Difference between revisions of "Buddhist Idealism"
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− | Bronwyn Finnigan School of Philosophy Australian National University | + | Bronwyn Finnigan School of [[Philosophy]] [[Australian National University]] |
− | Idealism has been a prominent philosophical view in Indian Buddhist thought since the 4th century CE. It was a topic of considerable debate for centuries amongst Buddhist and | + | [[Idealism]] has been a prominent [[philosophical view]] in [[Indian Buddhist]] [[thought]] since the 4th century CE. It was a topic of considerable [[debate]] for centuries amongst [[Buddhist]] and |
− | non-Buddhist philosophers in India and Tibet. It also had a significant influence on the | + | [[non-Buddhist]] [[philosophers]] in [[India]] and [[Tibet]]. It also had a significant influence on the |
− | intellectual culture of China and Japan. Much can be gained from contemporary | + | [[intellectual]] {{Wiki|culture}} of [[China]] and [[Japan]]. Much can be gained from contemporary |
engagement with these arguments. It has the potential to reveal cross-cultural antecedents | engagement with these arguments. It has the potential to reveal cross-cultural antecedents | ||
− | to contemporary views, new arguments that could be re-mobilised in current debates, and | + | to contemporary [[views]], new arguments that could be re-mobilised in current [[debates]], and |
− | may challenge the presuppositions that frame Western discussions of idealism by | + | may challenge the presuppositions that frame [[Western]] discussions of [[idealism]] by |
providing alternatives. | providing alternatives. | ||
There are several ways to approach such a study. One approach is comparative; | There are several ways to approach such a study. One approach is comparative; | ||
− | taking the Western philosophical tradition as one’s starting point and considering the | + | taking the [[Western]] [[philosophical]] [[tradition]] as one’s starting point and considering the |
− | extent to which Buddhist arguments might advance or depart from established views. | + | extent to which [[Buddhist]] arguments might advance or depart from established [[views]]. |
− | While there are many potential benefits of this approach, it runs the risk of reading | + | While there are many potential benefits of this approach, it runs the [[risk]] of reading |
− | Western philosophical commitments into Buddhist thought rather than drawing a genuine | + | [[Western]] [[philosophical]] [[commitments]] into [[Buddhist]] [[thought]] rather than drawing a genuine |
− | comparison. There is also considerable debate on either side of the comparative divide | + | comparison. There is also considerable [[debate]] on either side of the comparative divide |
− | about the nature and presuppositions of idealistic arguments, issues which would need to | + | about the [[nature]] and presuppositions of {{Wiki|idealistic}} arguments, issues which would need to |
be carefully addressed and potentially resolved for a genuine comparison. | be carefully addressed and potentially resolved for a genuine comparison. | ||
− | 1 I would like to thank Dan Arnold, Jay Garfield, Jonathan Gold, Shinya Moriyama, Tom Tillemans and the editors of this book for helpful comments on an earlier draft of this chapter. | + | 1 I would like to thank Dan Arnold, {{Wiki|Jay Garfield}}, Jonathan {{Wiki|Gold}}, Shinya Moriyama, Tom [[Tillemans]] and the editors of this [[book]] for helpful comments on an earlier draft of this [[chapter]]. |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | This chapter will take a more modest approach. It will survey some of the most | + | This [[chapter]] will take a more modest approach. It will survey some of the most |
− | influential Buddhist arguments in defense of idealism. It will begin by clarifying the | + | influential [[Buddhist]] arguments in defense of [[idealism]]. It will begin by clarifying the |
− | central theses under dispute and will rationally reconstruct arguments from four major | + | central theses under dispute and will {{Wiki|rationally}} reconstruct arguments from four major |
− | Buddhist figures in defense of some or all of these theses. It will engage arguments from Vasubandhu’s Viṃśikā (or Viṃśatikā) 2 and Triṃśikā (or Triṃśatikā); Dignāga’s | + | [[Buddhist]] figures in defense of some or all of these theses. It will engage arguments from [[Vasubandhu’s]] Viṃśikā (or [[Viṃśatikā]]) 2 and [[Triṃśikā]] (or Triṃśatikā); [[Dignāga’s]] |
− | Ālambanaparīkṣā; the sahopalambhaniyama inference developed by Dharmakīrti; and | + | [[Ālambanaparīkṣā]]; the [[sahopalambhaniyama]] {{Wiki|inference}} developed by [[Dharmakīrti]]; and |
− | Xuanzang’s logical argument that intrigued philosophers for centuries in China and | + | [[Xuanzang’s]] [[logical argument]] that intrigued [[philosophers]] for centuries in [[China]] and |
− | Japan. As will be seen, the arguments themselves are often presented in the form of brief | + | [[Japan]]. As will be seen, the arguments themselves are often presented in the [[form]] of brief |
− | and sometimes obscure inferences or syllogisms. This chapter will attempt to clarify | + | and sometimes obscure inferences or [[syllogisms]]. This [[chapter]] will attempt to clarify |
what is being argued and motivate these arguments in terms of their presuppositions. | what is being argued and motivate these arguments in terms of their presuppositions. | ||
− | These presuppositions range from views about the nature of mind and metaphysics to | + | These presuppositions range from [[views]] about the [[nature of mind]] and [[metaphysics]] to |
− | epistemology and logic. By making this context explicit, this chapter will introduce | + | epistemology and [[logic]]. By making this context explicit, this [[chapter]] will introduce |
− | central ideas in Buddhist philosophy and suggest ways in which they were mobilised in | + | central [[ideas]] in [[Buddhist philosophy]] and suggest ways in which they were mobilised in |
− | support of an idealist conclusion. | + | support of an {{Wiki|idealist}} conclusion. |
− | 1. Preliminary Background The historical Buddha arguably lived and taught in India somewhere between 6-4th | + | 1. Preliminary Background [[The historical Buddha]] arguably lived and [[taught]] in [[India]] somewhere between 6-4th |
− | centuries BCE. Philosophical debates about how best to articulate and defend the truth of his teachings reached their scholarly peak in India between 4-9th centuries CE. These | + | centuries BCE. [[Philosophical]] [[debates]] about how best to articulate and defend the [[truth]] of his teachings reached their [[scholarly]] peak in [[India]] between 4-9th centuries CE. These |
− | debates spanned issues in metaphysics, epistemology, the nature of mind and logic and | + | [[debates]] spanned issues in [[metaphysics]], epistemology, the [[nature of mind]] and [[logic]] and |
− | resulted in a complicated and diverse array of philosophical positions. Later | + | resulted in a complicated and diverse array of [[philosophical]] positions. Later |
− | doxographers classified the major philosophical trends of this period into four Buddhist schools: Vaibhāṣika, Sautrāntika, Yogācāra, and Madhyamaka.3 | + | [[Wikipedia:Doxography|doxographers]] classified the major [[philosophical]] trends of this period into [[four Buddhist schools]]: [[Vaibhāṣika]], [[Sautrāntika]], [[Yogācāra]], and Madhyamaka.3 |
− | See Kano (2008) for reasons to prefer the title Viṃśikā 3 Although I shall employ this doxographical terminology in this chapter, current scholarship calls into question the distinctiveness of these schools, drawing out continuities in their | + | See Kano (2008) for [[reasons]] to prefer the title Viṃśikā 3 Although I shall employ this [[Wikipedia:Doxography|doxographical]] {{Wiki|terminology}} in this [[chapter]], current {{Wiki|scholarship}} calls into question the distinctiveness of these schools, drawing out continuities in their |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | Idealism is traditionally associated with Yogācāra, otherwise known as | + | [[Idealism]] is [[traditionally]] associated with [[Yogācāra]], otherwise known as |
− | Vijñānavāda (‘the doctrine of | + | [[Vijñānavāda]] (‘the [[doctrine of consciousness]]’) or [[Cittamātra]] (the ‘[[mind-only]]’ school). |
− | + | ‘[[Idealism]]’ can stand for a range of [[philosophical]] positions, however, and there is much | |
− | contemporary dispute about whether and in what sense Yogācāra arguments should be | + | contemporary dispute about whether and in what [[sense]] [[Yogācāra]] arguments should be |
− | conceived as idealist. In the Buddhist context, idealism is associated with (at least) three | + | [[conceived]] as {{Wiki|idealist}}. In the [[Buddhist]] context, [[idealism]] is associated with (at least) three |
− | philosophical theses: | + | [[philosophical]] theses: |
− | (T1) What we take to be external objects are merely appearances in conscious awareness. | + | (T1) What we take to be [[external objects]] are merely [[appearances]] in [[conscious awareness]]. |
− | (T2) Appearances in conscious awareness are mentally caused. | + | (T2) [[Appearances]] in [[conscious awareness]] are [[mentally]] [[caused]]. |
− | (T3) The mental cause of appearances is more fundamentally real than appearances. | + | (T3) The [[mental]] [[cause]] of [[appearances]] is more fundamentally real than [[appearances]]. |
− | An | + | An ‘[[external object]]’ ([[bāhyārtha]]) is to be understood as something that [[exists]] in [[mind]] |
− | independent, physical reality. The Buddhist doctrine of | + | {{Wiki|independent}}, [[physical reality]]. The [[Buddhist doctrine]] of ‘[[mind only]]’ was [[traditionally]] |
− | conceived to accept all the above theses. It also took T1 to entail that external objects do | + | [[conceived]] to accept all the above theses. It also took T1 to entail that [[external objects]] do |
− | not exist and T2 to entail that everything is mental. It was thus understood as a strong | + | not [[exist]] and T2 to entail that everything is [[mental]]. It was thus understood as a strong |
− | form of metaphysical idealism. There is both contemporary and historical dispute, | + | [[form]] of [[metaphysical idealism]]. There is both contemporary and historical dispute, |
− | however, about whether central Yogācāra arguments entail all of these theses (or, if only | + | however, about whether central [[Yogācāra]] arguments entail all of these theses (or, if only |
some, which ones) and whether they (were intended to) have these implications. | some, which ones) and whether they (were intended to) have these implications. | ||
One source of contemporary dispute concerns T1. As we will see, all the | One source of contemporary dispute concerns T1. As we will see, all the | ||
− | Yogācārins surveyed accept T1. Without further qualification, however, T1 might seem | + | [[Yogācārins]] surveyed accept T1. Without further qualification, however, T1 might seem |
