the so-called pramāṇa tradition, at least as far as
issues of practice and doctrine are concerned, has
never been considered an independent school in
its Indic environment. However, dealing with it as
a distinct school is not entirely without historical
foundation, since the Indian Buddhist monastic
curricula, which reflect normative and maybe institutional divisions in terms of genres and disciplines,
isolate the hetuvidyā (science of justifications, i.e.
logic and dialectics, including epistemology) as an
autonomous branch of knowledge.
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Mādhyamika literature has been surveyed in
D. Seyfort Ruegg’s monograph (1981), while for the
Yogācāra/Vijñānavāda literature, J. May’s article
(1971) still provides an excellent overview. J. Powers
(1991), J.A. Silk (2001), F. Deleanu (2006), and
M. Delhey (2013) provide indispensable bibliographical information, especially on the research carried out by L. Schmithausen and his followers. For
the chronology and the literature of the epistemological school, we have the systematic survey by
E. Steinkellner and M.T. Much (1995). E. Frauwallner’s
Die Philosophie des Buddhismus (1956; see also Franco
& Preisendanz, 2010) remains one of the best introduction to Indian Buddhist philosophy ever written
in a Western language. A very useful survey covering
some of the same ground as the present one is found
in the Japanese-language volume by K. Tsukamoto,
Y. Matsunaga, and H. Isoda (1990). Much Indian
Buddhist literature survives, if at all, only in classical
translations into Tibetan and Chinese. Therefore,
while recent discoveries are making more and more
Sanskrit materials available, and there is good reason to expect this trend to continue, at present any
survey of Indian Buddhist philosophical literature
must also refer extensively to sources preserved in
Tibetan and Chinese. Note that the present article
does not deal with the origin(s) of Indian Buddhist
philosophy (for this topic, see Watanabe, 1983;
Bronkhorst, 1999).
Early Mādhyamika Literature
The rise of the Madhyamaka school is intimately
connected to the name of Nāgārjuna (c. 200 CE?; see
Walleser, 1923; Seyfort Ruegg, 1981, 4–5n11; Mabbett,
1998; Walser, 2005, 59–88) and can be located at
the confluence of universal emptiness (śūnyatā) as
taught in the Prajñāpāramitā sūtras and a reaction
to traditional Buddhist dogmatics’ tendency to realism and hypostatization. As its name indicates (see
Seyfort Ruegg, 1981, 1–3; maybe not in use before the
5th cent. ce), the Madhyamaka has gradually tended
to understand itself as a middle way (madhyamā
pratipad) between the extremes of existence and
nonexistence. This middle way is nothing but causality or dependent origination (pratītyasamutpāda),
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radically reinterpreted in the sense that everything
is empty of intrinsic, autonomous existence – not
to be mistaken for unqualified nonexistence, hence
nihilism, which the Mādhyamikas were frequently
accused of, and which, according to another overall interpretation of the Madhyamaka, they indeed
endorsed (see Vetter, 1982; Oetke, 1988; 1989; 1996).
The scholastic works ascribed to Nāgārjuna testify
to a dialectical method consisting in the reductio
ad absurdum (prasaṅga) of every possible theoretical posit. Here as elsewhere, the critique is meant
as a therapeutic method for defilements and suffering rather than as a self-contained philosophical
inquiry.
In stanza 10 of his Madhyamakaśāstrastuti
(de Jong, 1962, 51), Nāgārjuna’s commentator
Candrakīrti (6th–7th cents. CE?) mentions the
following eight (categories of) works by Nāgārjuna,
though the authenticity of some is disputed (see
below):
1. the Sūtrasamuccaya (T. 1653; D 3934/P 5330;
see Pāsādika, 1989, 2003; Lindtner, 1982a, 172–
178);
2. the Ratnāvalī (T. 1656; D 4158/P 5658; see
Hahn, 1982; Seyfort Ruegg, 1981, 23–26; Walser,
2005, 271–278);
3. the Saṃstutis (see Lindtner, 1982a, 121–161;
Tola & Dragonetti, 1995a, 101–153);
4. the Mūlamadhyamakakārikā (T. 1564; D 3824/
P 5224; see Saigusa, 1985; Ye, 2011; de Jong, 1977;
Seyfort Ruegg, 1981, 9–18; Siderits & Katsura,
2013);
5. the Yuktiṣaṣṭikā (T. 1575; D 3825/P 5225; see
Lindtner, 1982a; Scherrer-Schaub, 1991; Tola
& Dragonetti, 1995b; Ye, 2013; Li, Kano & Ye,
2014; Li & Ye, forthcoming; Seyfort Ruegg, 1981,
19–20);
6. the Vaidalyaprakaraṇa (D 3826, 3830/P 5226,
5230; see Kajiyama, 1965a; Tola & Dragonetti,
1995a);
7. the Śūnyatāsaptati (D 3827/P 5227; see Lindtner, 1982a; Tola & Dragonetti, 1995b; Seyfort
Ruegg, 1981, 20–21); and
8. the Vigrahavyāvartanī (T. 1631; see Tucci, 1929;
D 3828, 3832/P 5228, 5232; see Lindtner, 1982a;
Bhattacharya, Johnston & Kunst, 1998; Yonezawa, 2008; Seyfort Ruegg, 1981, 21–23).
The fountainhead of all Mādhyamika traditions is
the Mūlamadhyamakakārikā. This treatise is composed of 447 (or 449) stanzas distributed into 27
chapters (whose titles vary according to the commentaries), in which Nāgārjuna’s dialectics suc-
cessively apply to the following (list according to
Candrakīrti’s Prasannapadā):
1. causal conditions (pratyaya);
2. motion (gatāgata);
3. sensory bases (indriya);
4. constituents (skandha);
5. elements (dhātu);
6. defilements (rāgarakta);
7. conditioned being (saṃskṛta);
8. action and agent (karmakāraka);
9. past (pūrva);
10. fire and fuel (agnīndhana);
11. successive lemmas (pūrvāparakoṭi);
12. suffering (duḥkha);
13. conditioned things (saṃskāra);
14. connection (saṃsarga);
15. own being/intrinsic nature (svabhāva);
16. bondage and liberation (bandhanamokṣa);
17. action and retribution (karmaphala);
18. self (ātman);
19. time (kāla);
20. causal complexes (sāmagrī);
21. existence and nonexistence (sambhavavibhava);
22. the Tathāgata;
23. misconceptions (viparyāsa);
24. nobles’ truths (āryasatya);
25. nirvāṇa;
26. 12 links in the chain of causation (dvādaśāṅga);
27. false views (dṛṣṭi).
Major breaks in the historical development of
Indian Madhyamaka coincide to a large extent with
the doctrinal innovations initiated by Mādhyamika
philosophers while commenting on the
Mūlamadhyamakakārikā. The importance of the
work can also be measured by the fact that it has
been commented on by non-Mādhyamika intellectuals such as Asaṅga (T. 1565; 順中論義入大
般若波羅蜜經), Guṇamati (lost), and Sthiramati
(T. 1567; 大乗中観釋論).
Besides the Mūlamadhyamakakārikā, four more
scholastic works have been commonly ascribed to
Nāgārjuna by both traditional and modern scholarship: the Śūnyatāsaptati, the Vigrahavyāvartanī,
the *Vyavahārasiddhi, and the Yuktiṣaṣṭikā. In
Candrakīrti’s opinion, the first two are mere appendices to the Mūlamadhyamakakārikā (see ScherrerSchaub, 1991, xxxvi).
The Śūnyatāsaptati consists of 73 verses and
a(n auto)commentary (D 3831/P 5231). It deals
with the conventionality and the emptiness of all
dharmas; with defilements, action, wrong notions,
and nescience; and with the access to the ulti-
Philosophical Literature: South Asia
mate. The treatise has been commented on by
Candrakīrti in the Śūnyatāsaptativṛtti (D 3867/
P 5268; see Erb, 1997) and by Parahitabhadra in the
Śūnyatāsaptativivṛti (D 3868/P 5269).
The Vigrahavyāvartanī was written in mixed
verses and prose. This important treatise contains
“a searching critique of the opponents’ own logical
and epistemological assumptions, and a demonstration of the validity of the Mādhyamika’s theory
and method” (Seyfort Ruegg, 1981, 21–22; against
Nāgārjuna’s authorship, see Tola & Dragonetti,
1998).
The lost *Vyavahārasiddhi (Tib. Tha snyad grub
pa) is known to us through six stanzas quoted
in Śāntarakṣita’s Madhyamakālaṃkāravṛtti and
explicitly identified by Kamalaśīla (Ichigo, 1985,
213, l. 10). According to Bu ston (1290–1364), the
*Vyavahārasiddhi was meant “to show that although
there is no own being in the ultimate sense, still
worldly transactional convention is justified at the
superficial level” (see Lindtner, 1982a, 94, 94n127).
The Yuktiṣaṣṭikā is yet another of Nāgārjuna’s treatises dealing with dependent origination. According
to C. Lindtner (1982a, 100–101), its argument is that
“reality is beyond all ontological and epistemological dualities while the empirical world of origination,
destruction, and so on, is illusory and merely due to
ignorance.” Nāgārjuna’s Yuktiṣaṣṭikā has been commented on by Candrakīrti in the Yuktiṣaṣṭikāvṛtti
(D 3864/P 5265; see Scherrer-Schaub, 1991).
As suggested by Tibetan classifications,
Nāgārjuna’s(?) Ratnāvalī belongs to the genre
of the epistles dedicated to spiritual edification.
This important treatise in five chapters and about
500 verses is especially well known for its chapter 4,
which provides ethical and political advice to a
(Satavahana?) king. The 9th-century scholar
Ajitamitra has provided the Ratnāvalī with a commentary, the Ratnāvalīṭīkā (D 4159/P 5659; see
Okada, 1990). Ethical advice to a prince is also the
subject matter of Nāgārjuna’s famous Suhṛllekha
(T. 1672–1674; D 4182, 4496/P 5409, 5682; see Tenzin, 2002; Dietz, 1984, 18–30; 2012), which has been
commented on by Mahāmati in his Suhṛllekhaṭīkā
(D–/P 5690). In addition to the Suhṛllekha, three
works devoted to ethics and royal conduct have
been ascribed to Nāgārjuna (Hahn, 1985): the
Prajñāśataka (D 4328, 4501/P 5820, 5414; see Hahn,
1990), the Nītiśāstraprajñādaṇḍa (D 4329/P 5821; see
Campbell, 1919), and the Nītiśāstrajantupoṣaṇabindu
(D 4330/P 5822).
Four works traditionally ascribed to Nāgārjuna
but of disputed authenticity deserve to be men-
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tioned here (for yet other works, see Seyfort Ruegg,
1981, 28–30; Lindtner, 1982a, 180–248; Buescher,
2008, 26–40).
1. The Vaidalyaprakaraṇa is a treatise consisting of 73 sūtras and a prose commentary dealing
with dialectics. As its initial stanza testifies, the
Vaidalyaprakaraṇa targets non-Buddhist dialecticians advocating the self and “grinds to little pieces”
their 16 categories (comp. Nyāyasūtra 1.1.1). As
O.H. Pind (2001) has pointed out, the treatise’s
indebtedness to Sautrāntika-like ideas makes
Nāgārjuna’s authorship very unlikely.
2. The Pratītyasamutpādahṛdaya (D 3836, 4553/
P 5236, 5467; see Lindtner, 1982a; 1982b) seems to
have originally consisted of five stanzas and a commentary of uncertain authorship, the Vyākhyāna
(T. 1654; D 3837, 4554/P 5237, 5468). According to
C. Lindtner (1982a, 171), the treatise “marks an exegetical attempt to reconcile the traditional twelvemembered formula of dependent origination with
the doctrine of emptiness.”
3. The *Dvādaśamukhaśāstra (T. 1568; see Aiyaswami Sastri, 1954; Goshima, 2004; 2007; HermannPfandt, 2008, 334) bears on 12 typically Mādhyamika
topics (see Seyfort Ruegg, 1981, 27–28) in 26 stanzas.
The fame of this treatise is due to its being the second of the three authoritative treatises of the East
Asian Sanlun (三論) school. This treatise might be a
compilation by the (Central Asian?) commentator
Qingmu (青目)/*Piṅgal(ākṣ)a or a later compilation
by Kumārajīva (334–413?), himself or a member of
his circle (see Goshima, 2002; 2007; 2012).
4. The massive Mahāprajñāpāramitopadeśa
(T. 1509; 大智度論; see Lamotte, 1949; 1970), if it is
an Indian text, apparently achieved more renown
in East Asia (and the West) than in India, where
it is never alluded to. This commentary on the
Pañcaviṃśatisāhasrikāprajñāpāramitā – ascribed
to Nāgārjuna by Kumārajīva, who translated it
into Chinese in 402–404 ce – refers to Nāgārjuna,
Āryadeva, and Rāhulabhadra. It seems more likely,
however, that this “Mahāyānistic replica of the
Sarvāstivādin Abhidharma” (Lamotte, 1970, xli) was
the work of a monk of Sarvāstivāda background
and Mahāyānistic persuasion in early 4th-century
Gandhara or Kashmir, or of “Serindian scholars and
Chinese redactors” (Seyfort Ruegg, 1982, 508).