− | to be consistent with representational realism. Some contemporary scholars insist that | + | to be consistent with representational [[realism]]. Some contemporary [[scholars]] insist that |
− | this possibility is left open by the fact that some Yogācāra arguments for T1 are | + | this possibility is left open by the fact that some [[Yogācāra]] arguments for T1 are |
− | epistemological rather than metaphysical. As such, they demonstrate that external objects | + | [[epistemological]] rather than [[metaphysical]]. As such, they demonstrate that [[external objects]] |
− | are unknowable but do not entail that they neither exist nor are causally related to philosophical commitments as well as a complex interplay of ideas amongst those so categorised. See Kritzer (2003), Arnold (2008), Gold (2015a). | + | are unknowable but do not entail that they neither [[exist]] nor are [[causally]] related to [[philosophical]] [[commitments]] as well as a complex interplay of [[ideas]] amongst those so categorised. See Kritzer (2003), Arnold (2008), {{Wiki|Gold}} (2015a). |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | appearances in the mind.4 Others insist that epistemological arguments do, and were intended to, entail this metaphysical conclusion.5 Another source of dispute concerns the | + | [[appearances]] in the mind.4 Others insist that [[epistemological]] arguments do, and were intended to, entail this [[metaphysical]] conclusion.5 Another source of dispute concerns the |
− | relation between T2 and T3. As we will see, while many Yogācārins articulate T2, they | + | [[relation]] between T2 and T3. As we will see, while many [[Yogācārins]] articulate T2, they |
− | do not explicitly state T3. It was traditionally understood that, for Yogācāra, T3 was entailed by T2.6 Some contemporary scholars contest this entailment.7 There is also much | + | do not explicitly [[state]] T3. It was [[traditionally]] understood that, for [[Yogācāra]], T3 was entailed by T2.6 Some contemporary [[scholars]] contest this entailment.7 There is also much |
− | dispute about which of these theses warrant the English term | + | dispute about which of these theses warrant the English term ‘{{Wiki|idealist}}’. |
− | It is impossible to navigate these disputes without first having some idea of the | + | It is impossible to navigate these [[disputes]] without first having some [[idea]] of the |
− | Buddhist arguments under discussion. However, it is difficult to articulate these | + | [[Buddhist]] arguments under [[discussion]]. However, it is difficult to articulate these |
arguments without adopting some interpretative stance. Moreover, a thorough | arguments without adopting some interpretative stance. Moreover, a thorough | ||
− | examination of the issues relevant to each argument could easily constitute the subject | + | {{Wiki|examination}} of the issues relevant to each argument could easily constitute the [[subject]] |
− | matter of a book (or two). This ‘modest’ survey thus turns out to be not so modest. | + | {{Wiki|matter}} of a [[book]] (or two). This ‘modest’ survey thus turns out to be not so modest. |
− | Nevertheless, it would be helpful for those interested in Buddhist forms of idealist | + | Nevertheless, it would be helpful for those [[interested]] in [[Buddhist]] [[forms]] of {{Wiki|idealist}} |
arguments to have some overview of the central arguments as a starting point. | arguments to have some overview of the central arguments as a starting point. | ||
− | To navigate these issues, this chapter will adopt the following methodology. It | + | To navigate these issues, this [[chapter]] will adopt the following [[Wikipedia:scientific method|methodology]]. It |
− | will rationally reconstruct Buddhist arguments that were traditionally understood as | + | will {{Wiki|rationally}} reconstruct [[Buddhist]] arguments that were [[traditionally]] understood as |
− | defending idealism and will consider the extent to which they can be read as accepting | + | defending [[idealism]] and will consider the extent to which they can be read as accepting |
and arguing for T1-T3. It will set aside the question of which of these theses best | and arguing for T1-T3. It will set aside the question of which of these theses best | ||
− | deserves to be called | + | deserves to be called ‘{{Wiki|idealist}}’ but will treat [[Buddhist]] [[mind-only]] [[metaphysical idealism]] |
− | as the conjunction of all three. | + | as the {{Wiki|conjunction}} of all three. |
− | See Hayes (1988), Oetke (1992), and Lusthaus (2002) 5 This will need to be nuanced. See the section on Dharmakīrti. 6 Tibetan Madhyamaka philosophers were particularly insistent on this point. Madhyamaka was the main philosophical rival to Yogācāra. According to the Mādhyamika Candrakīrti, all existence is mind-dependent in the sense that entities only ever exist conventionally (saṃvṛtisat) and it is the mind that produces conceptual or conventional designations. From this perspective, both Yogācāra and Madhyamaka agree that objects only ever have mind-dependent ontological status and thus both accept T2. However, Tibetan Madhyamaka thinkers frequently insisted on the Yogācāra acceptance and Madhyamaka denial of T3 as a point of differentiation. See Tillemans (2007: 65). There is reason to think, however, that the distinction between Madhyamaka and Yogācāra may not be so neatly drawn. See Garfield & Westerhoff (2015) for a recent philosophical discussion. 7 See Gold (2015a,b) | + | See [[Hayes]] (1988), Oetke (1992), and [[Lusthaus]] (2002) 5 This will need to be nuanced. See the section on [[Dharmakīrti]]. 6 [[Tibetan Madhyamaka]] [[philosophers]] were particularly insistent on this point. [[Madhyamaka]] was the main [[philosophical]] rival to [[Yogācāra]]. According to the [[Mādhyamika]] [[Candrakīrti]], all [[existence]] is mind-dependent in the [[sense]] that entities only ever [[exist]] {{Wiki|conventionally}} ([[saṃvṛtisat]]) and it is the [[mind]] that produces {{Wiki|conceptual}} or [[Wikipedia:Convention (norm)|conventional]] designations. From this {{Wiki|perspective}}, both [[Yogācāra]] and [[Madhyamaka]] agree that [[objects]] only ever have mind-dependent [[Wikipedia:Ontology|ontological]] {{Wiki|status}} and thus both accept T2. However, [[Tibetan Madhyamaka]] thinkers frequently insisted on the [[Yogācāra]] [[acceptance]] and [[Madhyamaka]] {{Wiki|denial}} of T3 as a point of differentiation. See [[Tillemans]] (2007: 65). There is [[reason]] to think, however, that the {{Wiki|distinction}} between [[Madhyamaka]] and [[Yogācāra]] may not be so neatly drawn. See Garfield & [[Wikipedia:Jan Westerhoff|Westerhoff]] (2015) for a recent [[philosophical]] [[discussion]]. 7 See {{Wiki|Gold}} (2015a,b) |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | 2. Vasubandhu’s Idealism: An Articulation and Defense | + | 2. [[Vasubandhu’s]] [[Idealism]]: An Articulation and Defense |
− | Vasubandhu (fl. c.360) was one of the most influential philosophical figures in the | + | [[Vasubandhu]] (fl. c.360) was one of the most influential [[philosophical]] figures in the |
− | development of Buddhist scholarship, contributing seminal texts to three Buddhist scholarly traditions.8 His Twenty Verses and Autocommentary (Viṃśikā & Vṛtti), Thirty | + | [[development]] of [[Buddhist]] {{Wiki|scholarship}}, contributing seminal texts to three [[Buddhist]] [[scholarly]] traditions.8 His Twenty Verses and Autocommentary (Viṃśikā & [[Vṛtti]]), Thirty |
− | Verses (Triṃśikā) and the Three-Natures Treatise (Trisvabhāvanirdeśa) are some of the most important Yogācāra texts.9 The Twenty Verses, in particular, was traditionally read | + | Verses ([[Triṃśikā]]) and the Three-Natures Treatise ([[Trisvabhāvanirdeśa]]) are some of the most important [[Yogācāra]] texts.9 The Twenty Verses, in particular, was [[traditionally]] read |
− | as providing seminal arguments for idealism. It opens with the following verse: | + | as providing seminal arguments for [[idealism]]. It opens with the following verse: |
− | All this is mere appearance of consciousness | + | All this is mere [[appearance]] of [[consciousness]] |
− | Because of the appearance of non-existent objects | + | Because of the [[appearance]] of [[non-existent]] [[objects]] |
− | Just as a man with an eye disease Sees non-existent hairs (Viṃś.1)10 | + | Just as a man with an [[eye]] {{Wiki|disease}} Sees [[non-existent]] hairs (Viṃś.1)10 |
− | The first line straightforwardly states T1. Everything we take to exist in mindindependent reality11 is to be understood as a mere appearance in conscious awareness, | + | The first line straightforwardly states T1. Everything we take to [[exist]] in mindindependent reality11 is to be understood as a mere [[appearance]] in [[conscious awareness]], |
− | just as we understand the distorted images seen by someone with an eye disease to be | + | just as we understand the distorted images seen by someone with an [[eye]] {{Wiki|disease}} to be |
− | merely appearances in their conscious awareness. The verse also suggests that we should | + | merely [[appearances]] in their [[conscious awareness]]. The verse also suggests that we should |
− | treat external objects as unreal or non-existent in the same sense in which these distorted | + | treat [[external objects]] as unreal or [[non-existent]] in the same [[sense]] in which these distorted |
− | 8 See note 3. 9 English translations of all three texts can be found Anacker (1998) and Kochumuttom (1982); English translations of both the Twenty Verses and the Three-Natures Treatise can be found in Tola & Dragonetti (2004), and an English translation of the Three-Natures Treatise alone can be found in Tola & Dragonetti (1983), Wood (1991) and Garfield (2009). 10 There is some dispute about how best to translate this first verse. Some variants can be found in Gold (2015a,b), Garfield (2002: 157), Anacker (1998: 161), Kochumuttom (1982: 260), and Kellner & Taber (2014: 735). The latter query whether this verse was actually written by Vasubandhu or whether it is a summary of the first section of Vasubandhu’s Autocommentary. 11 See Vasubandhu Viṃś.1 vṛ.1 “In the Mahāyāna system it is understood that those belonging to the three worlds are mere appearances of consciousness.” The three realms are the three states into which Buddhists believe living beings may be reborn, understood as constituting the entire universe. | + | 8 See note 3. 9 English translations of all three texts can be found [[Anacker]] (1998) and {{Wiki|Kochumuttom}} (1982); English translations of both the Twenty Verses and the Three-Natures Treatise can be found in Tola & Dragonetti (2004), and an English translation of the Three-Natures Treatise alone can be found in Tola & Dragonetti (1983), [[Wood]] (1991) and Garfield (2009). 10 There is some dispute about how best to translate this first verse. Some variants can be found in {{Wiki|Gold}} (2015a,b), Garfield (2002: 157), [[Anacker]] (1998: 161), {{Wiki|Kochumuttom}} (1982: 260), and Kellner & Taber (2014: 735). The [[latter]] query whether this verse was actually written by [[Vasubandhu]] or whether it is a summary of the first section of [[Vasubandhu’s]] Autocommentary. 11 See [[Vasubandhu]] Viṃś.1 vṛ.1 “In the [[Mahāyāna]] system it is understood that those belonging to the [[three worlds]] are mere [[appearances]] of [[consciousness]].” The [[three realms]] are the [[three states]] into which [[Buddhists]] believe [[living beings]] may be [[reborn]], understood as constituting the entire [[universe]]. |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