Next in importance only to Nāgārjuna is his likely
disciple Āryadeva (mid-3rd cent. CE?; see Lang, 1986,
7–15). More than Nāgārjuna, Āryadeva endeavored
to defend the Madhyamaka against the non-Buddhists. This makes his works important sources concerning early Sāṃkhya and Vaiśeṣika, two of these
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non-Buddhist opponents. Āryadeva’s magnum opus
is the Catuḥśataka (D 3846/P 5246; see Lang, 1986).
The treatise’s 400 stanzas are distributed into 16
chapters, of which 1–8 and 9–16 form two homogenous units – Dharmapāla commented on chapters 9–16 alone (T. 1571; 大乘廣百論釋論), the likely
reason why Xuanzang (玄奘; 602–664) limited
his Chinese translation to these same chapters
(T. 1570; 廣百論本). Chapters 1–8 are close in intent
to Nāgārjuna’s two epistles and deal, as an ethical
“preparation of those who practise the path” (Lang,
1986, 52), with the elimination of the four misconceptions (chs. 1–4; see Lang, 2003), the bodhisattva
practice (ch. 5), the elimination of the defilements
(ch. 6), the attachment to sensory objects (ch. 7),
and the practice of the disciple (ch. 8). Chapters
9–16 are “a defense of the Madhyamaka philosophy
of emptiness against its detractors” (Lang, 1986, 52)
and negate permanent things (ch. 9; see May, 1980–
1984), the self (ch. 10), time (ch. 11), false views (ch.
12; see Tillemans, 1990), the sense organs and their
objects (ch. 13; see Tillemans, 1990), the belief in
extremities (ch. 14), and conditioned things (ch. 15)
in addition to addressing logical and epistemological issues related to the doctrine of emptiness (ch. 16).
Āryadeva’s Catuḥśataka has been commented
on by Dharmapāla (see above; see also Tillemans,
1990) and by Candrakīrti in the Catuḥśatakaṭīkā/
Catuḥśatakavṛtti (D 3865/P 5266; see Suzuki, 1994).
At least in East Asia, however, Āryadeva’s fame
is due mainly to the Śata(ka)śāstra (T. 1569; 百論;
see Tucci, 1929b, 3–89), in 50 sūtras (sic), the third
authoritative treatise of the Sanlun school. Of disputed authenticity (see de Jong, 1971, 110; Gard, 1954,
751–747), the Śata(ka)śāstra might have been a “rearranged and abridged version of the Catuḥśataka”
(Lang, 1986, 13), possibly compiled by the (Central
Asian?) commentator Vasu (Gard, 1954, 747). At
least as far as their subject matter is concerned, the
two works have much in common:
1. merit and demerit;
2. the self;
3. unity;
4. multiplicity;
5. sense perception;
6. sense objects;
7. the (Sāṃkhya) doctrine according to which the
result preexists in the cause (satkāryavāda);
8. the (Vaiśeṣika) doctrine according to which
the result does not preexist in the cause
(asatkāryavāda);
9. permanence; and
10. emptiness. (Lang, 1986, 11–13)
As pointed out by K.C. Lang, however, the two treatises differ in the arrangement of topics, in their
arguments, and in their style (didactic stanzas vs.
sūtras).
Several other treatises have been ascribed to
Āryadeva:
the Hastavālaprakaraṇa, likely the work of
Dignāga (see below);
the Treatise on the Explanation of Nirvāṇa
by Heterodox and Hīnayāna Teachers in the
Laṅkāvatārasūtra (T. 1640; Shì léng gā jīng zhōng wài
dào xiǎo chéng niè pán lùn [釋楞伽經中外道小乘涅
槃論]; see Tucci, 1926);
the Treatise on the Refutation of Heterodox and
Hīnayāna Theses in the Laṅkāvatārasūtra (T. 1639;
Pò léng gā jīng zhōng wài dào xiǎo chéng sì zōng
lùn [破楞伽經中外道小乘四宗論]);
the Skhalitaprama[rd]anayuktihetusiddhi (D 3847/
P 5247; see Clarke & Jamspal, 1978), a short treatise
in which naive versions of hedonism/materialism,
naturalism, temporalism, and theism are criticized
in the name of dependent origination;
the Madhyamakabhramaghāta (D 3850/
P 5250), apparently a compilation of selected
excerpts from Bhāviveka’s Tarkajvālā (see Lindtner,
1982b, 173n21); and
the philosophically more substantial Akṣara
śataka (T. 1572; D 3834, 3835/P 5234, 5235; see
Gokhale, 1930), whose targets are Sāṃkhya and
Vaiśeṣika views, and whose topics parallel those of
Śata(ka)śāstra 2–10.
Rāhulabhadra, a contemporary and follower of
Nāgārjuna (maybe of Āryadeva as well; see Seyfort
Ruegg, 1981, 54n155), is the last important figure of the
formative period of Indian Madhyamaka. He likely
authored a now lost commentary on Nāgārjuna’s
Mūlamadhyamakakārikā, which is referred to by
early authorities such as Asaṅga and *Sāramati
(in T. 1565, 1634; see Lamotte, 1970, 1374). But
Rāhulabhadra is especially famous for his hymns –
first and foremost for his Prajñāpāramitāstotra,
which serves as a preface to several (Indian versions of ) Prajñāpāramitā sūtras and is quoted in
the pseudo-Nāgārjuna’s Mahāprajñāpāramitopadeśa
(see Lamotte, 1949, 1060–1065, 1060n2). According
to D. Seyfort Ruegg (1981, 55–56), Rāhulabhadra’s
hymns betray his indebtedness to tathāgatagarbha
ideas (i.e. the doctrinal stream accepting the existence of Buddha-nature in each sentient being).
This may be the place to briefly mention a work
that, although it bears no particular relationship
to the Madhyamaka (but see Katsura, 1979) and is
more closely connected with Abhidharmic ways of
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597
thinking, had a strong impact on the early history of
Indian Buddhist philosophy and the development
of Dārṣṭāntika/Sautrāntika thought – that is, Harivarman’s *Tattvasiddhi (also known as *Satyasiddhi;
T. 1646; 成實論; see Aiyaswami Sastri, 1975, 1978; Potter, 1999, 255–312), composed either between 250
and 350 (Katsura, 1978, 1063) or between 310 and 390
(Kritzer, 2005, 210). Besides an introductory chapter dedicated to the three jewels (the Buddha, the
law, and the community) and the different points of
controversy, the work consists of four chapters dealing with the four nobles’ truths. Whereas suffering
consists of the five skandhas (corporeity, affective
sensation, identification, conditioning factors, and
cognitions), the origin of suffering is to be found in
action and defilements. Harivarman defines the cessation of suffering as the cessation of the awareness
of designations, of the awareness of factors, and of
the awareness of emptiness (see Katsura, 1979). As
for the path leading to the cessation of suffering, it
consists of concentration and knowledge. Harivarman’s treatment of topics such as the existence of
past and future factors (ch. 1; see Katsura, 1978) or
the modalities of cognition (ch. 2) contains interesting controversies with Vaiśeṣika and Sāṃkhya, the
early Buddhist philosophers’ main opponents.
(see Demiéville, 1954, 363–397; Deleanu, 1997,
34–35), “a literary as well as scholastic work written
in a unique blend of poetic imagery . . . and technical discussions concerning the theory and practice
of spiritual cultivation” (Deleanu, vol. I, 2006, 158);
2. the 4th-century Yogācārabhūmi (also known
as The Meditation Scripture [Taught] by
Dharmatrāta; T. 618; Dá mó duō luó chán jīng [達摩
多羅禪經]; see Demiéville, 1954, 362–363; Deleanu,
1993; Yamabe, 1999, 72–76) by the Kashmirian meditation master Buddhasena; and
3. the so-called Yogalehrbuch, a Mūlasarvāstivāda
work (Schmithausen, 1970, 109, 113n257), Sanskrit
fragments of which were discovered in 1906 in Kizil
near Kucha and edited by D. Schlingloff (1964; see
Hartmann, 1996; Yamabe, 1997; Yamabe, 1999, 60–72;
see also Bretfeld, 2003).
The number of these digests was apparently so
important that
Yogācāra/Vijñānavāda Literature
As noted by P. Demiéville (1954, 349–350, 354,
362), D. Schlingloff (1964, 54–56), D. Seyfort Ruegg
(1967, 160–161), and N. Yamabe (1999, 73–74), these
originally purely Śrāvakayānist works were supplemented with Mahāyānist elements or appendices
from the 3rd to 4th century on. This is the case with
chapters 28–30 of Saṅgharakṣa’s Yogācārabhūmi,
maybe an originally independent treatise, with
chapters 4–7 of Buddhasena’s Yogācārabhūmi, and
with the bodhisattva ideal that made its way into
the Yogalehrbuch. Properly Mahāyānistic treatises
circulated as well, such as the Vīradattaparipṛcchā
(also known as *Bodhisattvayogācārabhūmisūtra;
T. 330; 菩薩修行經; comp. T. 331; 無畏授所問; comp.
also T. 310; 大寶積經; XCVI, 540a–543a), which deals
with the practice of the perfections (six, sometimes
ten behavioral, ethical, and cognitive norms/ideals), the meditation on the human body, and so on.
According to P. Demiéville, the “mahāyānization”
that took place between the 2nd and the 4th century
reflects “a new need born . . . of the gradual increase
of the Mahāyānists: the Yoga masters could no longer ignore this clientele” (Demiéville, 1954, 397).
A very similar blend of Śrāvakayānist and
Mahāyānist materials can be observed on a much
The origin of what came to be known as Yogācāra,
Vijñānavāda, or *Vijñaptivāda – that is, Buddhist idealism – is commonly traced to a (Mūla)sarvāstivāda
community of meditators or yoga practitioners
(yogācāra) that, from the 1st century onward “commences to be active in the production of meditation
treatises and manuals” (Deleanu, vol. I, 2006, 162;
references in Deleanu, vol. II, 2006, 212n53). Its views
are regularly discussed in the Mahāvibhāṣā (see Silk,
2000, 286–287; Deleanu, vol. I, 2006, 213n60).
Not infrequently entitled Yogācārabhūmi ([Treatise on] the Levels of Those Who Engage in Spiritual
Training; Delhey, vol. I, 2009, 3n2; Delhey, 2013, 501),
the most ancient among these Yogācārabhūmis form
the “prototypes” (Demiéville, 1954) or “forefathers”
(Deleanu, 2006) of the Yogācārabhūmi that served
as the foundation of classical Buddhist “mind-only”
(vijñaptimātratā) idealism. The most famous among
these and later meditation digests are the following:
1. the 1st- to 2nd-century Yogācārabhūmi
(T. 606; 修行道地經; T. 607; 道地經; translated
into Chinese in 148–170 ce but incomplete) by the
Kashmirian Sarvāstivāda patriarch Saṅgharakṣa
in the early 5th century, in order to compile a Yoga
treatise destined to his Chinese disciples, Kumārajīva
used, besides Saṅgharakṣa’s Yogācārabhūmi and
Aśvaghoṣa’s Saundarananda, all sorts of ‘dhyāna
summaries’ . . . that were the works of other
Sarvāstivādin patriarchs: Vasumitra, Upagupta,
Saṅghasena, Pārśva, Kumāralāta. (Demiéville,
1954, 396; see also Yamabe, 1999, 78–79)
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larger scale in the Yogācārabhūmi(śāstra) (see
Schmithausen, 1969a; Deleanu, 2006; Delhey, 2013;
Kragh, 2013), which serves as a doctrinal authority of semi-canonical character to the Yogācāra/
Vijñānavāda. One of its parts, the Śrāvakabhūmi
(T. 1579; D 4036/P 5537; see Yugaron Shōmonji, 1998;
2007; Deleanu, 2006), belongs to the same “ascetic
current” (Deleanu, vol. I, 2006, 158; see also Yamabe, 2013) as the one underlying Saṅgharakṣa’s
Yogācārabhūmi. This massive work – 100 juan
(fascicles) in its Chinese translation – has been
ascribed to either Maitreya (East Asian traditions)
or Asaṅga (late Indic and Tibetan traditions), but its
compilatory character has been demonstrated by
L. Schmithausen (1969a).
The Yogācārabhūmi has come down to us in two
complete translations – one in Tibetan (D 4035–
4042/P 5536–5543) and one in Chinese (T. 1579; partial translation of the Viniścayasaṃgrahaṇī [T. 1584];
on Dharmakṣema’s 418 ce translation, see below).
Important parts of the so-called Maulī Bhūmi (Basic
Section; see below), including the Śrāvakabhūmi and
the Bodhisattvabhūmi (T. 1579; D 4037/P 5538; see
Wogihara, 1930–1936; Dutt, 1978; Takahashi, 2005),
have been preserved in Sanskrit manuscripts and
fragments (see Delhey, 2009, 15n45; 2013, 507–540).
The Yogācārabhūmi consists of five parts (six in
Tibetan; Deleanu, vol. I, 2006, 43–50):
1. the Maulī Bhūmi (Basic Section; or maulyo
bhūmayaḥ; maybe originally referred to collectively as Yogācārabhūmi) consisting of 14
chapters expounding 17 levels/stages and representing about one half of the whole work;
2. the Viniścayasaṃgrahaṇī (Collection of Clarifications; see Schmithausen, 1969b; Kramer,
2005);
3. the *Vyākhyā[na]saṃgrahaṇī or *Vivaraṇa
saṃgrahaṇī (Collection of Exegeses; see
Nance, 2012, 167–212);
4. the Paryāyasaṃgrahaṇī (Collection of Synonym
Terms); and
5. the Vastusaṃgrahaṇī (Collection of [Scriptural] Bases[?]).
According to F. Deleanu,
the basic part . . . deals with the three paths
towards Liberation . . . as well as with various psychological and doctrinal aspects related directly
or indirectly to spiritual cultivation, [whereas]
the rest of the text represents collections of various doctrinal definitions, lists, exegetical materials dedicated to canonical scriptures, and so on.
(Deleanu, vol. I, 2006, 43–44)
Except for the Bodhisattvabhūmi, the whole basic
part is of Śrāvakayānist orientation. As for the four
Saṃgrahaṇīs, they are essentially Śrāvakayānist
as well, except for the Sandhinirmocanasūtra,
quoted extensively in the Viniścayasaṃgrahaṇī
(see Delhey, 2013, 535–538), and for the rest of the
Bodhisattvabhūmiviniścaya. As F. Deleanu puts it,
the Yogācārabhūmi became a fundamental treatise of one of India’s major Mahāyāna traditions
in spite of the fact that a large part of it contains
or presupposes no teachings peculiar to the Great
Vehicle. (Deleanu, vol. I, 2006, 182)
Even in its Mahāyānist parts, the Yogācārabhūmi
recurrently targets misconceptions of emptiness
that reflect ideas close to the Prajñāpāramitā if not
to early Madhyamaka (see Seyfort Ruegg, 1969, 322–
323; Deleanu, vol. I, 2006, 162–163; 170–171; Buescher,
2008, 173–176).
This fivefold macrostructure is reflected in
the emic classifications of the Yogācārabhūmi
as an Abhidharma work. Thus according to the
Viniścayasaṃgrahaṇī (T. 1579, 654b3–6; D Zhi
188b2–3/P Zi 195b6), the Abhidharma piṭaka (basket; called mātṛkā [matrix] in a Mūlasarvāstivāda
environment) consists of 17 levels and four collections. In other words, the Yogācārabhūmi is an
Abhidharma matrix. The Yogācārabhūmi has also
been described as an Abhidharma piṭaka revealed
by Maitreya (Delhey, vol. I, 2009, 3n3; Delhey, 2013,
502nn9–10).
From a doctrinal and literary point of view,
L. Schmithausen distinguishes three main layers in
the Yogācārabhūmi:
1) portions – probably the oldest layer(s) – not
containing any reference to ālayavijñāna: parts
of the Basic Section, esp. the Śrāvakabhūmi and
the Bodhisattvabhūmi, and the Vastusaṅgrahaṇī;
2) the rest of the Basic Section, with sporadic occurrences of ālayavijñāna but no reference to the
Sandhinirmocana sūtra; 3) the Viniścaya
saṅgrahaṇī containing a detailed treatment
of ālayavijñāna and at the same time quoting
and making use of the Sandhinirmocana sūtra.
(Schmithausen, vol. I, 1987, 14)
The gradual elaboration of the ālayavijñāna in
the Yogācārabhūmi is to be seen as genetically
and doctrinally independent of Mahāyāna and
vijñaptimātratā (mind-only; Schmithausen, vol. I,
1987, 33), a notion that only occurs in the quotation
of the Sandhinirmocanasūtra (8.7–9; see Lamotte,
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1935) in the Viniścayasaṃgrahaṇī, the first literary
expression of the vijñaptimātratā (Schmithausen,
1984, 455; vol. I, 1987, 88–89). As for well-known
Yogācāra doctrines, such as the three lakṣaṇas
(character[istic]s) or svabhāvas (natures) of all
phenomena, the Buddha’s not permanently fixed
nirvāṇa and his three bodies (body of the law, body
of magic transformation, and enjoyment body), and
the notion of false imagination (abhūtaparikalpa),
they are nowhere to be found in the Yogācārabhūmi
(see Schmithausen, 1969a, 820–821; Deleanu, vol. I,
2006, 175). As F. Deleanu (vol. I, 2006, 172; see
also Buescher, 2008, 202) puts it, “philosophically, it
is the formation of the Sandhinirmocanasūtra that
marks the actual birth of the Yogācāra-Vijñānavāda
as a distinct Mahāyāna school.” In a vehemently antiPrajñāpāramitā stance, the Sandhinirmocanasūtra
(7.30) presents itself as a third turning of the dharma
cakra surpassing the dispensation of the four nobles’
truths and the revelation of emptiness (see Deleanu,
vol. I, 2006, 175).
The chronology of the Yogācārabhūmi is a difficult point (see Delhey, vol. I, 2009, 10–13). Whereas
its terminus post quem corresponds to 1st- to 2ndcentury ce works such as those of Aśvaghoṣa and
Saṅgharakṣa, the terminus ante quem for most of
its parts would be Dharmakṣema’s 418 ce Chinese
translation of the Bodhisattvabhūmi (T. 1581; see
Delhey, 2013, 524n130), whose numerous crossreferences suggest that several additional parts of
the Yogācārabhūmi were already extant by that time.
F. Deleanu (vol. I, 2006, 155, 195) distinguishes six
phases in the compilation of the Yogācārabhūmi:
1. the formation of the Śrāvakabhūmi (200–270?);
2. the formation of the Bodhisattvabhūmi (230–
300?);
3. the formation of the rest of the Maulī Bhūmi,
of the Vyākhyāsaṃgrahaṇī, and of the
Paryāyasaṃgrahaṇī (270–340?);
4. the formation of the Sandhinirmocanasūtra
(300–350?);
5. the formation of the early parts of the
Viniścayasaṃgrahaṇī (320–350?);
6. the citation of the Sandhinirmocanasūtra in
the Viniścayasaṃgrahaṇī, the compilation of
the late parts of the Viniścayasaṃgrahaṇī, and
the final redaction of the entire Yogācārabhūmi
(350–380?), a process in which Asaṅga could
have taken part. (Deleanu, vol. I, 2006, 155,
195).
The Yogācārabhūmi has been made the object of
numerous Indic commentaries (see Deleanu, vol. I,
599
2006, 248–251). Some have been preserved in Tibetan
translation:
the incomplete and anonymous (or Jinaputra’s?)
*Yogācārabhūmivyākhyā (D 4043/P 5544);
Guṇaprabha’s *Bodhisattvabhūmivṛtti (D 4044/
P 5545; 5th cent. CE?) on parts of the
Bodhisattvabhūmi and his *Bodhisattvaśīla
parivartabhāṣya (D 4045/P 5546) on the Śīlapaṭala;
Jinaputra’s *Bodhisattvaśīlaparivartaṭīkā (D 4046/
P 5547), a subcommentary on the Śīlapaṭala;
and
*Sāgaramegha’s *Yogācārabhūmau Bodhisattva
bhūmivyākhyā (D 4047/P 5548; c. 750–800?).
Other exegetical works are alluded to or partly
preserved in Chinese materials:
Nanda’s *Yogācārabhūmivyākhyā (c. 500?) and
the commentaries by alleged disciples of
Dharmapāla (530–561?), namely Viśeṣamitra,
Jñānacandra, and Jinaputra (e.g. *Yogācāra
bhūmivyākhyā, of which Xuanzang translated
the introductory part [T. 1580; 瑜伽師地論釋]).
As pointed out by L. Schmithausen (1969a,
821–822, 822n48), all the works belonging to the
“Maitreya-Asaṅga complex” – the next layer of
Yogācāra/Vijñānavāda literature – depend on the
Yogācārabhūmi, but no influence of either of these
works on the Yogācārabhūmi can be convincingly
argued for. The authorship of five of these works is
one of the most vexed problems of modern Buddhist scholarship (see Ui, 1929; Frauwallner, 1952;
Demiéville, 1954, 380n4; Frauwallner, 1956, 255–258,
296–309; Seyfort Ruegg, 1969, 39–55; May, 1971, 281–
293). In a nutshell, ubiquitous Indian and Tibetan
traditions ascribe a group of five works to Maitreya:
1. Mahāyānasūtrālaṃkāra (T. 1604; D 4020/
P 5521; see Lévi, 1907; 1911; Jamspal et al., 2004);
2. Madhyāntavibhāga (T. 1601; D 4021/P 5522;
see Nagao, 1964; Frauwallner, 1956, 320–326;
D’Amato 2012);
3. Dharmadharmatā(pra)vibhāga (D 4022, 4023/
P 5523, 5524; see Mathes, 1996, 61–67, 99–103,
104–114; Nozawa, 1955);
4. Abhisamayālaṃkāra; and
5. Uttaratantra (= Ratnagotravibhāga; T. 1611;
D 4024/P 5525; see Johnston, 1991; Obermiller,
1991, 96–111; Frauwallner, 1956, 255–264; Takasaki, 1966; Seyfort Ruegg, 1969).
According to these traditions, Asaṅga redacted these
five works under the direct inspiration of the bodhisattva Maitreya residing in the Tuṣita heaven. Following H. Ui, E. Frauwallner regards Maitreya(nātha)
as the name of Asaṅga’s historical rather than celestial
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teacher. He also ascribes, in accordance with East
Asian traditions, the Ratnagotravibhāga not to Maitreya but to *Sāramati (c. 250?; see Lamotte, 1987,
92, 93n2; Silk, forthcoming), the alleged author of
the *Dharmadhātvaviśeṣatāśāstra (T. 1626, 1627; 大乘
法界無差別論) and the *Mahāyānāvatāraśāstra
(T. 1634; 入大乘論).
The Ratnagotravibhāga, one of the most authoritative sources of tathāgatagarbha ideas, likely had a
strong impact on Maitreya’s three genuinely Yogācāra
works. In the Ratnagotravibhāga, *Sāramati/Maitreya “professes a monistically coloured form of Buddhism in which the immaculate and radiant thought
becomes a supreme entity” (Lamotte, 1987, 92n2).
This doctrine foreshadows the pseudo-Aśvaghoṣa’s
(*Mahāyānaśraddhotpāda; T. 1666, 1667; 大乘起
信論; see Hakeda, 1967), “a Chinese apocryphon
composed perhaps around the mid-6th century
ce and presenting an ingenious . . . synthesis of the
main Mahāyānistic theses that had reached China
by that time” (May, 1971, 284–285).
The Mahāyānasūtrālaṃkāra comprises 21 chapters, of which the doctrinally most attractive are
chapter 1 (apology of the Mahāyāna; see Nōnin
et al., 2009), chapter 9 (buddha nature), and chapter 18 (systematic demonstrations of momentariness and selflessness; see Eltschinger, 2010b). As a
whole, the Mahāyānasūtrālaṃkāra is “an exposition of Yogācāra theories in connection with the
religious practice and conduct of the Bodhisattva” (Obermiller, 1931, 86). Maitreya equates his
positive, all-pervading absolute with the naturally
immaculate and radiant mind whose impurities
are strictly adventitious. Inasmuch as it consists in
mind, this supreme entity resides in all beings as a
seed or element out of which appears false imagination (viewed as the dependent nature). False
imagination is the origin of the phenomenal world
characterized by subject-object duality – here identified with the imagined nature. In Maitreya’s system, the perfect nature refers to the purified mind.
In a Vedānta-like manner, this purified absolute is
equated with the supreme self (paramātman). The
Mahāyānasūtrālaṃkāra has been commented on in
the following:
Vasubandhu’s Mahāyānasūtrālaṃkārabhāṣya
(T. 1604; D 4026/P 5527; see Lévi, 1907; see Nōnin
et al., 2009; 2013); Sthiramati (510–570?) wrote a
massive subcommentary, the Mahāyānasūtrālaṃ
kāravṛttibhāṣya (D 4034/P 5531; see Hayashima,
1977–1983), and Vairocanarakṣita (11th–12th cent.?)
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wrote a cursory gloss, the *Sūtrālaṃkāravivṛti (see
Kano, 2008, 343);
*Asvabhāva’s Mahāyānasūtrālaṃkāraṭīkā (D 4029/
P 5530; early 6th cent. CE?);
Parahitabhadra’s Sūtrālaṃkārādiślokadvaya
vyākhyāna (D 4030/P 5532; 11th cent. CE?); and
Jñānaśrīmitra’s Sūtrālaṃkārapiṇḍārtha (D 4031/
P 5533; early 11th cent. CE?).
The Madhyāntavibhāga “contains an idealistic interpretation of the doctrine of the middle
way . . . and of the doctrine of emptiness” (May, 1971,
289; see Frauwallner, 1956, 320–326). This interpretation likely derives from the Bodhisattvabhūmi and
appears to be intended as a critique of Mādhyamika
views on the subject. The treatise has been commented on by Vasubandhu in his Madhyānta
vibhāgabhāṣya (T. 1599, 1600; D 4027/P 5528; see
Nagao, 1964), and Vasubandhu’s explanations have
been in turn expanded on by Sthiramati in his
Madhyāntavibhāgaṭīkā (D 4032/P 5534; see Yamaguchi, 1934). Both commentaries have been glossed
by Vairocanarakṣita in his Madhyāntavibhāga
katipayapadavivṛti (see Kano, 2008, 343).
The Dharmadharmatā(pra)vibhāga consists
of two parts. The treatise first demonstrates the
nonexistence of external phenomena by reducing them to false imagination, inasmuch as they
entail a subject-object duality and are nothing but
appearances that conform to language. Its second
part teaches that the path of nonconceptual insight
results in one’s identification with the nondual and
inexpressible true nature (dharmatā) of phenomena, namely the immaculate thusness (tathatā).