images are treated as non-existent.12 | images are treated as non-existent.12 | ||
− | What are Vasubandhu’s arguments for this view? His most well known argument | + | What are [[Vasubandhu’s]] arguments for this view? His most well known argument |
− | is found in Viṃś.11-15 where he attempts to disprove the possibility of external objects. | + | is found in Viṃś.11-15 where he attempts to disprove the possibility of [[external objects]]. |
− | His realist opponents took a mereological approach to ontology. The orthodox Hindu | + | His realist opponents took a mereological approach to {{Wiki|ontology}}. The [[orthodox]] [[Hindu]] |
− | school of Nyāya-Vaiśeṣika maintained that wholes exist in addition to the unified | + | school of [[Nyāya-Vaiśeṣika]] maintained that wholes [[exist]] in addition to the unified |
− | collection of their parts. Buddhist Vaibhāṣika and Sautrāntika were atomistic nominalists | + | collection of their parts. [[Buddhist]] [[Vaibhāṣika]] and [[Sautrāntika]] were atomistic [[Wikipedia:Nominalism|nominalists]] |
− | and insisted that while the basic atomic constituents of aggregations are real, their aggregation is not.13 Vasubandhu argues against each mereological possibility as a way | + | and insisted that while the basic [[atomic]] constituents of aggregations are real, their aggregation is not.13 [[Vasubandhu]] argues against each mereological possibility as a way |
− | of accounting for the objects in our sensory experience. This is meant to substantiate T1 | + | of accounting for the [[objects]] in our [[sensory experience]]. This is meant to substantiate T1 |
as the best (and only remaining) alternative. | as the best (and only remaining) alternative. | ||
− | A version of this metaphysical argument is revisited by Dignāga and so I shall | + | A version of this [[metaphysical]] argument is revisited by [[Dignāga]] and so I shall |
− | delay its discussion until the following section. My discussion of Vasubandhu will | + | delay its [[discussion]] until the following section. My [[discussion]] of [[Vasubandhu]] will |
instead focus on his responses to three initial objections as well as his innovative three | instead focus on his responses to three initial objections as well as his innovative three | ||
− | nature analysis of conscious experience. Vasubandhu’s responses to these objections are | + | [[nature]] analysis of [[conscious]] [[experience]]. [[Vasubandhu’s]] responses to these objections are |
not yet attempts to prove T1 but merely show its viability because not disproved. They | not yet attempts to prove T1 but merely show its viability because not disproved. They | ||
− | are significant, however, in drawing out his commitment to T2. His three-nature analysis, | + | are significant, however, in drawing out his commitment to T2. His [[three-nature]] analysis, |
− | moreover, draws out important Buddhist ideas about the nature of mind which raise | + | moreover, draws out important [[Buddhist]] [[ideas]] about the [[nature of mind]] which raise |
− | interesting issues concerning T3. | + | [[interesting]] issues concerning T3. |
The first objection concerns how T1 can account for the spatio-temporal | The first objection concerns how T1 can account for the spatio-temporal | ||
− | dimensions of experience. If (e.g.) color is not caused by contact with an external object, | + | {{Wiki|dimensions}} of [[experience]]. If (e.g.) {{Wiki|color}} is not [[caused]] by [[contact]] with an [[external object]], |
how does one account for the regularity with which it arises in certain times and places | how does one account for the regularity with which it arises in certain times and places | ||
− | and not arbitrarily everywhere? The second objection concerns how it can account for the | + | and not {{Wiki|arbitrarily}} everywhere? The second objection concerns how it can account for the |
− | intersubjectivity of experience. What explains the fact that most people do not experience | + | intersubjectivity of [[experience]]. What explains the fact that most [[people]] do not [[experience]] |
− | 12 What exactly that sense is will be discussed later. 13 For a discussion of the differences between Vaibhāṣika and Sautrāntika see Williams (1981), Gethin (1998), Ronkin (2005, 2015) | + | 12 What exactly that [[sense]] is will be discussed later. 13 For a [[discussion]] of the differences between [[Vaibhāṣika]] and [[Sautrāntika]] see [[Williams]] (1981), [[Gethin]] (1998), Ronkin (2005, 2015) |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | the distorted images seen by someone with an eye disorder. According to the realist, | + | the distorted images seen by someone with an [[eye]] disorder. According to the realist, |
− | these images count as illusory relative to the normal sense perception of those with | + | these images count as [[illusory]] [[relative]] to the normal [[sense perception]] of those with |
− | undistorted vision, who have similar experiences when placed in similar circumstances. | + | undistorted [[vision]], who have similar [[experiences]] when placed in similar circumstances. |
− | How can an idealist account for this similarity and difference? The third objection | + | How can an {{Wiki|idealist}} account for this similarity and difference? The third objection |
− | concerns the efficacy of our experiences in relation to actions and their subsequent | + | concerns the efficacy of our [[experiences]] in [[relation]] to [[actions]] and their subsequent |
− | effects. In waking life, seeing water and feeling thirst can prompt an agent to drink and | + | effects. In waking [[life]], [[seeing]] [[water]] and [[feeling]] [[thirst]] can prompt an agent to drink and |
− | subsequently feel satiated. How can this be explained within an idealist framework? | + | subsequently [[feel]] satiated. How can this be explained within an {{Wiki|idealist}} framework? |
(Viṃś.2) | (Viṃś.2) | ||
− | Vasubandhu responds to the first objection by pointing out that these same | + | [[Vasubandhu]] responds to the first objection by pointing out that these same |
− | regularities can hold in dreams. It is not the case that (e.g.) colors experienced in dreams | + | regularities can hold in [[dreams]]. It is not the case that (e.g.) colors [[experienced]] in [[dreams]] |
− | appear at all times and everywhere (Viṃś.2 vṛ.2). If a blue wren appears in a dream, the | + | appear at all times and everywhere (Viṃś.2 vṛ.2). If a blue wren appears in a [[dream]], the |
blue of its feathers typically remains on its feathers as it flits here and there and there. | blue of its feathers typically remains on its feathers as it flits here and there and there. | ||
− | Later in the argument the realist opponent proposes that such regularity is conditioned on | + | Later in the argument the realist opponent proposes that such regularity is [[conditioned]] on |
− | the recollection of some prior sense experience of an external object (Viṃś.17). | + | the [[recollection]] of some prior [[sense]] [[experience]] of an [[external object]] (Viṃś.17). |
− | Vasubandhu responds by arguing that appeal to memory does not prove the existence of | + | [[Vasubandhu]] responds by arguing that appeal to [[memory]] does not prove the [[existence]] of |
− | an external object as the recollected experience could itself have been merely an | + | an [[external object]] as the recollected [[experience]] could itself have been merely an |
− | appearance in conscious awareness (Viṃś.17 vṛ.17). This is not meant to prove that | + | [[appearance]] in [[conscious awareness]] (Viṃś.17 vṛ.17). This is not meant to prove that |
− | waking experience is a dream. Rather, since dreams (which the opponent is assumed to | + | waking [[experience]] is a [[dream]]. Rather, since [[dreams]] (which the opponent is assumed to |
− | agree are mentally caused mental phenomena) have the properties cited in the objection, | + | agree are [[mentally]] [[caused]] [[mental phenomena]]) have the properties cited in the objection, |
− | the presence of these properties in waking experience does not prove that their bearers | + | the presence of these properties in waking [[experience]] does not prove that their bearers |
− | must be caused by external objects. The objection thus fails to disprove T1. | + | must be [[caused]] by [[external objects]]. The objection thus fails to disprove T1. |
− | Vasubandhu’s response to the second objection is more obscure and involves | + | [[Vasubandhu’s]] response to the second objection is more obscure and involves |
− | reference to pretas or hungry ghosts. Pretas are unfortunate beings which experience and | + | reference to [[pretas]] or [[hungry ghosts]]. [[Pretas]] are unfortunate [[beings]] which [[experience]] and |
− | are insatiably compelled to consume what they take to be rivers filled with pus, | + | are insatiably compelled to consume what they take to be [[rivers]] filled with pus, |
− | excrement and urine. Their similarity of experience is explained in terms of the similarity | + | excrement and {{Wiki|urine}}. Their similarity of [[experience]] is explained in terms of the similarity |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | of their karma; it is the karmic fruit of similar past negative actions. If one denies the | + | of their [[karma]]; it is the [[karmic]] fruit of similar {{Wiki|past}} [[negative actions]]. If one denies the |
− | laws of karma, this reason will not be compelling. But, even if accepted, it would not be | + | laws of [[karma]], this [[reason]] will not be compelling. But, even if accepted, it would not be |
− | decisive as Vasubandhu’s realist opponent also accepts the laws of karma but insists that | + | decisive as [[Vasubandhu’s]] realist opponent also accepts the laws of [[karma]] but insists that |
− | its fruit is the result of events and objects in a mind-independent reality with which the | + | its fruit is the result of events and [[objects]] in a mind-independent [[reality]] with which the |
− | agent previously interacted. Vasubandhu provides an argument from simplicity against this view. 14 Since his opponent agrees that karma causes events that alter the | + | agent previously interacted. [[Vasubandhu]] provides an argument from [[simplicity]] against this view. 14 Since his opponent agrees that [[karma]] [[causes]] events that alter the |
− | consciousness of pretas, why not just allow that karma alters their consciousness? What | + | [[consciousness]] of [[pretas]], why not just allow that [[karma]] alters their [[consciousness]]? What |
− | need is there to posit additional elements? (Viṃś.6-7 vṛ 6) To appreciate this argument | + | need is there to posit additional [[elements]]? (Viṃś.6-7 vṛ 6) To appreciate this argument |