It has been commented on by Vasubandhu in his
Dharmadharmatāvibhāgavṛtti (D 4028/P 5529; see
Mathes, 1996) and, together with Vasubandhu’s
gloss, by Vairocanarakṣita in his Dharmadharmatā
vibhāgavivṛti (see Kano, 2008, 358–373).
Asaṅga (315–390 ce in Frauwallner, 1956, 326 but
330–405 ce in Deleanu, vol. I, 2006, 196; 244n266)
contributed decisively to the dogmatic systematization of Yogācāra/Vijñānavāda (see Frauwallner,
1956, 326–350; May, 1971, 289–293). He achieved this
by accommodating “idealistic” doctrines to traditional Śrāvakayāna dogmatics and by integrating
the “old scholastics of liberation” (Frauwallner, 1956,
327) into this new doctrinal framework. If this tendency toward the “appropriation of the conceptual
world of Hīnayāna dogmatics” (Frauwallner, 1956,
328) can be said to permeate most of Asaṅga’s literary output, his works nevertheless betray significant
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differences in terms of confessional orientation. He
authored the following:
1. the Abhidharmasamuccaya (T. 1605; D 4049/
P 5550; see Gokhale, 1947; Pradhan, 1950);
2. the Mahāyānasaṃgraha (T. 1592–1594; D 4048/
P 5549; see Lamotte, 1973); and
3. the *Āryadeśanāvikhyāpanaśāstra (T. 1602; 顯
揚聖教論; see Schmithausen, vol. II, 1987, 261n99;
von Rospatt, 1995, 219–251; Potter, 1999, 433).
The Abhidharmasamuccaya is a work “written from
the standpoint of traditional realistic Hīnayāna
ontology” (Schmithausen, 1972, 158), in which
typically idealist notions such as cittamātra(tā)
or vijñaptimātra(tā) do not occur. The doctrine of
the three natures is interpreted against the purely
Śrāvakayānist background of the selflessness of the
person. Whereas the dependent nature consists of
the constituents (skandha), sensory bases (āyatana),
and elements (dhātu), the imagined nature consists in the superimposition of a self on them and
the perfect nature in their very selflessness. The
Abhidharmasamuccaya has been commented on by
*Jinaputra(?) in his Abhidharmasamuccayabhāṣya
(D 4053/P 5554; see Tatia, 1976; Schmithausen,
1969b, 101ny; de Jong, 1973, 340–341), which might
be the same as the Abhidharmasamuccayavyākhyā
ascribed to Sthiramati (T. 1606; D 4054/P 5555).
The Mahāyānasaṃgraha (T. 1592–1594; D 4048/
P 5549; see Lamotte, 1973) is fairly different from the
Abhidharmasamuccaya. It presents itself as an apology for the Mahāyāna, whose ten superiorities with
regard to the Śrāvakayāna coincide with the gnoseological, ontological, and soteriological program of
Yogācāra/Vijñānavāda:
1. store consciousness (ālayavijñāna);
2. three natures (svabhāvatraya);
3. mind-only (vijñaptimātratā);
4. the perfections (pāramitā);
5. the stages (bhūmi);
6. the discipline (saṃvara) of the bodhisattva;
7. the specific concentrations (samādhi) of the
bodhisattva;
8. nonconceptual (nirvikalpaka) knowledge;
9. unfixed (apratiṣṭhita) nirvāṇa; and
10. the three Buddha-bodies (kāya).
According to J.W. de Jong,
whereas the Mahāyānasaṅgraha is a compendium
of the specifically Mahāyānistic doctrines of the
Yogācāra school, the Abhidharmasamuccaya is a
systematic guide of the Abhidharma part of the
said school’s doctrinal system (de Jong, 1973, 339)
601
The Mahāyānasaṃgraha has been commented on
by Vasubandhu in his Mahāyānasaṃgrahabhāṣya
(T. 1595–1597; D 4050/P 5551) and by *Asvabhāva
in his Mahāyānasaṃgrahopanibandhana (T. 1598;
D 4051/P 5552).
E. Frauwallner characterizes the *Āryadeśanā
vikhyāpanaśāstra (T. 1602; 顯揚聖教論; see
Schmithausen, vol. II, 1987, 261n99; von Rospatt,
1995, 219–251; Potter, 1999, 433) as “a systematic summary of the doctrines of the bulky Yogācārabhūmiśāstram” (1956, 327–328).
The next decisive figure for Yogācāra/
Vijñānavāda is Vasubandhu, whose name is associated with innumerable works on topics ranging
from tathāgatagarbha to Vaibhāṣika and from
Sukhāvatī to Yogācāra (see Nakamura, 1980, 268–
273; Mejor, 1991, 7–13). E. Frauwallner (1951) notoriously distinguishes two Vasubandhus:
1. Vasubandhu the Elder (320–380 ce), a
Sarvāstivādin-Vaibhāṣika (referred to as Sthaviravasubandhu or Vṛddhācāryavasubandhu; see Mejor,
1989–1990, 277–281), who, on the inspiration of his
(half-)brother Asaṅga, turned to Mahāyāna and
composed Yogācāra and Mahāyāna commentaries;
2. Vasubandhu the Younger (400–480 ce), who
authored the Abhidharmakośabhāṣya (as a heterodox,
Sautrāntika-oriented Vaibhāṣika), the Paramārtha
saptatikā, and, later in his life, the Viṃśikā and Triṃśikā.
Many objections have been raised against E.
Frauwallner’s hypothesis (see Griffiths, 1986,
164–165n9; Skilling, 2000, 29n2; Kritzer, 2005, xxv;
Deleanu, vol. I, 2006, 234n205). The chronological gap
between the two alleged Vasubandhus has narrowed
since L. Schmithausen (1992) demonstrated that
the Laṅkāvatārasūtra as translated into Chinese by
Guṇabhadra as early as 443 ce presupposes Triṃśikā
20 and 28. Moreover, R. Kritzer (2005) has convincingly shown how deep the Abhidharmakośabhāṣya’s
indebtedness to the Yogācārabhūmi is, thus suggesting a strong Yogācāra impact already on the young
Vasubandhu. The prevailing scholarly consensus
concerning the works that can be regarded, mainly
because of their “Sautrāntika presuppositions”
(Schmithausen, 1967), as authored by Vasubandhu
is as follows:
1. the Abhidharmakośabhāṣya;
2. the Vyākhyāyukti (D 4061/P 5562; see Lee, 2001;
Cabezon, 1992; Skilling, 2000; Verhagen, 2005;
2008; Horiuchi, 2009; Nance, 2012; commented
on in Guṇamati’s Vyākhyāyuktiṭīkā; D 4069/
P 5570);
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3. the Karmasiddhi(prakaraṇa) (T. 1608, 1609;
D 4062/P 5563; see Lamotte, 1936; Muroji,
1985);
4. the Pratītyasamutpādavyākhyā;
5. the Pañcaskandhaka (T. 1612; D 4059/P 5560;
see Li & Steinkellner 2008; Buescher, 2010);
6. the Viṃśikā (T. 1588–1590; D 4056, 4057/
P 5557, 5558; see Lévi, 1925; Kellner & Taber,
forthcoming); and
7. the Triṃśikā (T. 1586; D 4055/P 5556; see Lévi,
1925; Schmithausen, vol. II, 1987, 262, 263n101).
To the above, the lost Paramārthasaptatikā is certainly to be added as well as the Pratītyasamutpādā
divibhaṅganirdeśa (D 3995/P 5496; commented on in
Guṇamati’s Pratītyasamutpādādivibhaṅganirdeśa
ṭīkā; D 3996/P 5497).
However, Vasubandhu’s authorship of the commentaries on the aforementioned Madhyāntavibhāga,
Dharmadharmatāvibhāga, Mahāyānasūtrālaṃkāra,
and Mahāyānasaṃgraha as well as of the Trisvabhāva
nirdeśa (see below) and the Gāthā(rtha)saṃgraha
(D 4102, 4103/P 5603, 5604; see Skilling, 2000, 305–307)
cannot be categorically dismissed. The issue simply
awaits further research. According to F. Deleanu
(vol. I, 2006, 187; see also Franco & Preisendanz,
2010, xv–xvii), Vasubandhu’s dates are 350–430 ce.
The issue of the number of Vasubandhu(s) remains
open (see Mejor, 1989–1990; Buescher, 2013).
In his Karmasiddhiprakaraṇa, Vasubandhu
explains, against the Vaibhāṣikas and the Āryasāṃmitīyas, psychophysical continuity (memory,
karmic retribution, etc.) by resorting to a Sautrāntika
version of the ālayavijñāna, its seeds, and the subtle
transformation of the series. The work has been
commented on by Sumatiśīla (Karmasiddhiṭīkā,
D 4071/P 5572; late 8th cent.?).
The Pañcaskandhaka consists of an enumeration
of dharmas accompanied by short definitions and
“can be roughly characterised as a summary of
Abhidharma in accordance with the Yogācāra/
Vijñānavāda tradition as was presented by Asaṅga
in chapter 1 of his Abhidharmasamuccaya” (Li &
Steinkellner, 2008, vii–viii). It has been glossed by
Sthiramati (T. 1613; D 4066/P 5567; see Kramer,
forthcoming), by Guṇaprabha in his Pañcaskandha
vivaraṇa (D 4067/P 5568), and by *Pṛthivībandhu in
his Pañcaskandhakabhāṣya (D 4068/P 5569).
The Trisvabhāvanirdeśa (D 4058/P 5559; see
La Vallée Poussin, 1932–1933a; Tola & Dragonetti,
1983) explores in 38 verses the respective characteristics, the mutual relationships, and the soteriological
(ir)relevance of the three natures, which it compares
with a magical elephant (imagined nature, subject-
object duality) whose form or appearance (dependent nature, false conception) is created from a
piece of wood (perfect nature, thusness) by the force
of magic formulas (the root consciousness).
Vasubandhu’s most important works are without doubt Viṃśikā (or Viṃśikāvṛtti; on the title, see
Kano, 2008, 345, 350) and Triṃśikā (see Frauwallner,
1956, 350–390; May, 1971, 301–318). Rather than positively and systematically expounding Vasubandhu’s
idealism, the Viṃśikā constitutes a sort of defensive propaedeutic in which Vasubandhu answers
Buddhist objections pertaining to the place of the
object in cognition and dismisses the Vaiśeṣikas’
and the Vaibhāṣikas’ atomistic accounts of the
external objects. It has been commented on by
Dharmapāla (T. 1591; 成唯識寶生論), by Vinītadeva
in his Viṃśikāṭīkā (D 4065/P 5566); the root-text
together with Vinītadeva’s commentary have
been commented upon by Vairocanarakṣita in his
Viṃśikāṭīkāvivṛti (see Kano, 2008, 348–358).
Unlike the Viṃśikā, the Triṃśikā provides a systematic account of mature Buddhist idealism. In an
Abhidharma-like manner, Vasubandhu describes
the store consciousness, the defiled mind, and all
the concomitant factors including defilements; he
further discusses the three natures before concluding with soteriology. Only two Indic commentaries
of the Triṃśikā have been preserved: Sthiramati’s
Triṃśikābhāṣya (D 4064/P 5565; see Buescher, 2007)
and Vinītadeva’s Triṃśikāṭīkā (D 4070/P 5571; see
Jaini, 1985). Both commentaries have received
cursory explanations by Vairocanarakṣita in his
Triṃśikāṭīkāvivṛti (see Kano, 2008, 343). But as
Xuanzang’s famous, and in China hugely influential,
commentary on the Triṃśikā (T. 1585; 成唯識論;
see La Vallée Poussin, 1928–1929; Wei, 1973) makes
clear by quoting and discussing the views of the
ten scholars Bandhuśrī, Citrabhānu, Guṇamati,
Sthiramati, Nanda, Śuddhacandra, Dharmapāla,
Viśeṣamitra, Jinaputra, and Jñānacandra (see Lévi,
1932, 18–22; Dignāga should be added), Vasubandhu’s
treatise had been the focus of intensive exegetical
activity by mid-7th century ce. Its proper interpretation was at stake during the 6th-century debate
between the Nālandā-based Dharmapāla and the
Valabhi scholar Sthiramati (see Frauwallner, 1956,
394–407; May, 1971, 298–299).
Epistemological Literature
The philosophical tradition known as “Buddhist
(logic and) epistemology” has close connections with
Philosophical Literature: South Asia
Yogācāra/Vijñānavāda. Dignāga’s Hastavālaprakaraṇa
and Ālambanaparīkṣā demonstrate the unreality
of the phenomenal world. His Pramāṇasamuccaya
had a strong impact on Yogācāra/Vijñānavāda
thinkers such as Sthiramati, Dharmapāla, and Xuanzang. The “perception” sections of Dharmakīrti’s
Pramāṇavārttika and Pramāṇaviniścaya draw
idealistic conclusions from the apories of external
realism. Chapter 23 of Śāntarakṣita’s and Kamalaśīla’s
Tattvasaṃgraha(pañjikā) neutralizes Śubhagupta’s
demonstration of the existence of external objects.
Śaṅkaranandana’s Prajñālaṃkāra, a work aimed
at demonstrating mind only (see Ratié, 2011, 390–
391; Eltschinger, forthcoming a), Jñānaśrīmitra’s
Advaitabinduprakaraṇa (Thakur, 1959), which bears
on the identity between cognition and its object, the
same author’s Bhedābhedaparīkṣā (Thakur, 1959),
and finally Ratnākaraśānti’s Vijñaptimātratāsiddhi
(D 4259/P 5756; see Umino & Kelsang, 1982) are little
known but likely belong to the same broad category.