− | we need to understand something about karma. In his Commentary on the Treasury of the | + | we need to understand something about [[karma]]. In his Commentary on the Treasury of the |
− | Abhidharma (Abhidharmakośabhāṣya), Vasubandhu tells us that karma is tied to | + | [[Abhidharma]] ([[Abhidharmakośabhāṣya]]), [[Vasubandhu]] tells us that [[karma]] is tied to |
− | intentions or volitions for action, which are psychological states (ABKh 4.1). Intentions | + | {{Wiki|intentions}} or [[Wikipedia:Volition (psychology)|volitions]] for [[action]], which are [[psychological]] states (ABKh 4.1). {{Wiki|Intentions}} |
− | are said to produce karmic seeds or latent dispositions that are both stored in and made | + | are said to produce [[karmic seeds]] or latent dispositions that are both stored in and made |
− | manifest by an underlying mode of consciousness known as the store-consciousness | + | [[manifest]] by an underlying mode of [[consciousness]] known as the [[store-consciousness]] |
− | (ālayavijñāna). When conditions ‘ripen’, these seeds bear their karmic fruit in the form | + | ([[ālayavijñāna]]). When [[conditions]] ‘ripen’, these [[seeds]] bear their [[karmic]] fruit in the [[form]] |
− | of conscious experiences of various kinds. This much was accepted in the context of this | + | of [[conscious]] [[experiences]] of various kinds. This much was accepted in the context of this |
− | debate. Vasubandhu’s point is that all of the relevant components of karma (its seeds, | + | [[debate]]. [[Vasubandhu’s]] point is that all of the relevant components of [[karma]] (its [[seeds]], |
− | fruit, and operative cause) are either mental phenomena or explicable in terms of mind. | + | fruit, and operative [[cause]]) are either [[mental phenomena]] or explicable in terms of [[mind]]. |
− | Since there is no need to posit an external reality to explain the function of karma, it | + | Since there is no need to posit an [[external reality]] to explain the function of [[karma]], it |
− | should not be introduced into its explanation. Since the function of karma explains the | + | should not be introduced into its explanation. Since the function of [[karma]] explains the |
− | similarity of experience amongst pretas and, by analogy, experiential similarities and | + | similarity of [[experience]] amongst [[pretas]] and, by analogy, experiential similarities and |
− | differences amongst ordinary experiencers, there is no need to posit an external reality to explain these facts and thus one should not introduce it into one’s explanation.15 This | + | differences amongst ordinary experiencers, there is no need to posit an [[external reality]] to explain these facts and thus one should not introduce it into one’s explanation.15 This |
− | implies a commitment to T2. Appearances in conscious awareness are mentally caused. | + | implies a commitment to T2. [[Appearances]] in [[conscious awareness]] are [[mentally]] [[caused]]. |
− | Siderits calls this the | + | [[Siderits]] calls this the ‘[[Principle]] of Lightness’ (2007: 157). {{Wiki|Gold}} (2014) identifies it as an application of Occam’s razor. 15 See [[Siderits]] (2007: 157), Arnold (2012:.31, 178). |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | According to the third objection, appearances in waking experience relate to | + | According to the third objection, [[appearances]] in waking [[experience]] relate to |
− | action in a way that those in dreams do not. There is a question-begging and non | + | [[action]] in a way that those in [[dreams]] do not. There is a question-begging and non |
− | question-begging way to pose this objection. The former is as the claim that appearances | + | question-begging way to pose this objection. The former is as the claim that [[appearances]] |
− | of (e.g.) water in waking experience, unlike those in dreams, causally contribute to an | + | of (e.g.) [[water]] in waking [[experience]], unlike those in [[dreams]], [[causally]] contribute to an |
− | agent performing actions (e.g., drinking water) that alter external reality (e.g., reduces the | + | agent performing [[actions]] (e.g., drinking [[water]]) that alter [[external reality]] (e.g., reduces the |
− | quantity of water) and cause new experiences (e.g., satiation). Vasubandhu provides a | + | {{Wiki|quantity}} of [[water]]) and [[cause]] new [[experiences]] (e.g., satiation). [[Vasubandhu]] provides a |
similarly question-begging reply, citing the case of ejaculated semen as the result of an | similarly question-begging reply, citing the case of ejaculated semen as the result of an | ||
− | erotic dream (vṛ 4). A non-question-begging way to pose this objection might be to insist | + | {{Wiki|erotic}} [[dream]] (vṛ 4). A non-question-begging way to pose this objection might be to insist |
− | that there is a regularity in the appearances of (e.g.) water, of oneself as drinking, of a | + | that there is a regularity in the [[appearances]] of (e.g.) [[water]], of oneself as drinking, of a |
− | reduced visible quantity of water and of a feeling of satiation which can only be | + | reduced [[visible]] {{Wiki|quantity}} of [[water]] and of a [[feeling]] of satiation which can only be |
− | explained by reference to a corresponding external reality. Vasubandhu’s response to this | + | explained by reference to a [[corresponding]] [[external reality]]. [[Vasubandhu’s]] response to this |
− | form of the objection is the same as to the first; such regularity can also be found in | + | [[form]] of the objection is the same as to the first; such regularity can also be found in |
− | dreams and, thus, appeal to regularity does not disprove T1 (Viṃś.4). | + | [[dreams]] and, thus, appeal to regularity does not disprove T1 (Viṃś.4). |
− | Vasubandhu does not aim to prove that sensory experience is a form of dreaming | + | [[Vasubandhu]] does not aim to prove that [[sensory experience]] is a [[form]] of [[Wikipedia:Dream|dreaming]] |
− | but uses the example of dreams to disprove objections to T1. However, as we have seen, | + | but uses the example of [[dreams]] to disprove objections to T1. However, as we have seen, |
− | the opening verse claims that we should treat sensory experience like the visual illusions | + | the opening verse claims that we should treat [[sensory experience]] like the [[visual]] [[illusions]] |
− | of someone with an eye disorder. Visual illusions are similar to dreams insofar as both | + | of someone with an [[eye]] disorder. [[Visual]] [[illusions]] are similar to [[dreams]] insofar as both |
− | are mental phenomena. They are importantly distinct, however. Appearances in dreams | + | are [[mental phenomena]]. They are importantly {{Wiki|distinct}}, however. [[Appearances]] in [[dreams]] |
− | are taken to be real from the perspective of the dreamer (Viṃś.17). The visual illusions | + | are taken to be real from the {{Wiki|perspective}} of the dreamer (Viṃś.17). The [[visual]] [[illusions]] |
− | seen by someone with an eye defect, however, are considered by them to be unreal or | + | seen by someone with an [[eye]] defect, however, are considered by them to be unreal or |
− | + | ‘[[non-existent]]’. [[Vasubandhu]] suggests that we should treat sensory [[experiences]] as | |
− | similarly | + | similarly ‘[[non-existent]]’. What is the relevant [[sense]] of ‘[[non-existent]]’ in this case and |
− | against what is it measured? To understand this, it is helpful to consider Vasubandhu’s | + | against what is it measured? To understand this, it is helpful to consider [[Vasubandhu’s]] |
− | innovative | + | innovative ‘[[three-nature]]’ analysis of [[conscious]] [[experience]] advanced in his [[Three-Nature]] |
Treatise. | Treatise. | ||
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | According to this analysis, all conscious experience has three natures: an | + | According to this analysis, all [[conscious]] [[experience]] has [[three natures]]: an |
− | imagined nature (parikalpita-svabhāva), a dependent nature (paratantra-svabhāva) and a | + | [[imagined]] [[nature]] ([[parikalpita-svabhāva]]), a [[dependent nature]] ([[paratantra-svabhāva]]) and a |
− | perfected nature (pariniṣpanna-svabhāva). The imagined nature is the common sense | + | perfected [[nature]] ([[pariniṣpanna-svabhāva]]). The [[imagined]] [[nature]] is the {{Wiki|common sense}} |
− | way in which we understand our sensory experience; i.e. as the apprehension of external objects in mind-independent reality.16 Vasubandhu emphasises that there are two aspects | + | way in which we understand our [[sensory experience]]; i.e. as the apprehension of [[external objects]] in mind-independent reality.16 [[Vasubandhu]] emphasises that there are two aspects |
− | to this experience; an objective aspect (an object or situation which is experienced) and a | + | to this [[experience]]; an [[objective aspect]] (an [[object]] or situation which is [[experienced]]) and a |
− | subjective aspect (the experiencing of that object). We ordinarily and pre-reflectively | + | [[subjective aspect]] (the experiencing of that [[object]]). We ordinarily and pre-reflectively |
− | take both aspects to correspond to real entities in mind-independent reality. We consider | + | take both aspects to correspond to real entities in mind-independent [[reality]]. We consider |
− | there to be a substantively real self that is interacting with a mind-independent external | + | there to be a substantively real [[self]] that is interacting with a mind-independent [[external reality]]. According to [[Vasubandhu]], however, we are mistaken in both respects. |
− | reality. According to Vasubandhu, however, we are mistaken in both respects. | + | That we are mistaken about the [[reality]] of [[self]] in addition to [[external objects]] might |
− | That we are mistaken about the reality of self in addition to external objects might | + | come as a bit of a surprise. This [[idea]] draws on the [[Buddhist doctrine of no-self]] |
− | come as a bit of a surprise. This idea draws on the Buddhist doctrine of no-self | + | ([[anātman]]). To deny the [[existence]] of [[self]] ([[ātman]]) is to deny that there is an enduring |
− | (anātman). To deny the existence of self (ātman) is to deny that there is an enduring | + | [[substance]], wholly {{Wiki|present}} from [[moment]] to [[moment]], that [[exists]] separate from and as the |
− | substance, wholly present from moment to moment, that exists separate from and as the | + | [[owner]] of events in [[conscious awareness]]. [[Ātman]] is also [[thought]] to be the [[essential nature]] |
− | owner of events in conscious awareness. Ātman is also thought to be the essential nature | + | of {{Wiki|individual}} persons and the referent of proper names. A central motif of [[Buddhist]] |
− | of individual persons and the referent of proper names. A central motif of Buddhist | + | [[thought]] is to deny that such an [[entity]] [[exists]]. To deny that there is a [[self]], in this [[sense]], |
− | thought is to deny that such an entity exists. To deny that there is a self, in this sense, | + | evidently leaves open the possibility of alternative conceptions of [[self]]. It also creates |