This inclination is also evidenced by the fact that
these authors developed new arguments in favor of
mind only, among which the so-called sahopalambha
niyama (the necessary coperception [of the object
and the cognition]), shaped first by Dharmakīrti and
later defended in Prajñākaragupta’s Sahopalambha
niyamasiddhi (D 4255/P 5753; see Iwata, 1991) and
Jitāri’s Sahopalambhaprakaraṇa (see Steinkellner &
Much, 1995, 89), among others. Moreover, Dignāga’s
earliest works exhibit doctrinal affinities with
Maitreyan idealism (see below).
However, the epistemologists’ accounts of idealism are far from homogeneous. Apart from putting
forward different types of philosophical arguments
(see Arnold, 2008; Ratié, forthcoming a), these
philosophers disagree on the issue of solipsism,
some accepting the existence of other minds (e.g.
Dharmakīrti in his Santānāntarasiddhi, at least on
the level of ordinary existence) and others rejecting it (e.g. Ratnakīrti in his Santānāntaradūṣaṇa;
see Thakur, 1975; Kajiyama, 1965b; Wood, 1991, 149–
159, 223–230). Furthermore, noted epistemologists
defend the existence of the external world. Finally,
several authors acknowledge idealism as a provisionally true account of conventional reality but
adopt the Madhyamaka as their ultimate standpoint
(see below). In his Sugatamatavibhaṅgabhāṣya
(D 3900/P 5868; see Shirasaki, 1984–1987), Jitāri
even attempted to interpret Dharmakīrti as a
Mādhyamika (see Seyfort Ruegg, 1981, 100; Steinkellner, 1990). This should dissuade us from understanding Buddhist epistemology as a “school” without
further qualification.
603
This tradition is a school neither in the sense that
its representatives would share definite metaphysical and/or practical commitments nor in the sense
that they would exhibit institutional and/or sectarian unity. Buddhist logic is a school in the looser
sense of an intellectual tradition applying a(n apparently) consensual methodology to a set of problems
that it partly shares with its opponents (not only
the orthodox Brahmanical systems of Mīmāṃsā,
Nyāya, and Vyākaraṇa but also Sāṃkhya, Śaivism,
Vaiṣṇavism, materialism, and Jainism), and this
with a view to defend the rationality of Buddhism as
a salvational system.
Besides a common reliance on the
Abhidharmakośabhāṣya’s account of Buddhist dogmatics, epistemologists take the works of Dignāga
and Dharmakīrti as a canon, the conformity to
which is the stake of internal controversies. In its
polemical spirit and targets, Buddhist epistemological literature is reminiscent of the following:
Aśvaghoṣa’s Buddhacarita (against the self
[chs. 12, 16; see Eltschinger, 2013] and against
god, nature, or time as ultimate principles [ch.
17]);
Āryadeva’s Catuḥśataka (see above);
the Yogācārabhūmi ’s critique of the allodoxia
(paravāda; see Eltschinger, forthcoming b);
Vasubandhu’s lost Paramārthasaptatikā (against
the Sāṃkhya teacher Vindhyavāsin; see
Eltschinger & Ratié, 2013, 159); and
the end of Abhidharmakośabhāṣya’s chapter 9.
The origin of Buddhist epistemology is to be
sought in the so-called Buddhist dialectical tradition
(vāda and hetuvidyā; see Kang, 2003, 10–16). Like its
non-Buddhist counterpart (e.g. Nyāyasūtra, books
1 and 5, Carakasaṃhitā Vimānasthāna 8.15–66; see
Frauwallner, 1984; Preisendanz, 2000; Kang, 2003),
this tradition concerned itself with enumerating
and discussing eristic-dialectical items (e.g. types
of logical fallacies, false objections, points of defeat,
means of valid cognition [pramāṇa]), namely all
that a monk or a bodhisattva was to master before
engaging in scholarly disputation or catechetic/
didactic dialogue. Important remnants of this tradition have come down to us in works such as the
following:
the *Upāyahṛdaya (also known as *Prayogasāra;
T. 1632; 方便心論; see Tucci, 1929b; Kajiyama,
1991; Gillon & Katsura, forthcoming);
the so-called Spitzer Manuscript (see Franco,
2004);
chapter 10 of the Sandhinirmocanasūtra (see
Kajiyama, 1984; Yoshimizu, 1996; 2010);
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•
•
•
•
•
•
•
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Hetuvidyā section of the Yogācārabhūmi
• (Dthe4035,
Tshi 187a7ff./P 5536, Dzi 214b6ff.; see
Yaita, 2005; Wayman, 1958; Eltschinger, 2012,
456–466);
the pseudo-Nāgārjuna’s Vaidalyaprakaraṇa (see
above);
parts of Asaṅga’s Abhidharmasamuccaya
(Sāṅkathyaviniścaya section; see Schmithausen, 1972; Todeschini, 2011; Eltschinger, 2012,
456–466);
the *Tarkaśāstra (T. 1633; 如實論; see Tucci,
1929b; Frauwallner, 1957) and the dialectical
treatises ascribed to Vasubandhu: the
Vādavidhi, the Vādavidhāna, and the
*Vādasāra, all of which are lost (see Frauwallner, 1933; 1957).
Dignāga’s Nyāyamukha, whose structure is borrowed from the Vādavidhi’s, is to be counted as
a dialectical rather than an epistemological work.
Dignāga (480–540 ce; or a few decades earlier?) is credited with the dialectical tradition’s
logico-epistemological turn. The turn toward logic
was made possible by Dignāga’s “discovery” of the
wheel of logical reasons (hetucakra), a theoretical
device displaying the (types of) acceptability or unacceptability of any given reason. Dignāga’s theorem
drew on an earlier doctrine, the trairūpya (the three
properties [of a logical reason]), aimed at defining
the necessary requirements of an acceptable reason
(see Frauwallner, 1959, 85–91; Hattori, 1968, 4n22).
Dignāga’s new ideas found expression in a short
tract entitled Hetucakraḍamaru (D 4209/P 5708;
D–/P 5708; see Frauwallner, 1959) and later in the
Nyāyamukha and the Pramāṇasamuccaya. This tradition’s epistemological turn was due to Dignāga’s
new focus on the means of valid cognition, likely
inspired by recent developments within the
Sāṃkhya system (see Frauwallner, 1958; 1959,
96–98). Dignāga’s account remained the standard
hetuvidyā system in Buddhist educational centers
such as Nālandā until the 7th century (see Takakusu,
1896, 186–187).
While describing Buddhist learning in Nālandā,
Yijing (義淨; 635–713 ce) provides a list of eight
works by Dignāga (see Frauwallner, 1959, 139; Hattori, 1968, 10n57; on Dignāga’s writings, see Frauwallner, 1959; Hattori, 1968, 1–11; Steinkellner & Much,
1995, 1–15):
1. the Traikālyaparīkṣā (D 4207/P 5705; see
Frauwallner, 1959);
2. the *Sāmānyalakṣaṇaparīkṣā (T. 1623; 觀總相
論頌);
•
•
•
3. the Ālambanaparīkṣā(vṛtti) (T. 1619, 1624;
D 4205–4206/P 5703–5704; see Frauwallner,
1930; 1959, 130–132; Yamaguchi, 1929; Tola &
Dragonetti, 1982);
4. the Hetumukha (nonextant);
5. the *Hetvābhāsamukha (nonextant);
6. the Nyāyamukha (T. 1628, 1629; 因明正理門
論; see Tucci, 1930; Frauwallner, 1959, 91–96;
Katsura, 1977–1987);
7. the *Upādāyaprajñaptiprakaraṇa (T. 1622;
取因假設論; see Kitagawa, 1952; Frauwallner,
1959, 121–126; Hattori, 1977); and
8. the Pramāṇasamuccaya(vṛtti) (D 4203/P–;
D 4204/P 5701 [i.e. Vasudhararakṣita’s translation]; D–/P 5700; D–/P 5702 [i.e. Kanakavarman’s translation]; see Steinkellner, 2005;
Lasic, forthcoming; Katsura et al., forthcoming; Pind, forthcoming; see Hattori, 1968;
Kitagawa, 1973; Steinkellner & Much, 1995,
8–15).
The Traikālyaparīkṣā, one of Dignāga’s earlier
works, is nothing but an excerpt from the Samban
dhasamuddeśa (vv. 53–85) of Bhartṛhari’s
Vākyapadīya (early 5th cent. CE?) meant to demonstrate, via slight lexical changes (and the lost
autocommentary?), the potencies of the Yogācāra
mind instead of those of Bhartṛhari’s śabdabrahman
(word absolute).
The *Sāmānyalakṣaṇaparīkṣā consists of a critical examination of realist accounts of universals.
In the lost Hetumukha, Dignāga developed – in
order to solve problems pertaining to inference –
the theory of language and concepts that would
become the subject matter of chapter 5 of Pramāṇa
samuccaya, dedicated to the theory of conceptual
exclusion (apoha; see Frauwallner, 1959, 98–104;
Hattori, 1982; Hayes, 1988; Pind, forthcoming).
The lost *Hetvābhāsamukha likely consisted of a
monograph on fallacious logical reasons.
Dignāga’s most influential work is his late
Pramāṇasamuccaya(vṛtti). It consists of six chapters
dedicated to the following:
1. perception (pratyakṣa);
2. private inferential judgement (svārthānumāna);
3. proof (parārthānumāna);
4. example (dṛṣṭānta);
5. conceptual/verbal exclusion (apoha); and
6. false objections ( jāti).
Each chapter is divided into an exposition of
Dignāga’s own opinion and a critical examination of his opponents’ views. Dignāga’s adversaries
are not only early representatives of the Sāṃkhya,
Philosophical Literature: South Asia
Nyāya, Vaiśeṣika, and Mīmāṃsā schools but also
coreligionists such as Vasubandhu (esp. against
his Vādavidhi). According to Dignāga himself (see
Frauwallner, 1959, 84nn4–7; Hattori, 1968, 9n51), the
Pramāṇasamuccaya summarizes earlier polemical tracts that he composed against Sāṃkhya
(*Sāṃkhyaparīkṣā), Vaiśeṣika (*Vaiśeṣikaparīkṣā),
and Nyāya (Nyāyaparīkṣā; see Much, 1991b).
Prior to his interest in logic and the theory of
knowledge, Dignāga had authored stotras and stotra
commentaries (see Hattori, 1968, 6–7). As a follower of Maitreya(nātha), he dedicated himself
to Prajñāpāramitā exegetics in the Prajñāpāramitā
piṇḍārthasaṃgraha (T. 1518; D 3809/P 5207; see
Tucci, 1947; Frauwallner, 1959) and to the paths
of vision and cultivation of nonduality in a short
monograph on yoga, the Yogāvatāra (D 4074/P 5575;
see Frauwallner, 1959). Later, Dignāga, inspired by
Vasubandhu’s Sautrāntika ideas, turned to the problem of the (non)existence of the external world and
the impossibility of extranoetic objects in the following works:
1. the Hastavālaprakaraṇa (T. 1620, 1621; D 3848,
3849/P 5248, 5249; see Frauwallner, 1959), in which
he attempted to show, with the Viṃśikā’s critique of
atomism, that the phenomenal world merely exists
as a designation;
2. the *Upādāyaprajñaptiprakaraṇa, in which
Dignāga demonstrated that composite wholes do
not exist since they are neither the same as nor different from their parts and merely consist in dependent designations (upādāyaprajñapti);
3. the Ālambanaparīkṣā(vṛtti), in which Dignāga
critically examined the concept of an object of
cognition by assigning it two necessary conditions: (1) to be the cause of the cognition and
(2) to be isomorphic with it; atoms obviously satisfy
the first condition but not the second, while aggregate wholes satisfy the second but not the first; as a
consequence, the object is nothing but the appearance of an object in cognition itself.
Dignāga’s familiarity with Vasubandhu (of whom
he has been traditionally considered a pupil; see
Hattori, 1968, 1–3) is also evidenced by his commentary on Vasubandhu’s Abhidharmakośa, the
Abhidharmakośamarmapradīpa (D 4095/P 5596;
see Frauwallner, 1959, 126–127).
Dignāga also composed a Vādavidhānaṭīkā (lost;
see Frauwallner, 1959, 84n7; Hattori, 1968, 9–10).
Dignāga’s student Śaṅkarasvāmin (500–560; or a
few decades earlier?) composed an influential work,
the Nyāyapraveśaka(śāstra) (T. 1630; D–/P 5706;
605
D 4208/P 5707; see Jambuvijaya, 2009). It has been
commented on by the Jain polymath Haribhadra
(late 8th cent.?) in the Nyāyapraveśakaṭīkāśiṣyahitā
(see Jambuvijaya, 2009). This work in 27 sūtras
seems to have enjoyed enormous popularity as a
logic primer.
The works of Dignāga seem to have been infrequently commented on in post-Dharmakīrti times.
But as his system permeated the hetuvidyā curriculum in Nālandā, these works must have been more
frequently glossed. Dharmakīrti’s likely teacher,
Īśvarasena (early 6th cent. CE?), is reported to have
commented on the Pramāṇasamuccaya (see Steinkellner & Much, 1995, 22), and Dharmakīrti himself
polemicizes against a Nyāyamukhaṭīkākāra (see
Tillemans, 2000, 177–179). A commentary on the
Nyāyamukha is ascribed to Dharmapāla by Huili
(慧立; 615–? ce), Xuanzang’s biographer (see
Tillemans, vol. I, 1990, 11). The Ālambanaparīkṣā
has been commented on by Dharmapāla (T. 1625;
觀所縁論釋) and by Vinītadeva (710–770 ce?) in
his Ālambanaparīkṣāṭīkā (D 4241/P 5739). The
Prajñāpāramitāpiṇḍārthasaṃgraha has been
glossed by Dignāga’s friend Triratnadāsa in his
Vivaraṇa (T. 1517; D 3810/P 5208). The Yogāvatāra
was commented on by Dharmendra(?) in his
Yogāvatāropadeśa (D 4075/P 5576). The most
important among the extant exegetical works is,
however, Jinendrabuddhi’s Viśālāmalavatīpramāṇa
samuccayaṭīkā (8th–9th cent.?; D 4268/P 5766; see
Steinkellner et al., 2005; Lasic et al., 2012; Katsura
et al., forthcoming; Krasser & Lasic, forthcoming).
Inasmuch as he created a Buddhist system of
the world, language, cognition, and action out of
Dignāga’s logic and epistemology, Dharmakīrti
(c. 550 CE?; see Krasser, 2012) is the instigator of the
mature pramāṇa school (see Vetter, 1964; Dunne,
2004; Eltschinger, 2010a). In the field of metaphysics,
Dharmakīrti improved on Vasubandhu’s demonstration of momentariness by devising a new proof
strategy, the sattvānumāna (inference [of momentariness] from existence). As regards logic, in addition to settling the number of valid logical reasons to
three (intrinsic nature, effect, and nonperception),
he attempted to give a more rigorously deductive or
analytical orientation to Dignāga’s system by vindicating a natural connection between the two properties involved in an inference. Dharmakīrti made
the apoha theory the foundation of his system by
showing how reliable conceptual constructs and language ultimately go back to the real things’ causal
efficiencies and how inference is called for in order
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Philosophical Literature: South Asia
to correct the errors for which nescience is responsible. Moreover, Dharmakīrti strongly insisted
on scripture’s lack of reliability and discarded all
attempts at grounding scriptural, especially vedic,
authority in naturalistic accounts of language. His
system also mirrors strong apologetic concerns in its
defense of Buddhism and the possibility of salvation
against materialism and Mīmāṃsā.
Dharmakīrti is the author of seven treatises (see
Frauwallner, 1954; Steinkellner & Much, 1995, 23–44;
comp. Lindtner, 1980; Steinkellner, 1991):
1. the Pramāṇavārttika (D 4210/P 5709; see Miyasaka, 1971–1972; see also below);
2. the Pramāṇaviniścaya (D 4211/P 5710; see also
below);
3. the Nyāyabindu (D 4212/P 5711; see La Vallée
Poussin, 1907; Stcherbatsky, 1918; 1930; Malvania, 1971);
4. the Hetubindu (D 4213/P 5712; see Steinkellner,
1967; Krasser, forthcoming);
5. the Santānāntarasiddhi (D 4219/P 5716; see
Stcherbatsky, 1916; Chu, 2011);
6. the Sambandhaparīkṣā(vṛtti) (D 4214, 4215/
P 5713, 5714; see Frauwallner, 1934); and
7. the Vādanyāya (D 4218/P 5715; see Much, 1991a).
The Pramāṇavārttika, Dharmakīrti’s first and principal work, contains Dharmakīrti’s philosophical
system in almost its entirety. The treatise’s chapter 1 (Svārthānumānapariccheda), originally an
independent work in mixed prose and verses, the
Pramāṇavārttikasvavṛtti (D 4216/P 5717a; see Gnoli,
1960; Eltschinger, 2007; Eltschinger et al., 2012; Steinkellner, 2013), is dedicated to the three kinds of valid
logical reasons (i.e. intrinsic nature, effect, and nonperception), although about 70% of the chapter
bears on apoha and scriptural authority. Chapters 2
to 4 consist of verses alone and present themselves
as a loose and innovative commentary on Dignāga’s
Pramāṇasamuccaya:
1. Pramāṇavārttika 2 (or Pramāṇasiddhi) comments on the Pramāṇasamuccaya’s initial stanza
(homage to the Buddha) and outlines Dharmakīrti’s
Buddhology and apologetic line (see Vetter, 1990;
Franco, 1997);
2. Pramāṇavārttika 3 (or Pratyakṣapariccheda)
comments on Pramāṇasamuccaya 1 and contains
Dharmakīrti’s doctrine of perception, its types, the
apories of external realism, and the turn to idealism
(see Tosaki, 1979);
3. Pramāṇavārttika 4 (or Parārthānumāna)
comments on Pramāṇasamuccaya 3 and spells
out Dharmakīrti’s conception of a thesis, of valid
and invalid reasons, and of Dignāga’s wheel of reasons (see Tillemans, 2000).
The Pramāṇaviniścaya’s three chapters are dedicated to the following:
1. perception (see Steinkellner, 2007; Vetter, 1966);
2. private inferential judgement (see Steinkellner, 1973; 1979; 2007); and
3. proof (see Hugon & Tomabechi, 2011).
This work does not add anything really significant except for a gradual turn to the new proof of
momentariness and the neglection of apoha, scriptural authority, and Buddhology.
The Nyāyabindu is a three-chapter summary of
the Pramāṇaviniścaya composed of 209 sūtras. As
its abundant commentaries and subcommentaries
testify, the Nyāyabindu enjoyed great popularity
as an introduction to Dharmakīrti’s logic. The four
remaining works are short monographs dealing
with various topics:
1. The Hetubindu turns back to the three kinds of
valid logical reasons.
2. The Santānāntarasiddhi presents itself as
a polemical dialogue among Sautrāntikas,
Vaibhāṣikas, and Yogācāras on the issue of
solipsism.
3. The Sambandhaparīkṣā(vṛtti) refutes the
existence of real relations among things and
among properties.
4. The Vādanyāya presents Dharmakīrti’s account
of debate and dialectics via a systematic confrontation with Nyāya on the points of defeat.
A significant part of the Buddhist epistemologists’ literary output consists of commentaries and
(sub)subcommentaries on the seven treatises of
Dharmakīrti.
The Pramāṇavārttika’s chapter 1, together with the
autocommentary, has been glossed by Śākyabuddhi
in his Pramāṇavārttikaṭīkā (660–720 CE?; D 4220/
P 5718; see Inami et al., 1992) and by Karṇakagomin
in his Pramāṇavārttikasvavṛttiṭīkā (c. 800?; see
Sāṅkṛtyāyana, 1943), the latter of which is in many
respects an update of Śākyabuddhi’s commentary. The verses of chapters 1 to 4 have been commented on by Manorathanandin (12th cent. CE?)
in his Pramāṇavārttikavṛtti (see Sāṅkṛtyāyana,
1938–1940; with Vibhūticandra’s [c. 1200?] marginal
notes). Chapters 2 to 4 have been commented on by
Devendrabuddhi (630–690 CE?), perhaps a direct
pupil of Dharmakīrti, in his Pramāṇavārttikapañjikā
(D 4217/P 5717b), and by Prajñākaragupta (c. 800 CE?)
in his Pramāṇavārttikālaṃkāra (D 4221/P 5719; see
Sāṅkṛtyāyana, 1953; Franco, 1997; Ono, 2000;
Philosophical Literature: South Asia
Moriyama, forthcoming). Chapters 2 and 3 have been
commented on by Ravigupta (early 9th cent.?) in his
Pramāṇavārttikavṛtti (D 4224, 4225/P 5726, 5722).
Śaṅkaranandana’s (early 10th cent.?) Pramāṇa
vārttikānusāriṇī (D 4223/P 5721) covers both the
stanzas and the prose autocommentary of the first
chapter (at least), but its extant Tibetan translation
stops with stanza 128.
The Pramāṇaviniścaya has been commented
on by Dharmottara (740–800 CE?) in his Pramāṇa
viniścayaṭīkā (D 4229, 4227/P 5752; see Sakai, 2010;
Ishida, 2011; Watanabe, forthcoming), by Śaṅkaranandana in the nonextant Viniścayānusāriṇī (see
Eltschinger, forthcoming a), and by Jñānaśrībhadra
(late 11th cent. CE?) in his Pramāṇaviniścayaṭīkā
(D 4228/P 5728).
The Nyāyabindu has received detailed explanations
by Dharmottara in his Nyāyabinduṭīkā (D 4231/
P 5730; see Stcherbatsky, 1918; 1930; Malvania 1971) and
Vinītadeva in his Nyāyabinduṭīkā (D 4230/P 5729;
see La Vallée Poussin, 1913), and cursory ones by
Kamalaśīla in his Nyāyabindupūrvapakṣasaṃkṣipta
(D 4232/P 5731; see Tosaki, 1984) and Jinamitra
(c. 800 CE?) in his Nyāyabindupiṇḍārtha (D 4233/
P 5732).
The Hetubindu has been commented on by
Arcaṭa (also known as Dharmākaradatta; 730–
790 CE?) in his Hetubinduṭīkā (D 4235/P 5734; see
Sanghavi & Jinavijayaji, 1949) and by Vinītadeva in
his Hetubinduṭīkā (D 4236/P 5735).
The Santānāntarasiddhi has been commented
on by Vinītadeva in his Santānāntarasiddhiṭīkā
(D 4238/P 5724; see Stcherbatsky, 1916).
The Sambandhaparīkṣā(vṛtti) has been commented on by Vinītadeva (Sambandhaparīkṣāṭīkā;
D 4236/P 5735), by Śaṅkaranandana in his
Sambandhaparīkṣānusāriṇī (D 4237/P 5736), and
by the Jain scholar Prabhācandra (9th cent.?; see
Shastri, 1972).
The Vādanyāya has been commented on by
Vinītadeva in his Vādanyāyaṭīkā (D 4240/P 5735)
and by Śāntarakṣita (725–788 CE?) in his
Vādanyāyaṭīkāvipañcitārthā (D 4239/P 5725; see
Sāṅkṛtyāyana, 1935–1936).
Several among these glosses have in turn been
commented on by later scholars such as the Jain
Mallavādin (9th–10th cents. CE?), Devabala (10th
cent. CE?), Durvekamiśra (970–1030 CE?), Jayanta
(mid-11th cent. CE?), and Yamāri (1000–1060 CE?; see
Steinkellner & Much, 1995, 91, 97, 102–103, 119).
Dharmakīrti’s ideas were soon made the object
of digests and manuals. Chronologically first may
have been the works of (Bhadanta) Śubhagupta
607
(720–780 CE?), who authored concise treatises (only
the stanzas are extant) on nearly all topics of the
system:
omniscience, in his Sarvajñasiddhi (D 4243/
P 5741; see Watanabe, 1987);
revealed word, in his Śrutiparīkṣā (D 4245/
P 5743; see Eltschinger, 1999);
apoha, in his Anyāpohavicāra (D 4246/P 5744;
see Mikogami, 1993);
refutation of the existence of god, in his
Īśvarabhaṅga (D 4247/P 5745; see Watanabe,
1977);
proof of the possibility of rebirth, in his
Paralokasiddhi (lost; see Steinkellner, 1985); and
demonstration of selflessness, in his
Nairātmyasiddhi (lost).
Śubhagupta is especially well known for his
Bāhyārthaparīkṣā (D 4244/P 5742; see Steinkellner & Much, 1995, 53–54), whose attempt to refute
Dharmakīrti’s mind-only was in turn severely criticized by Śāntarakṣita and Kamalaśīla in chapter 23
of their Tattvasaṃgraha(pañjikā).
The most interesting among the extant works
dedicated to expounding Dharmakīrti’s philosophy
is indeed the Tattvasaṃgraha(pañjikā) (D 4266/
P 5764; D 4267/P 5765; see Krishnamacharya, 1926;
Shastri, 1968; Funayama, 1992; Steinkellner & Much,
1995, 56–63; McClintock, 2010; Ratié, forthcoming
b). The treatise covers the whole of Dharmakīrti’s
philosophy in 26 chapters (summary in Seyfort
Ruegg, 1981, 89–90). It is at the same time a brilliant
attempt at legitimating Dharmakīrti’s program by
integrating it into the wider framework of Mahāyāna
Buddhism. Far from being a servile introduction,
the Tattvasaṃgraha elaborates on and updates its
model while applying Dharmakīrti’s methodology to new or insufficiently examined problems.
Remnants of a commentary on the Tattvasaṃgraha
have been preserved (see Harimoto & Kano, 2008).
Other later digests include Jitāri’s Bālāvatāratarka
(940–1000 CE?; D 4263/P 5760; see Shirasaki, 1983),
Mokṣākaragupta’s Tarkabhāṣā (11th–13th cents.?;
D 4264/P 5762; see Krishnamacharya, 1942; Kajiyama,
1966), Vidyākaraśānti’s Tarkasopāna (12th cent. CE?;
see Dorjee, 1994), and the anonymous Tarkarahasya
(see Yaita, 2005).
However, the followers of Dharmakīrti did not
limit themselves to commenting, summarizing, and
updating his treatises, for they actually never ceased
to identify new problems, to refine their methodology, and to adapt to new religio-philosophical
environments – especially to Tantrism, of which
many of them were noted specialists (Śāntarakṣita,
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Philosophical Literature: South Asia
Kamalaśīla, Jitāri, Ratnākaraśānti, etc.). In the 9th
to 10th centuries at the latest, Kashmir became the
center of an intense philosophical interaction
involving Buddhists, Naiyāyikas, Vaiyākaraṇas
(Grammarians), and Śaivas.