− | evidently leaves open the possibility of alternative conceptions of self. It also creates | ||
pressure to provide alternative explanations of that for which it is posited as explananda. | pressure to provide alternative explanations of that for which it is posited as explananda. | ||
− | These issues drive much Buddhist philosophical debate. For Vasubandhu, at least some | + | These issues drive much [[Buddhist]] [[philosophical debate]]. For [[Vasubandhu]], at least some |
− | elements of this notion of ātman are present in our common-sense understanding of | + | [[elements]] of this notion of [[ātman]] are {{Wiki|present}} in our {{Wiki|common-sense}} [[understanding]] of |
− | sensory experience. We ordinarily and pre-reflectively assume that there is a perceiver | + | [[sensory experience]]. We ordinarily and pre-reflectively assume that there is a {{Wiki|perceiver}} |
− | who perceives objects and to whom perceptions appear. We also consider this perceiver | + | who [[perceives]] [[objects]] and to whom [[perceptions]] appear. We also consider this {{Wiki|perceiver}} |
− | 16 There are several forms of imagined nature (parikalpitasvabhāva) discussed in the Yogācāra school. I present one of two predominant characterisations. The other concerns the commonsense view that words refer to their referents in virtue of the referents’ own nature (svabhāva). See Tillemans (2007: 55). | + | 16 There are several [[forms]] of [[imagined]] [[nature]] ([[parikalpitasvabhāva]]) discussed in the [[Yogācāra school]]. I {{Wiki|present}} one of two predominant characterisations. The other concerns the commonsense view that words refer to their referents in [[virtue]] of the referents’ [[own]] [[nature]] ([[svabhāva]]). See [[Tillemans]] (2007: 55). |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | to be ourselves. These assumptions are mistaken. | + | to be ourselves. These {{Wiki|assumptions}} are mistaken. |
− | The fact of this mistake is revealed by our understanding the dependent nature of | + | The fact of this mistake is revealed by our [[understanding]] the [[dependent nature]] of |
− | experience; namely, that both the objective and subjective aspects of ordinary | + | [[experience]]; namely, that both the [[objective]] and [[subjective]] aspects of ordinary |
− | experiences are merely appearances in, and constructions of, the mind. What we take to | + | [[experiences]] are merely [[appearances]] in, and constructions of, the [[mind]]. What we take to |
− | be ourselves, the experiencer of experiences, is merely a subjective aspect of the | + | be ourselves, the [[experiencer]] of [[experiences]], is merely a [[subjective aspect]] of the |
− | experiences themselves. While these aspects of experience are real qua qualities of | + | [[experiences]] themselves. While these aspects of [[experience]] are real qua qualities of |
− | experiential states (our ordinary experiences really do have objective and subjective | + | experiential states (our ordinary [[experiences]] really do have [[objective]] and [[subjective]] |
− | aspects) they are unreal qua elements of a mind-independent reality. The perfected nature | + | aspects) they are unreal qua [[elements]] of a mind-independent [[reality]]. The perfected [[nature]] |
consists in a thorough-understanding that the dual (subjective-objective) aspects of our | consists in a thorough-understanding that the dual (subjective-objective) aspects of our | ||
− | ordinary experience are merely constructions out of an underlying mode of consciousness which, itself, is empty of subject-object duality.17 | + | ordinary [[experience]] are merely constructions out of an underlying mode of [[consciousness]] which, itself, is [[empty]] of subject-object duality.17 |
Now, there is a lot going on here and much to be said. But certain features of this | Now, there is a lot going on here and much to be said. But certain features of this | ||
− | three-fold analysis of experience are relevant to our discussion. Vasubandhu appeals to this analysis in his Thirty Verses to elaborate T1 and T2.18 For instance: | + | three-fold analysis of [[experience]] are relevant to our [[discussion]]. [[Vasubandhu]] appeals to this analysis in his Thirty Verses to elaborate T1 and T2.18 For instance: |
− | Depending on the conditions available, the five sense-consciousnesses, | + | Depending on the [[conditions]] available, the [[five sense-consciousnesses]], |
− | Together or separately, originate in the root consciousness, | + | Together or separately, originate in the [[root consciousness]], |
− | Just as waves originate on water (Triṃś.15) | + | Just as waves originate on [[water]] (Triṃś.15) |
− | This alteration of consciousness is just the distinction [between subject | + | This [[alteration]] of [[consciousness]] is just the {{Wiki|distinction}} [between [[subject]] |
− | and object]; | + | and [[object]]]; |
− | What is thus distinguished [as subject and object], does not exist | + | What is thus {{Wiki|distinguished}} [as [[subject]] and [[object]]], does not [[exist]] |
− | Therefore this is all mere appearance of consciousness (Triṃś.17) | + | Therefore this is all mere [[appearance]] of [[consciousness]] (Triṃś.17) |
− | For discussions of Vasubandhu’s three-nature theory, see Garfield (2002: Chapters 6-8), Gold (2015a,b), Kochumuttom (1982). 18 This need not imply that the three-nature theory, as presented in TSN, either presupposes or was intended to substantiate these theses. See Kochumuttom (1982), Lusthaus (2002) and Garfield (2015a,b) who argue that TSN is best read as a form of phenomenology. | + | For discussions of [[Vasubandhu’s]] [[three-nature theory]], see Garfield (2002: Chapters 6-8), {{Wiki|Gold}} (2015a,b), {{Wiki|Kochumuttom}} (1982). 18 This need not imply that [[the three-nature theory]], as presented in TSN, either presupposes or was intended to substantiate these theses. See {{Wiki|Kochumuttom}} (1982), [[Lusthaus]] (2002) and Garfield (2015a,b) who argue that TSN is best read as a [[form]] of [[Wikipedia:Phenomenology (philosophy)|phenomenology]]. |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | The last sentence in this verse mirrors the opening line of Vasubandhu’s Twenty Verses. | + | The last sentence in this verse mirrors the opening line of [[Vasubandhu’s]] Twenty Verses. |
− | The three-nature analysis also helps clarify the relevant sense of ‘all’ in this initial claim. | + | The [[three-nature]] analysis also helps clarify the relevant [[sense]] of ‘all’ in this initial claim. |
− | It refers not merely to what we take to be external objects in our conscious experience | + | It refers not merely to what we take to be [[external objects]] in our [[conscious]] [[experience]] |
− | but also to what we take to be a real, perceiving self. Both are to be considered mere | + | but also to what we take to be a real, perceiving [[self]]. Both are to be considered mere |
− | appearances in conscious experience. | + | [[appearances]] in [[conscious]] [[experience]]. |
− | While we have good reason to think that Vasubandhu accepts T1 and T2, he does | + | While we have good [[reason]] to think that [[Vasubandhu]] accepts T1 and T2, he does |
− | not assert T3. To count as a | + | not assert T3. To count as a ‘[[mind only]]’ [[metaphysical]] {{Wiki|idealist}} he needs to accept all three |
− | theses. Whether he accepts or presupposes T3 turns on how one understands the | + | theses. Whether he accepts or presupposes T3 turns on how one [[understands]] the |
− | underlying mode of consciousness. Vasubandhu’s three-nature analysis was traditionally | + | underlying mode of [[consciousness]]. [[Vasubandhu’s]] [[three-nature]] analysis was [[traditionally]] |
− | read as the view that external objects and real selves are conventionally unreal (they are | + | read as the view that [[external objects]] and real selves are {{Wiki|conventionally}} unreal (they are |
− | false constructions to be rejected), the objective and subjective aspects of experience are | + | false constructions to be rejected), the [[objective]] and [[subjective]] aspects of [[experience]] are |
− | conventionally real (they are genuine appearances constructed by mind), but the | + | {{Wiki|conventionally}} real (they are genuine [[appearances]] [[constructed]] by [[mind]]), but the |
− | underlying mode of consciousness which constructs these appearances has a more | + | underlying mode of [[consciousness]] which constructs these [[appearances]] has a more |
− | fundamental or ultimate reality. Thus T3. However, Vasubandhu also claims that the | + | fundamental or [[ultimate reality]]. Thus T3. However, [[Vasubandhu]] also claims that the |
− | perfected nature is empty of all subject-object duality and, as such, is | + | perfected [[nature]] is [[empty]] of all subject-object [[duality]] and, as such, is “[[inconceivable]]” |
− | (Triṃś.29). Some argue from this that it is not possible to conceive and thereby accept T3 | + | (Triṃś.29). Some argue from this that it is not possible to [[conceive]] and thereby accept T3 |
− | from the ultimate perspective of perfected nature. It is thus inferred that in the final analysis Vasubandhu is not a | + | from the [[Wikipedia:Absolute (philosophy)|ultimate]] {{Wiki|perspective}} of perfected [[nature]]. It is thus inferred that in the final analysis [[Vasubandhu]] is not a ‘[[mind-only]]’ [[metaphysical]] idealist.19 |
− | 3. Dignāga’s Ālambanaparīkṣā | + | 3. [[Dignāga’s]] [[Ālambanaparīkṣā]] |
− | Dignāga (ca. 480-540 CE) was one of the initial formulators of Buddhist logic and made | + | [[Dignāga]] (ca. 480-540 CE) was one of the initial formulators of [[Buddhist logic]] and made |
− | important contributions to the study of epistemology, perception, language, and mind. | + | important contributions to the study of epistemology, [[perception]], [[language]], and [[mind]]. |
− | See Gold (2015a,b). | + | See {{Wiki|Gold}} (2015a,b). |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | Alongside the writings of Vasubandhu, Dignāga’s Ālambanaparīkṣā is a central Yogācāra text.20 Here, Dignāga argues against the possibility of external objects as | + | Alongside the writings of [[Vasubandhu]], [[Dignāga’s]] [[Ālambanaparīkṣā]] is a central [[Yogācāra]] text.20 Here, [[Dignāga]] argues against the possibility of [[external objects]] as |
− | understood by his Buddhist realist opponents, the Sautrāntika, and advances T1 as the | + | understood by his [[Buddhist]] realist opponents, the [[Sautrāntika]], and advances T1 as the |
best (and only remaining) alternative. | best (and only remaining) alternative. | ||
− | The Sautrāntika defend a nominalist atomistic ontology according to which | + | The [[Sautrāntika]] defend a nominalist atomistic {{Wiki|ontology}} according to which |
− | ordinary material objects (e.g., pots, cups, persons) are to be understood as aggregations | + | ordinary [[material objects]] (e.g., pots, cups, persons) are to be understood as aggregations |