Śaṅkaranandana, a Brahman by birth and a Buddhist layman by conviction, likely was Buddhism’s
main representative (see Krasser, 2001; Eltschinger,
forthcoming a). And from the second half of the
10th century, the Magadhan center of Vikramaśīla
produced several generations of polyvalent intellectuals: Jitāri, Durvekamiśra, Ratnākaraśānti (970–
1030?), Jñānaśrīmitra (980–1040?), and Ratnakīrti
(990–1050?).
In the field of the theory of knowledge, research
and polemics were carried out regarding the number, the scope, and the validity of the pramāṇas
(the means of valid cognition). Arcaṭa had presumably written a Pramāṇadvitvasiddhi (lost), a
work whose subject matter – the reduction of all
pramāṇas to two – possibly coincided with that
of Ratnakīrti’s Pramāṇāntarbhāvaprakaraṇa (see
Thakur, 1975) as well as with that of an anonymous
treatise bearing the same title (see Nyayacharya,
1969). Candragomin’s *Nyāyasiddhyāloka (mid-8th
cent. CE?; D 4242/P 5740) is apparently devoted to
the means of valid cognition as well. The validity of
the(se) means of cognition is the object of Dharmottara’s two Prāmāṇyaparīkṣās – a long one (D 4248/
P 5746) and a short one (D 4249/P 5747; see Krasser,
1991) – and of three treatises by Śaṅkaranandana,
Bṛhatprāmāṇyaparīkṣā, Madhyaprāmāṇyaparīkṣā,
and Sūkṣmaprāmāṇyaparīkṣā.
Post-Dharmakīrti authors also dedicated several
treatises to the defense of a nominalist ontology
and the concomitant language theory. Monographs
on apoha were composed by Dharmottara
(Apohaprakaraṇa [D 4250/P 5748; see Frauwallner,
1937]), Śaṅkaranandana (Anyāpohasiddhi [D 4256/
P 5754]), Jitāri (Apohasiddhi [lost]), Jñānaśrīmitra
(Apohaprakaraṇa [see Akamatsu, 1983; McCrea &
Patil, 2010]), and Ratnakīrti (Apohasiddhi [Mc Allister, 2011]).
The refutation of the non-Buddhists’ real universals is the subject matter of Jitāri’s Jātinirākṛti
(see Bühnemann, 1982) and Paṇḍita Aśoka’s
Avayavinirākaraṇa and Sāmānyadūṣaṇa (early 11th
cent. CE?; see Thakur, 1974; Tola & Dragonetti, 1994).
Later philosophers showed great interest in various aspects of the theory of logic and inference.
Besides his Hetutattvopadeśa (D 4261/P 5758; see
Tucci, 1986), a primer of Buddhist logic, Jitāri wrote
two treatises on issues related to logical pervasion,
a Dharmadharmiviniścaya (D 4262/P 5759) and a
Vyāpakānupalambha (sic). Pervasion is also the
subject matter of two monographs by Jñānaśrīmitra
and Ratnakīrti – the Vyāpticarcā (see Lasic,
2000b) and the Vyāptinirṇaya (see Lasic, 2000a).
Ratnākaraśānti’s Antarvyāptisamarthana (D 4260/
P 5757; see Kajiyama, 1999) belongs to the same
category.
In addition to pervasion per se, much attention
was paid to logical reasons. Śaṅkaranandana composed two treatises on the identity relation – the
Pratibandhasiddhi (D 4257/P 5755, stanzas only) and
the Laghupratibandhasiddhi. Jñānaśrīmitra devoted
a treatise to the issue of the establishment of the causality relation (Kāryakāraṇabhāvasiddhi [D 4258/
P 5763; see Thakur, 1959]) and wrote two monographs on nonperception (Anupalabdhirahasya
and Sarvaśabdābhāvacarcā [see Kellner, 2007]).
One of the topics often encountered in later
epistemological literature is the proof of momentariness (kṣaṇabhaṅga), which is hardly surprising
granting that momentariness is the cornerstone
of Buddhist ontology and soteriology. Treatises
entitled Kṣaṇabhaṅgasiddhi were flourishing.
Works on this topic have been composed by Arcaṭa
(lost; see Steinkellner & Much, 1995, 64), Dharmottara (D 4253/P 5751; see Frauwallner, 1935),
*Muktākalaśa (D 4254/P 5752), Jitāri, Durvekamiśra
(lost), and Ratnakīrti (see Woo, 1999; McDermott,
1969). Jñānaśrīmitra’s treatise on the same topic is
entitled Kṣaṇabhaṅgādhyāya (see Thakur, 1959;
Kyuma, 2005). Ratnakīrti is the author of a
Sthirasiddhidūṣaṇa (see Mimaki, 1976). Chapters 1
and 3 of Śaṅkaranandana’s Dharmālaṃkāra deal
with momentariness and the rebuttal of objections
raised against momentariness.
Thematically connected with the proofs of momentariness are the proofs of selflessness (nairātmya) –
another soteriologically relevant aspect of Buddhist
ontology. Whereas Karṇakagomin’s Nairātmyasiddhi
is lost, Jitāri’s short treatise of the same title has
survived (see Bühnemann, 1982); the proof of
selflessness is the subject matter of chapter 2 of
Śaṅkaranandana’s Dharmālaṃkāra.
More Buddhologically connoted aspects of epistemology, such as omniscience and yogic perception,
are comparatively little represented. We owe Sarvajña
siddhis to Śaṅkaranandana (Sarvajñasiddhi [see
Eltschinger, 2008] and Sarvajñasiddhisaṃkṣepa),
Jitāri (see Bühnemann, 1982), Jñānaśrīmitra (lost; see
Steinkellner, 1977), and Ratnakīrti (see Thakur, 1975;
Philosophical Literature: South Asia
Bühnemann, 1980), and a Yoginirṇayaprakaraṇa to
Jñānaśrīmitra (see Woo, 2006; Franco, 2008).
As Śubhagupta before him, Dharmottara composed a short monograph demonstrating the
possibility of rebirth against materialism, the Paraloka
siddhi (D 4251/P 5749; see Steinkellner, 1986).
Later Kashmirian and Magadhan authors
also criticized various non-Buddhist accounts
of religious authority. While Śaṅkaranandana’s
Āgamasiddhi and Jitāri’s Śrutikartṛsiddhi and
Vedāprāmāṇyasiddhi (see Bühnemann, 1982;
Eltschinger, 2003) criticize Mīmāṃsaka doctrines
concerning the authorlessness of the Veda and
the permanence of the relation between word and
meaning, two treatises by Śaṅkaranandana, the
Īśvarāpākaraṇa and the Īśvarāpākaraṇasaṃkṣepa
(with an anonymous commentary; see Krasser,
2002), Jitāri’s Īśvarādimataparīkṣā (see Bühnemann,
1982), Jñānaśrīmitra’s Īśvaravāda (see Thakur,
1959), and Ratnakīrti’s Īśvarasādhanadūṣaṇa (see
Thakur, 1975; Patil, 2009) refute the existence of a
creator god revealing the Veda. Jitāri’s literary output includes a critique of Digambara Jainism, the
Digambaramataparīkṣā (or Anekāntavādanirāsa?;
see Iyengar, 1952).
Late Mādhyamika Literature
From about 500, the Madhyamaka underwent indepth transformations that eventually led to the
rise of two mutually contentious streams. Some, like
Buddhapālita (c. 500 CE?), denied any relevance to
Dignāga’s new methodology while establishing the
Mādhyamika position and advocated the prasaṅga
type of argument. Others, like Bhāviveka (or Bhavya,
500–570 CE?), advocated the use of independent
inferences (svatantrānumāna) and probative syllogisms, thus allowing reasoning to positively function side by side with scripture as a justification
for establishing positions. From at least the early
11th century on, Tibetan doxographers labeled the
first *Prāsaṅgika-mādhyamikas and the second
*Svātantrika-mādhyamikas. Further refinements
in this classification reflected the *Svātantrikas’
attitude toward the Yogācāra/Vijñānavāda. Those
who, like Bhāviveka, strongly rejected idealism
and thus accepted external objects on the conventional level, were referred to as *Sautrāntikasvātantrikas, whereas those who, like Śrīgupta
(7th cent. CE?), Jñānagarbha (early 8th cent. CE?),
and especially Śāntarakṣita, accepted cittamātra
as a provisionally true and useful device in order to
609
grasp Madhyamaka-like emptiness, were labelled
*Yogācāra-svātantrikas (see Dreyfus & McClintock,
2003).
Buddhapālita’s commentary on the Mūla
madhyamakakārikā, the Mūlamadhyamakakārikāvṛtti
(D 3842/P 5242; see Saito, 1984; Ye 2011b) has
come down to us in a Tibetan translation and
an incomplete Sanskrit manuscript. It exhibits
close similarities with another old commentary
on the Mūlamadhyamakakārikā, the *Akutobhayā
(D 3829/P 5229; see Seyfort Ruegg, 1981, 47–48;
Huntington, 1986) – never alluded to by Buddhapālita,
Bhāviveka, and Candrakīrti. Bhāviveka’s own
commentary on the Mūlamadhyamakakārikā, the
Prajñāpradīpa (T. 1566; D 3853/P 5253; see Kajiyama,
1963; Eckel, 1980; Ames, 1982; 1986; 1993–2000), which
is commented on by Avalokitavrata (7th cent. CE?)
in his Prajñāpradīpaṭīkā (D 3859/P 5259), contains
a sharp criticism of Guṇamati’s and Buddhapālita’s
ideas as well as refutations of Sāṃkhya, Vaiśeṣika,
Jaina, and Ābhidharmika conceptions.
Bhāviveka’s critique of competing Buddhist as
well as non-Buddhist systems is the focus of his
most original work, the Madhyamakahṛdayakārikā
(stanzas: D 3855/P 5255; see Lindtner, 2001; prose
commentary: D 3856/P 5256; see Heitmann, 2004,
2009; Eckel, 2008; Krasser, 2011). This work, which
became an inexhaustible source for Tibetan doxographers, is composed of 11 chapters (the first three
possibly formed an originally independent treatise,
the Tattvajñānāmṛtāvatāra):
1. the thought of awakening (Bodhicittāparityāga);
2. Buddha’s vow (Munivratasamāśraya);
3. reality (Tattvajñānaiṣaṇā);
4. critique of the Śrāvaka view of reality;
5. critique of the Yogācāra view of reality;
6. critique of the Sāṃkhya view of reality;
7. critique of the Vaiśeṣika view of reality;
8. critique of the Vedānta view of reality;
9. critique of the Mīmāṃsaka view of reality;
10. omniscience (Sarvajñasiddhinirdeśa); and
11. praise (Stutilakṣaṇanirdeśa).
Excerpts from chapter 4 became an independent treatise dedicated to the doxography of
the Buddhist sects, the Nikāyabhedavibhaṅga
vyākhyāna (D 4139/P 5640; see Teramoto & Hiramatsu, 1935). The question whether the prose
commentary on the Madhyamakahṛdayakārikā,
the Madhyamakahṛdayavṛttitarkajvālā (D 3856/
P 5256), is also the work of Bhāviveka or the
work of a later author (named Bhavya?) remains
debated (see Ejima, 1990; Seyfort Ruegg, 1990;
Krasser, 2011).
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Philosophical Literature: South Asia
Three other treatises have been ascribed to
Bhāviveka.
1. The *Karatalaratna (T. 1578; 大乘掌珍論; see
La Vallée Poussin, 1932–1933b) summarizes the
Mādhyamika doctrine while discussing two syllogisms, criticizes non-Buddhist as well as Buddhist
views (e.g. Yogācāra’s dependent nature), and deals,
in its final part, with soteriological topics.
2. The Madhyamakārthasaṃgraha (D 3857/
P 5258; see Ejima, 1980, 18–34) presents itself as a
monograph on the two truths, which it subdivides
into a true/untrue conventional level (the criterion
being the pseudo-things’ possessing causal efficiency or not) and a modal/nonmodal ultimate level.
It is most certainly the work of a later Bhāviveka/
Bhavya.
3. The Madhyamakaratnapradīpa (D 3854/P 5254;
see Lindtner, 1982b, 172–182; Ejima, 1982; Seyfort Ruegg,
1990, 62–67), which refers to Candrakīrti,
Dharmakīrti, and tantric literature (e.g.
Mahāvairocanābhisambodhisūtra, Mañjuśrīmūlakalpa,
and Pañcakrama) is probably also the work of that
later Bhāviveka/Bhavya.
No less important for the history of the IndoTibetan Madhyamaka is Candrakīrti who, through
recurrent critiques of Bhāviveka, Dignāga, and the
Yogācāra/Vijñānavāda, “sought to establish once
for all the prasaṅga method of reasoning” (Seyfort
Ruegg, 1981, 71), or, to be more precise, took advantage of his defense of Buddhapālita’s use of prasaṅgas
to update to paraprasiddhānumānas (inferences
that are established for the opponent) on the basis
of his conviction that reliance on just prasaṅgas was
outdated.
Candrakīrti’s first major work is the
Madhyamakāvatāra (D 3861–3863/P 5261–5263; see
La Vallée Poussin, 1912; Li et al., forthcoming). The first
ten chapters of this introduction to Madhyamaka
deal with the ten levels of the resolve to awaken
associated with the ten stages and the ten perfections of a bodhisattva. Its chapter 6 (on the
Prajñāpāramitā) divides itself into two parts. The
first part, the exposition of dharmanairātmya
(the selflessness/insubstantiality of the factors of
existence), provides an opportunity to criticize
Bhāviveka and Yogācāra/Vijñānavāda in order to
analyze the two truths and to emphasize the provisionality of the ālayavijñāna dispensation. The
second part, dedicated to pudgalanairātmya (the
selflessness/insubstantiality of the person), argues
against Buddhist and non-Buddhist views on the
personalistic belief. Chapters 11, 12, and 13 contain an
account of the qualities of a bodhisattva, an account
of the buddha stage, and a conclusion. The work has
been commented on by Jayānanda (Ṭīkā; D 3870/
P 5271; see van der Kuijp, 1993).
Candrakīrti is also well known as a commentator of Nāgārjuna’s Śūnyatāsaptati and Yuktiṣaṣṭikā
and Āryadeva’s Catuḥśataka (see above). His most
famous commentary, however, is his Prasanna
padāmūlamadhyamakavṛtti (D 3860/P 5260; see
de Jong, 1949; 1978; May, 1959; La Vallée Poussin,
1903–1913; MacDonald, 2000; forthcoming; Seyfort
Ruegg, 2002), the only commentary on Nāgārjuna’s
Mūlamadhyamakakārikā that has been preserved
in its Sanskrit original. It contains a defense of
Buddhapālita’s prasaṅga method and a detailed
critique of both Bhāviveka’s independent reasoning and Dignāga’s two pramāṇas (see Seyfort Ruegg,
1981, 74–81).
Śrīgupta and his likely student Jñānagarbha
appear as the forerunners of Śāntarakṣita in the
elaboration of the *Yogācāra-mādhyamika synthesis. Śrīgupta is the author of a Tattvāvatāravṛtti
(D 3892/P 5292), in which he subjected both
material/atomic things and cognition to the neitherone/simple-nor-many/multiple (ekānekaviyogahetu)
argument for emptiness. Idealism is here considered provisionally true as a step toward the elimination of the belief in material entities and the
realization of nonsubstantiality. Jñānagarbha,
who may have been Śāntarakṣita’s teacher, wrote
the Satyadvayavibhaṅga and its commentary, the
Satyadvayavibhaṅgavṛtti (D 3881, 3882/P–; see
Eckel, 1992), which were in turn commented on
by Śāntarakṣita in his Satyadvayavibhaṅgapañjikā
(D 3883/P 5283; see Eckel, 1992, 105–150).
Jñānagarbha shares Śrīgupta’s basic views on idealism. In close agreement with the pseudo-Bhāviveka’s
Madhyamakārthasaṃgraha (see Seyfort Ruegg, 1990,
67–68), Jñānagarbha subdivides the two truths
according to whether they conform to mere appearances (saṃvṛti), which are divided into nondelusive
and delusive, or to reasoned argument and syllogisms
(paramārtha). In both authors’ view, that which is
tenable if examined by reasoned argument is considered to be paramārtha; as for mere appearances
in a cognition, they are regarded as a saṃvṛti, which
is not tenable if examined by reasoned argument.
Another important early 8th-century Mādhyamika
master is Śāntideva (also known as Akṣayamati), the
author of the celebrated Bodhi(sattva)caryāvatāra
(D 3871/P 5272; see La Vallée Poussin, 1904–1912; Vaidya,
1960) – commented on by Prajñākaramati (c. 950–
1000 CE?) in his Bodhicaryāvatārapañjikā (D 3872/
P 5273; note also Vibhūticandra’s Tātparyapañjikā
Philosophical Literature: South Asia
[D 3880/P 5282]). The current version of the
Bodhicaryāvatāra, which is enlarged from an earlier
version found in Dunhuang (see Saito, 1996, 258;
Harrison, 2007), comprises ten chapters and focuses
on the six perfections. Chapters 1 to 5 concentrate
on various aspects of the resolve to awaken (bodhi
citta); chapters 6 to 9 deal with forbearance (kṣānti),
energy (vīrya), meditation (dhyāna), and insight
(prajñā); and chapter 10 focuses on the dedication of
merit (puṇya). From a philosophical point of view,
chapter 9 (on the Prajñāpāramitā) is by far the most
important. Its critique of the pramāṇas and refutation of the Yogācāra/Vijñānavāda tenets point to
Śāntideva’s likely inclination toward Candrakīrti’s
interpretation of the Madhyamaka. The work’s success is testified to by the high number of its commentaries and abridged versions (see Seyfort Ruegg,
1981, 84–85). Śāntideva’s Śikṣāsamuccaya (D 3939,
3940/P 5235, 5236; see Bendall, 1902; Hedinger, 1984;
Harrison, 2007), probably composed between the
two versions of the Bodhicaryāvatāra, consists of 19
chapters and 27 stanzas, which the author elucidates
by quoting numerous Mahāyāna sūtras and selfauthored stanzas, thus making the Śikṣāsamuccaya
a treasury of Sanskrit fragments of the Mahāyāna
sūtras.
Śāntarakṣita is generally considered the systematizer of the *Yogācāra(-svātantrika)-mādhyamika,
“a school which elaborated a synthesis of the
Madhyamaka and the Yogācāra/Vijñānavāda on the
level of the philosophical analysis of surface-level
process” (Seyfort Ruegg, 1981, 87). Mind only is
considered by Śāntarakṣita to be “a philosophical
propaedeutic leading up to the Madhyamaka’s
goal of establishing the insubstantiality of all factors including the mind” (Seyfort Ruegg, 1981, 90).
Śāntarakṣita develops this doctrinal program in his
Madhyamakālaṃkāra and Madhyamakālaṃkāravṛtti
(D 3884, 3885/P 5284, 5285; see Ichigo, 1985; Blumenthal, 2004), whose 97 stanzas are organized
along two parts – reasoning (the neither-onenor-many argument) and scripture. The treatise’s
speculative part I successively discusses corporeality (atoms, etc.) and the mind (realistic-dualistic
accounts such as those of Vaibhāṣikas, Sautrāntikas,
and non-Buddhists and nondualistic accounts such
as those of the various branches of the Yogācāra/
Vijñānavāda). In addition to the tantric Tattva
siddhi (D 3708/P 4531), the logico-epistemological
Tattvasaṃgraha and Vādanyāyaṭīkā, and a commentary (Satyadvayavibhaṅgapañjikā) on Jñānagarbha’s
Satyadvayavibhaṅga (see above), Śāntarakṣita is
611
also the author of the Saṃvaraviṃśakavṛtti (D 4082/
P 5583), a work that discusses a bodhisattva’s
ethical practice taking as its background the
Bodhisattvabhūmi.
Śāntarakṣita’s famous disciple Kamalaśīla
(740–795 CE?) closely followed in the footsteps
of his master, not only by joining him in journeying to Tibet but also in a literary way by first
commenting on Śāntarakṣita’s Tattvasaṃgraha
(see above) and Madhyamakālaṃkāra (D 3886/
P 5286; see Ichigo, 1985) and then by composing
an independent *Mādhyamika-yogācāra treatise,
the Madhyamakāloka (D 3887/P 5287; see Keira,
2004). In addition to discussing the Yogācāra’s three
natures and mind only, two doctrines regarded as
propaedeutic inasmuch as they help neutralize
superimposition, negation, and the subject-object
dichotomy, Kamalaśīla’s Madhyamakāloka alludes
to the doctrines of the one vehicle (ekayāna), the
tathāgatagarbha, and the gotra. His important
literary output includes commentaries on the
Saptaśatikāprajñāpāramitā and Vajracchedikāprajñā
pāramitā (D 3815/P 5215; D 3817/P 5216), as well as
on the Śālistambasūtra (D 4001/P 5502; see Schoening, 1995), and other independent tracts (see Seyfort
Ruegg, 1981, 99). Historically important are Kamalaśīla’s three Bhāvanākrama treatises (D 3915/P 5310;
see Tucci, 1986; D 3916/P 5311; see Goshima, 1983;
and D 3917/P 5312; see Tucci, 1971), which contain
the documents and arguments that served as a basis
for Kamalaśīla’s defense of gradualism during the
famous Council of Lhasa/bSam-yas.
The postclassical period of Indian Madhyamaka
witnesses two other important syntheses.
The first synthesis connects Madhyamaka
and Prajñāpāramitā. Although the connection
between Prajñāpāramitā and Madhyamaka dates
back to Nāgārjuna, it found a specific scholastic
expression in the synthesis of Madhyamaka and
the Abhisamayālaṃkāra formulated by the (6thcent.?) scholar Ārya Vimuktisena, the author of a
Vṛtti on Maitreya’s Abhisamayālaṃkāra (D 3787/
P 5185). Other famous representatives of this synthesis include Bhadanta Vimuktisena, the author
of the Abhisamayālaṃkāravārttika (7th cent. CE?;
D 3788/P 5186), and Haribhadra, the author of the
huge Abhisamayālaṃkārālokāprajñāpāramitāvyākhyā
(D 3791/P 5189; see Wogihara, 1932). Buddhajñānapāda, the tantric master who founded the
Jñānapāda lineage of the tradition based on the
Guhyasamāja, authored the Saṃcayagāthāpañjikā
(D 3798/P 5196). Abhayākaragupta (d. 1125)
612
Philosophical Literature: South Asia
composed the Marmakaumudī (D 3805/P 5202) on
the Aṣṭasāhasrikāprajñāpāramitā.
The second synthesis connects Madhyamaka
and Tantrism. Several representatives of this movement bear the same names as the founders of
Madhyamaka. Ārya Nāgārjuna (8th cent. CE?), who
founded the Ārya lineage of the tradition based
on the Guhyasamāja, is the presumed author of
the Bodhicittavivaraṇa (D 1801/P 2666) and of the
Pañcakrama. Āryadevapāda might be the author
of the Cittaviśuddhiprakaraṇa (D 1804/P 2669;
comp. D–/P 5028 [ascribed to Indrabhūti]) and the
Jñānasārasamuccaya (D 3851/P 5251; see Mimaki,
1976). Candrakīrtipāda composed a commentary
on the Guhyasamāja, the Pradīpoddyotana (D 1785/
P 2650). Kambalapāda’s Ālokamālā (D 3895/P 5866;
see Lindtner, 2003) deserves to be mentioned for its
close connection with Yogācāra. Advayavajra (or
Maitrīpāda), Kṛṣṇapāda, and Vimalamitra are other
significant figures of this doctrinal trend (see Seyfort
Ruegg, 1981, 106–108).
Finally, mention should be made of a few late
Mādhyamikas whose biographies time and again
testify to the ever greater impact of Tibet as a
dynamic center of Buddhist intellectual life.
Atiśa (also known as Dīpaṅkaraśrījñāna; 982–
1054 CE?), who was schooled by the best Magadhan
teachers (Bodhibhadra, Jitāri, Kṛṣṇapāda, and
Ratnākaraśānti) as well as by Dharmakīrti/
Dharmapāla of Suvarṇadvīpa (i.e. Indonesia),
occupies a prominent place among them. Atiśa
left Vikramaśīla, where he likely wrote his
Satyadvayāvatāra (D 3902, 4467/P 5298, 5380),
for western Tibet, where he collaborated with the
famous translator Rin chen bzang po (958–1055
ce), and central Tibet (see Eimer, 1977). His works
include the important Bodhipathapradīpa (D 3947,
4465/P 5343, 5378; see Eimer, 1978), “a short guide
to the path of awakening” (Seyfort Ruegg, 1981, 111),
in which Atiśa outlines the history of Madhyamaka
and summarizes its main arguments for emptiness.
Among Atiśa’s teachers, Bodhibhadra composed
the Jñānasārasamuccayanibandhana (D 3852/P 5252;
see Mimaki, 1976) and the more Vijñānavādainclined Dharmakīrti/Dharmapāla of Suvarṇadvīpa
the Abhisamayālaṃkāraṭīkā (D 3794/P 5192).
Ratnākaraśānti also sided more with the Yogācāra/
Vijñānavāda than with the Madhyamaka (see Isaacson, 2013). Besides his tantric and logico-epistemological works (see above), this influential teacher
authored a Madhyamakālaṃkāravṛtti (D 4072/
P 5573), the Madhyamakālaṃkāropadeśa (D 4085/
P 5586), the Triyānavyavasthāna (D 3712/P4535), and
a Prajñāpāramitopadeśa (D 4079/P 5579), a “manual
of the Yogācāra doctrine” (Katsura, 1976, 484).
Other important figures of late Indian Madhyamaka are Jayānanda (late 11th cent. CE?), the author
of the Madhyamakāvatāraṭīkā and a short work
on logic, the Tarkamudgara (D 3869/P 5270), and
especially Abhayākaragupta. Abhayākaragupta, a
*Yogācāra-mādhyamika master of Vikramaśīla and
a prolific author in the field of tantric ritual, composed the Munimatālaṃkāra (D 3903/P 5299; see
Isoda, 1981; 1983), which
expounds Mahāyānist gnoseology and soteriology in connection with the Prajñāpāramitā doctrine . . . [this work] bears testimony to the efforts
made by the later Mādhyamikas systematically to
elaborate a synthesis of the entire Mahāyānist tradition. (Seyfort Ruegg, 1981, 114f.)
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