− | of more basic atomic constituents. While the basic atomic constituents are considered to | + | of more basic [[atomic]] constituents. While the basic [[atomic]] constituents are considered to |
− | be real, their aggregation is not. Of the various criteria that are offered to establish this | + | be real, their aggregation is not. Of the various criteria that are [[offered]] to establish this |
position, the most important is causal efficacy. Whatever causal efficacy we | position, the most important is causal efficacy. Whatever causal efficacy we | ||
− | (conventionally) attribute to wholes is thought to be entirely reducible to that of its | + | ({{Wiki|conventionally}}) attribute to wholes is [[thought]] to be entirely reducible to that of its |
− | (ultimately real) parts. | + | ([[ultimately real]]) parts. |
− | Dignāga’s argument turns on the requirements for something to count as an | + | [[Dignāga’s]] argument turns on the requirements for something to count as an |
− | + | ‘[[object]]’ ([[ālambana]]) of a [[conscious]] [[mental state]]. [[Dignāga]], along with his [[Sautrāntika]] | |
− | opponents, assumes that two criteria must be satisfied. First, the object must be causally | + | opponents, assumes that two criteria must be satisfied. First, the [[object]] must be [[causally]] |
− | related to our conscious mental state. Second, it must resemble the appearance in or | + | related to our [[conscious]] [[mental state]]. Second, it must resemble the [[appearance]] in or |
− | content of that state. Dignāga’s first move is to demonstrate that these criteria cannot be | + | content of that [[state]]. [[Dignāga’s]] first move is to demonstrate that these criteria cannot be |
− | satisfied by Sautrāntika realism. | + | satisfied by [[Sautrāntika]] [[realism]]. |
− | There are two initial possibilities available to a Sautrāntika to satisfy these | + | There are two initial possibilities available to a [[Sautrāntika]] to satisfy these |
− | criteria; namely, that the object of consciousness is either some basic atomic constituent | + | criteria; namely, that the [[object]] of [[consciousness]] is either some basic [[atomic]] constituent |
− | or an aggregation thereof. Dignāga argues against both possibilities. Against the view | + | or an aggregation thereof. [[Dignāga]] argues against both possibilities. Against the view |
− | that the objects of consciousness are basic atoms, Dignāga argues | + | that the [[objects]] of [[consciousness]] are basic [[atoms]], [[Dignāga]] argues |
− | 20 An English translation and commentary of the Ālambanaparīkṣā can be found in Tola and Dragonetti (1982) and Duckworth et.al (forthcoming). | + | 20 An English translation and commentary of the [[Ālambanaparīkṣā]] can be found in Tola and Dragonetti (1982) and Duckworth et.al (forthcoming). |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | Even if the atoms were the cause of the cognition through the senses, | + | Even if the [[atoms]] were the [[cause]] of the [[cognition]] through the [[senses]], |
− | Since the cognition does not appear under the form of those [atoms] | + | Since the [[cognition]] does not appear under the [[form]] of those [[[atoms]]] |
− | + | ||
− | he atoms are not the object of that [cognition] In the same way that the sense-organs [are not] (Ālam.1a-d)21 | + | he [[atoms]] are not the [[object]] of that [[[cognition]]] In the same way that the [[sense-organs]] [are not] (Ālam.1a-d)21 |
− | Although the Sautrāntika allow atoms to be causally related to conscious experience, | + | Although the [[Sautrāntika]] allow [[atoms]] to be [[causally]] related to [[conscious]] [[experience]], |
− | they do not appear in conscious awareness. What we experience are (e.g.) pots, cups and persons, not their atomic constituents.22 Thus, atoms may satisfy the criterion of causal | + | they do not appear in [[conscious awareness]]. What we [[experience]] are (e.g.) pots, cups and persons, not their [[atomic]] constituents.22 Thus, [[atoms]] may satisfy the criterion of causal |
− | efficacy but not the criterion of resemblance. In this sense they are analogous to our | + | efficacy but not the criterion of resemblance. In this [[sense]] they are analogous to our |
− | sense-organs; both condition our experience but do not appear in its content. | + | [[sense-organs]]; both [[condition]] our [[experience]] but do not appear in its content. |
− | Against the view that the object of consciousness is an aggregation of atoms, | + | Against the view that the [[object]] of [[consciousness]] is an aggregation of [[atoms]], |
− | Dignāga argues: | + | [[Dignāga]] argues: |
− | That [appearance of an aggregate] does not arise from that [i.e. an | + | That [[[appearance]] of an [[aggregate]]] does not arise from that [i.e. an |
− | aggregate] because it [the aggregate] does not exist as something real, in the | + | [[aggregate]]] because it [the [[aggregate]]] does not [[exist]] as something real, in the |
− | same way as a second moon [does not exist as something real]. Thus, in | + | same way as a second [[moon]] [does not [[exist]] as something real]. Thus, in |
− | both cases, [something] external cannot be the object of consciousness | + | both cases, [something] external cannot be the [[object]] of [[consciousness]] |
(Ālam.2a-d) | (Ālam.2a-d) | ||
− | While an aggregation of atoms (in the form of a pot or cup etc.) can appear as the content | + | While an aggregation of [[atoms]] (in the [[form]] of a pot or cup etc.) can appear as the content |
− | of a conscious mental state, it is not causally related to this state because, according to | + | of a [[conscious]] [[mental state]], it is not [[causally]] related to this [[state]] because, according to |
− | the Sautrāntika, aggregates are unreal and unreal things cannot cause anything. | + | the [[Sautrāntika]], [[aggregates]] are unreal and unreal things cannot [[cause]] anything. |
− | Aggregates are like a second moon perceived by someone with an eye defect; both | + | [[Aggregates]] are like a second [[moon]] [[perceived]] by someone with an [[eye]] defect; both |
− | Translation from Tola and Dragonetti (1982). 22 Vasubandhu similarly denies that the | + | Translation from Tola and Dragonetti (1982). 22 [[Vasubandhu]] similarly denies that the “[[object]] is experienced…as many single [[atoms]]” (Viṃś 11) for the [[reason]] that “single [[atoms]] are not apprehended.” (vṛ 11). |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | appear in conscious awareness but do not really exist and so cannot have produced this state.23 Aggregates thus satisfy the criterion of resemblance but not the criterion of causal | + | appear in [[conscious awareness]] but do not really [[exist]] and so cannot have produced this state.23 [[Aggregates]] thus satisfy the criterion of resemblance but not the criterion of causal |
− | efficacy. Since atoms and their aggregations are the only possibilities admitted by his | + | efficacy. Since [[atoms]] and their aggregations are the only possibilities admitted by his |
− | realist opponent, Dignāga (sub) concludes that external objects are not the objects of | + | realist opponent, [[Dignāga]] (sub) concludes that [[external objects]] are not the [[objects]] of |
− | consciousness. | + | [[consciousness]]. |
− | One might object that this argument unduly restricts the explanatory options | + | One might [[object]] that this argument unduly restricts the explanatory options |
− | available to the Sautrāntika (or atomic realists more generally). Dignāga considers a | + | available to the [[Sautrāntika]] (or [[atomic]] [[realists]] more generally). [[Dignāga]] considers a |
− | further possibility; namely, that atoms can jointly produce a representation or image in | + | further possibility; namely, that [[atoms]] can jointly produce a [[representation]] or image in |
− | conscious awareness. That is, while the image resembles the aggregation (thus satisfying | + | [[conscious awareness]]. That is, while the image resembles the aggregation (thus satisfying |
− | the second criterion), it is explicable by the individual causal contributions of its many | + | the second criterion), it is explicable by the {{Wiki|individual}} causal contributions of its many |
− | atomic constituents (thus satisfying the first criterion). The fact that ‘atomicity’ does not | + | [[atomic]] constituents (thus satisfying the first criterion). The fact that ‘atomicity’ does not |
− | appear as the content of the experience, moreover, can be explained in the same way that | + | appear as the content of the [[experience]], moreover, can be explained in the same way that |
− | solidity does not; i.e. it exists but is not perceptible (Ālam.3a-d). Against this view, | + | {{Wiki|solidity}} does not; i.e. it [[exists]] but is not perceptible (Ālam.3a-d). Against this view, |
− | Dignāga argues that it wouldn’t allow for the production of different images in conscious | + | [[Dignāga]] argues that it wouldn’t allow for the production of different images in [[conscious awareness]] (e.g. as of a pot or as of a cup) given that these {{Wiki|distinct}} [[objects]] would be |
− | awareness (e.g. as of a pot or as of a cup) given that these distinct objects would be | + | [[caused]] by the same kind of [[atoms]] (Ālam.4a-b). Moreover, he insists it would be |
− | caused by the same kind of atoms (Ālam.4a-b). Moreover, he insists it would be | + | inadequate for the realist to respond by grounding this {{Wiki|distinction}} in differences in the |
− | inadequate for the realist to respond by grounding this distinction in differences in the | + | size and shape of these [[objects]] because those aspects of the [[object]] are themselves |
− | size and shape of these objects because those aspects of the object are themselves | + | reducible constructs of more basic [[atoms]], which are uniformly [[identical]] (Ālam.4c-d, 5a |
− | reducible constructs of more basic atoms, which are uniformly identical (Ālam.4c-d, 5a | ||
b). | b). | ||
− | This argument seems to allow the possibility of atomic aggregation but denies its ontological status. Vasubandhu argues against the possibility of aggregating atomic constituents. This is a complex argument. One of its opening moves involves denying the conceptual possibility of impartite atoms conjoining into spatially extended objects for the reason that it would problematically presuppose that atoms have distinct ‘sides’ (i.e. one atom joining to the ‘left side’, another joining to the ‘right side’), where a side is a part (Viṃś 12 vṛ 12). Detailed studies of this argument can be found in Kapstein (2001) and Siderits (2007). See Gold (2015) for a helpful summary. | + | This argument seems to allow the possibility of [[atomic]] aggregation but denies its [[Wikipedia:Ontology|ontological]] {{Wiki|status}}. [[Vasubandhu]] argues against the possibility of aggregating [[atomic]] constituents. This is a complex argument. One of its opening moves involves denying the {{Wiki|conceptual}} possibility of impartite [[atoms]] conjoining into spatially extended [[objects]] for the [[reason]] that it would problematically presuppose that [[atoms]] have {{Wiki|distinct}} ‘sides’ (i.e. one {{Wiki|atom}} joining to the ‘left side’, another joining to the ‘right side’), where a side is a part (Viṃś 12 vṛ 12). Detailed studies of this argument can be found in [[Wikipedia:Matthew Kapstein|Kapstein]] (2001) and [[Siderits]] (2007). See {{Wiki|Gold}} (2015) for a helpful summary. |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | These arguments attempt to undermine the idea that sensory experience is | + | These arguments attempt to undermine the [[idea]] that [[sensory experience]] is |
− | explicable by a correspondence to external objects in mind-independent reality. Dignāga | + | explicable by a correspondence to [[external objects]] in mind-independent [[reality]]. [[Dignāga]] |
− | offers T1 as an alternative. The objects of mental states are simply the appearances in | + | offers T1 as an alternative. The [[objects]] of [[mental states]] are simply the [[appearances]] in |
− | consciousness, the content of mental states, which appear as external but do not actually lie outside of the mind (Ālam.6a-c).24 How does this satisfy the two criteria for objects of | + | [[consciousness]], the content of [[mental states]], which appear as external but do not actually lie outside of the [[mind]] (Ālam.6a-c).24 How does this satisfy the two criteria for [[objects]] of |
− | conscious experience endorsed by Dignāga? And is there any reason to think that | + | [[conscious]] [[experience]] endorsed by [[Dignāga]]? And is there any [[reason]] to think that |
− | Dignāga also affirms T2 or T3? | + | [[Dignāga]] also affirms T2 or T3? |
− | These questions are difficult to answer. It seems that, for Dignāga, the criterion of | + | These questions are difficult to answer. It seems that, for [[Dignāga]], the criterion of |
− | resemblance is satisfied by the fact that an appearance in conscious experience resembles | + | resemblance is satisfied by the fact that an [[appearance]] in [[conscious]] [[experience]] resembles |
itself. The criterion of causal efficacy, however, is much harder to satisfy. As his | itself. The criterion of causal efficacy, however, is much harder to satisfy. As his | ||
− | opponent complains, how can the content of a conscious mental state cause that state? | + | opponent complains, how can the content of a [[conscious]] [[mental state]] [[cause]] that [[state]]? |
− | (Ālam.vṛ 21). Dignāga offers two responses. First, it is a cause in the sense of being a | + | (Ālam.vṛ 21). [[Dignāga]] offers two responses. First, it is a [[cause]] in the [[sense]] of being a |
− | defining characteristic and thus a necessarily concomitant part of the conscious mental | + | defining [[characteristic]] and thus a necessarily [[concomitant]] part of the [[conscious]] [[mental state]] (Ālam.7a). [[Consciousness]] depends on [[appearances]] or content to the extent that, without them, it would not count as [[consciousness]] (considered to be true by definition).25 |
− | state (Ālam.7a). Consciousness depends on appearances or content to the extent that, without them, it would not count as consciousness (considered to be true by definition).25 | + | Second, the [[appearances]] in [[consciousness]] may (also) be considered the actualised fruit of |
− | Second, the appearances in consciousness may (also) be considered the actualised fruit of | + | latent [[karmic]] dispositions that were produced by prior [[mental states]] with the same |
− | latent karmic dispositions that were produced by prior mental states with the same | + | content (Ālam.7b). This second explanation satisfies both of [[Dignāga’s]] criteria for an |
− | content (Ālam.7b). This second explanation satisfies both of Dignāga’s criteria for an | + | [[object]] of [[consciousness]] insofar as the [[appearance]] in [[consciousness]] resembles the content |
− | object of consciousness insofar as the appearance in consciousness resembles the content | + | of the [[state]] on which it (indirectly) [[causally]] depends; indirectly, because the [[appearance]] |
− | of the state on which it (indirectly) causally depends; indirectly, because the appearance | + | actualises a latent disposition that was [[caused]] by this original [[mental state]]. This demonstrates a commitment to T2 but [[Dignāga]] does not go so far as to assert T3.26 |
− | actualises a latent disposition that was caused by this original mental state. This demonstrates a commitment to T2 but Dignāga does not go so far as to assert T3.26 | ||
− | See Matilal (1974: 145) and Tillemans (2007: 61). 25 See Arnold (2012: .27). 26 For an alternative characterisation of the criterion and upshot of this argument, see Duckworth, et al (forthcoming). | + | See [[Matilal]] (1974: 145) and [[Tillemans]] (2007: 61). 25 See Arnold (2012: .27). 26 For an alternative characterisation of the criterion and upshot of this argument, see Duckworth, et al (forthcoming). |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | 4. Dharmakīrti’s Sahopalambhaniyama Inference | + | 4. [[Dharmakīrti’s]] Sahopalambhaniyama Inference |
− | Dharmakīrti (ca. 600-660 CE) was Dignāga’s most famous successor and, together, they | + | [[Dharmakīrti]] (ca. 600-660 CE) was [[Dignāga’s]] most famous successor and, together, they |
− | are responsible for the Buddhist tradition of epistemology and logic known as | + | are responsible for the [[Buddhist tradition]] of epistemology and [[logic]] known as |
− | Pramāṇavāda. This school provoked some of the most systematic and important | + | [[Pramāṇavāda]]. This school provoked some of the most systematic and important |
− | philosophical debates in ancient India on the nature of metaphysics, mind, language and logic, and it decisively shaped the course of Mahāyāna Buddhist thought.27 The third | + | [[philosophical]] [[debates]] in {{Wiki|ancient India}} on the [[nature]] of [[metaphysics]], [[mind]], [[language]] and [[logic]], and it decisively shaped the course of [[Mahāyāna]] [[Buddhist]] thought.27 The third |
− | chapter of Dharmakīrti’s Commentary on Epistemology (Pramāṇavārttika) is | + | [[chapter]] of [[Dharmakīrti’s]] Commentary on {{Wiki|Epistemology}} ([[Pramāṇavārttika]]) is |
− | traditionally read as both articulating and defending a form of idealism. His conception | + | [[traditionally]] read as both articulating and defending a [[form]] of [[idealism]]. His {{Wiki|conception}} |
− | of the thesis to be proved is most concisely stated in Ascertainment of Epistemology | + | of the {{Wiki|thesis}} to be proved is most concisely stated in Ascertainment of {{Wiki|Epistemology}} |
− | (Pramāṇaviniścaya): | + | ([[Pramāṇaviniścaya]]): |
− | [Apart from consciousness itself] there is nothing else which is | + | [Apart from [[consciousness]] itself] there is nothing else which is |
− | experienced by the mind. Nor does the [mind] have any other experience. | + | [[experienced]] by the [[mind]]. Nor does the [[[mind]]] have any other [[experience]]. |
− | As there is nothing apprehended and no apprehender, it is the [mind] itself which illuminates itself (Pvin 1, k.38)28 | + | As there is nothing apprehended and no apprehender, it is the [[[mind]]] itself which illuminates itself (Pvin 1, k.38)28 |
− | Dharmakīrti here asserts commitment to T1. The idea that there is ‘nothing apprehended | + | [[Dharmakīrti]] here asserts commitment to T1. The [[idea]] that there is ‘nothing apprehended |
− | and no apprehender’ echoes ideas earlier discussed in the writings of Vasubandhu; | + | and no apprehender’ echoes [[ideas]] earlier discussed in the writings of [[Vasubandhu]]; |
− | namely, that there is no substantively real self that perceives a mind-independent external | + | namely, that there is no substantively real [[self]] that [[perceives]] a mind-independent [[external reality]]. Both the perceiving ([[subject]]) and the [[perceived]] ([[object]]) are simply [[appearances]] |
− | reality. Both the perceiving (subject) and the perceived (object) are simply appearances | + | in [[conscious]] [[experience]]. The [[idea]] that ‘the [[mind]] illuminates itself’, however, reflects an |
− | in conscious experience. The idea that ‘the mind illuminates itself’, however, reflects an | + | original {{Wiki|thesis}} introduced by [[Dignāga]]; namely, that [[conscious]] [[mental states]] ‘[[self]] |
− | original thesis introduced by Dignāga; namely, that conscious mental states | + | [[illuminate]]’ or are ‘[[self-aware]]’ ([[svasaṃvedana]] or [[svasaṃvitti]]). |
− | + | There is much contemporary [[interest]] in the [[idea]] of [[self-awareness]] but no | |
− | There is much contemporary interest in the idea of self-awareness but no | ||
− | See Tillemans (2011). 28 Translation from Tillemans (2007: fn.131). | + | See [[Tillemans]] (2011). 28 Translation from [[Tillemans]] (2007: fn.131). |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | uniformity in how it is best understood. 29 Some read it as Dignāga’s way of | + | uniformity in how it is best understood. 29 Some read it as [[Dignāga’s]] way of |
− | characterising and defending the idea that a subjective-aspect is a necessary constituent of ordinary consciousness.30 On this view, to say that a mental state is self-aware is just | + | characterising and defending the [[idea]] that a subjective-aspect is a necessary constituent of ordinary consciousness.30 On this view, to say that a [[mental state]] is [[self-aware]] is just |
− | to say that it necessarily involves both an experienced object and the experiencing of that | + | to say that it necessarily involves both an [[experienced]] [[object]] and the experiencing of that |
− | object. This can be understood in one of two ways; either as qualifying the object-aspect (i.e., to be an object of consciousness, the object must be experienced or illuminated)31 or | + | [[object]]. This can be understood in one of two ways; either as qualifying the object-aspect (i.e., to be an [[object]] of [[consciousness]], the [[object]] must be [[experienced]] or illuminated)31 or |
− | as an awareness of both the experienced object and the experiencing of it. Dignāga’s | + | as an [[awareness]] of both the [[experienced]] [[object]] and the experiencing of it. [[Dignāga’s]] |
− | view is arguably closer to the latter. Like a lamp that illuminates itself at the same time as | + | view is arguably closer to the [[latter]]. Like a [[lamp]] that illuminates itself at the same time as |
− | it illuminates other things, Dignāga maintains that there are ‘three factors’ to conscious | + | it illuminates other things, [[Dignāga]] maintains that there are ‘three factors’ to [[conscious]] |
− | mental states: the subject-aspect (illuminating), the object-aspect (illuminated) and awareness of both.32 This might mean either that the experienced object and the | + | [[mental states]]: the subject-aspect ([[illuminating]]), the object-aspect ([[illuminated]]) and [[awareness]] of both.32 This might mean either that the [[experienced]] [[object]] and the |
− | experiencing of it are both apparent in the experience (a phenomenological claim) and/or | + | experiencing of it are both apparent in the [[experience]] (a {{Wiki|phenomenological}} claim) and/or |
− | it involves an additional understanding that the experienced and experiencing are both mere aspects of the mind (a metaphysical claim). 33 The latter resonates with | + | it involves an additional [[understanding]] that the [[experienced]] and experiencing are both mere [[aspects of the mind]] (a [[metaphysical]] claim). 33 The [[latter]] resonates with |
− | See Williams (2000), Ganeri (1999, 2012), Yao (2005), Arnold (2005), Garfield (2006), MacKenzie (2007, 2008), Kellner (2010, 2011b), Thompson (2011), Coseru (2012). 30 See Kellner (2010, 2011a). 31 This view is often attributed to Śāntarakṣita, who takes svasaṃvedana to be the criterion for sentience. 32 See Dignāga PS 1.10: | + | See [[Williams]] (2000), Ganeri (1999, 2012), Yao (2005), Arnold (2005), Garfield (2006), MacKenzie (2007, 2008), Kellner (2010, 2011b), Thompson (2011), Coseru (2012). 30 See Kellner (2010, 2011a). 31 This view is often attributed to [[Śāntarakṣita]], who takes [[svasaṃvedana]] to be the criterion for [[sentience]]. 32 See [[Dignāga]] PS 1.10: |
− | Whatever the form in which it [viz. the cognition] appears, that [form] is [recognized as] the object of cognition (prameya). The means of cognition (pramāṇa) and [the cognition which is] its result (phala) are respectively the form of subject [in the cognition] and the cognition cognizing itself. Therefore, these three [factors of cognition] are not separate from one another. (Hattori trans. 1968: 29) | + | Whatever the [[form]] in which it [viz. the [[cognition]]] appears, that [[[form]]] is [[[recognized]] as] the [[object]] of [[cognition]] ([[prameya]]). The [[means of cognition]] ([[pramāṇa]]) and [the [[cognition]] which is] its result ([[phala]]) are respectively the [[form]] of [[subject]] [in the [[cognition]]] and the [[cognition]] [[Wikipedia:Cognition|cognizing]] itself. Therefore, these three [factors of [[cognition]]] are not separate from one another. (Hattori trans. 1968: 29) |
33 See Hattori (1968: 46): | 33 See Hattori (1968: 46): | ||
− | The idea that ālayavijñāna or store-consciousness appears or manifests itself (ābhāti, pratibhāti, avabhāti, khyāti) as both the apparent subject (sva-ābhāsa= grāhaka) and the apparent object (artha-ābhāsa = grāhya) is met elsewhere in Vijñanavāda treatises and we need not explain it here. It is clear that Dignāga established his theory of knowledge on the ground of the Vijñanavāda philosophy, although he does not use the term ālayavijñāna. The theory of self | + | The [[idea]] that [[ālayavijñāna]] or [[store-consciousness]] appears or [[manifests]] itself (ābhāti, pratibhāti, avabhāti, [[khyāti]]) as both the apparent [[subject]] (sva-ābhāsa= [[grāhaka]]) and the apparent [[object]] (artha-ābhāsa = [[grāhya]]) is met elsewhere in Vijñanavāda treatises and we need not explain it here. It is clear that [[Dignāga]] established his [[theory of knowledge]] on the ground of the Vijñanavāda [[philosophy]], although he does not use the term [[ālayavijñāna]]. The {{Wiki|theory}} of [[self]] |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | Vasubandhu’s dependent nature of conscious experience. It also points towards the | + | [[Vasubandhu’s]] [[dependent nature]] of [[conscious]] [[experience]]. It also points towards the |
− | position Dharmakīrti will defend. | + | position [[Dharmakīrti]] will defend. |
− | Dharmakīrti’s most well known idealist argument turns on this notion of self | + | [[Dharmakīrti’s]] most well known {{Wiki|idealist}} argument turns on this notion of [[self]] |
− | awareness. It has come to be known as the sahopalambhaniyama inference because it | + | [[awareness]]. It has come to be known as the [[sahopalambhaniyama]] {{Wiki|inference}} because it |
− | argues from the ‘necessity’ (niyama) of things only ever being experienced ‘together’ | + | argues from the ‘necessity’ ([[niyama]]) of things only ever being [[experienced]] ‘together’ |
− | (saha) with | + | ([[saha]]) with ‘[[experience]]’ (upalamba). The {{Wiki|inference}} is neatly summarised as follows: |
− | Blue and the consciousness of blue are not different, because they must always be apprehended together (PVin 1.54ab)34 | + | Blue and the [[consciousness]] of blue are not different, because they must always be apprehended together (PVin 1.54ab)34 |
Or, in a longer variant: | Or, in a longer variant: | ||
Because [something blue] is not apprehended without the additional | Because [something blue] is not apprehended without the additional | ||
− | qualification of consciousness, [and] because [blue] is apprehended when | + | qualification of [[consciousness]], [and] because [blue] is apprehended when |
− | this [qualification of consciousness] is apprehended, consciousness [itself] | + | this [qualification of [[consciousness]]] is apprehended, [[consciousness]] [itself] |
− | has the appearance of blue. There is no external object by itself. (PV 3.335)35 | + | has the [[appearance]] of blue. There is no [[external object]] by itself. (PV 3.335)35 |
− | There are at least two ways to read this inference, which correspond to two ways of | + | There are at least two ways to read this {{Wiki|inference}}, which correspond to two ways of |
− | understanding self-awareness. According to the first reading, one is never aware of blue | + | [[understanding]] [[self-awareness]]. According to the first reading, one is never {{Wiki|aware}} of blue |
− | other than being aware or conscious of it; one never apprehends an apprehended object | + | other than being {{Wiki|aware}} or [[conscious]] of it; one never apprehends an [[apprehended object]] |
− | other than by apprehending it. To establish that the experienced object and the | + | other than by apprehending it. To establish that the [[experienced]] [[object]] and the |
− | cognition (svasamvit) which marks the specific feature of his theory of direct knowledge is understandable only on the basis of the Vijñānavāda doctrine. | + | [[cognition]] (svasamvit) which marks the specific feature of his {{Wiki|theory}} of [[direct knowledge]] is understandable only on the basis of the [[Vijñānavāda]] [[doctrine]]. |
− | sahopalambhaniyamād abhedo nīlataddhiyuḥ / translation from Tillemans (2011: n.33). 35 Translation from Taber (2010: 291). Yet another version of this argument can be found in PV3.388-391, English translation of which can be found in Matilal (1974: 159-60). | + | sahopalambhaniyamād abhedo nīlataddhiyuḥ / translation from [[Tillemans]] (2011: n.33). 35 Translation from Taber (2010: 291). Yet another version of this argument can be found in PV3.388-391, English translation of which can be found in [[Matilal]] (1974: 159-60). |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | experiencing of it are distinct, one would need a case where they are perceived apart. But | + | experiencing of it are {{Wiki|distinct}}, one would need a case where they are [[perceived]] apart. But |
− | there is no such case. Thus, the appearance of blue is just the content of a conscious state and is not distinct from it.36 According to the second reading, one is never aware of blue | + | there is no such case. Thus, the [[appearance]] of blue is just the content of a [[conscious]] [[state]] and is not {{Wiki|distinct}} from it.36 According to the second reading, one is never {{Wiki|aware}} of blue |
− | without also being aware of being aware of it; one never apprehends an apprehended | + | without also being {{Wiki|aware}} of being {{Wiki|aware}} of it; one never apprehends an [[apprehended object]] without also apprehending its apprehension. From this we can conclude that the |
− | object without also apprehending its apprehension. From this we can conclude that the | + | [[object]] and its apprehension are the same insofar as they are invariantly [[concomitant]] |
− | object and its apprehension are the same insofar as they are invariantly concomitant | + | aspects of [[mind]] or [[awareness]]. |
− | aspects of mind or awareness. | + | There is much [[controversy]] about this {{Wiki|inference}}. [[Buddhist]] and [[non-Buddhist]] |
− | There is much controversy about this inference. Buddhist and non-Buddhist | + | opponents considered it to be a fallacious attempt to derive a [[metaphysical]] conclusion |
− | opponents considered it to be a fallacious attempt to derive a metaphysical conclusion | + | from {{Wiki|phenomenological}} facts. While it might be true that [[external objects]] cannot be |
− | from phenomenological facts. While it might be true that external objects cannot be | + | apprehended other than in an act of apprehension, it does not follow that they only [[exist]] |
− | apprehended other than in an act of apprehension, it does not follow that they only exist | + | when apprehended or cannot [[exist]] unapprehended. The {{Wiki|inference}} was thus often read as a |
− | when apprehended or cannot exist unapprehended. The inference was thus often read as a | ||
failed attempt to establish T1. | failed attempt to establish T1. | ||
− | A more charitable reading of this inference is as an epistemological argument | + | A more charitable reading of this {{Wiki|inference}} is as an [[epistemological]] argument |
− | with metaphysical implications. Dharmakīrti was an epistemological empiricist. | + | with [[metaphysical]] implications. [[Dharmakīrti]] was an [[epistemological]] [[empiricist]]. |
− | Accordingly, for a metaphysical claim to be warranted it must be epistemically | + | Accordingly, for a [[metaphysical]] claim to be warranted it must be epistemically |
− | established. If there is no legitimate epistemic way to establish the existence of some | + | established. If there is no legitimate {{Wiki|epistemic}} way to establish the [[existence]] of some |
− | object, claims of its existence can be denied. Following Dignāga, Dharmakīrti considered | + | [[object]], claims of its [[existence]] can be denied. Following [[Dignāga]], [[Dharmakīrti]] considered |
− | there to be only two legitimate epistemic means (pramāṇa) of establishing the truth of a | + | there to be only two legitimate {{Wiki|epistemic}} means ([[pramāṇa]]) of establishing the [[truth]] of a |
− | claim: perception (pratyakṣa) and inference (anumāna). For the reasons given above, the | + | claim: [[perception]] ([[pratyakṣa]]) and {{Wiki|inference}} ([[anumāna]]). For the [[reasons]] given above, the |
− | mind-independent existence of external objects cannot be established perceptually. | + | mind-independent [[existence]] of [[external objects]] cannot be established perceptually. |
However, it also cannot be established inferentially because we would need some | However, it also cannot be established inferentially because we would need some | ||
− | perceptual evidence of their mind-independent existence to serve as the supporting | + | {{Wiki|perceptual}} {{Wiki|evidence}} of their mind-independent [[existence]] to serve as the supporting |
− | reason for the inference. But, again, for the reasons offered above, this perceptual | + | [[reason]] for the {{Wiki|inference}}. But, again, for the [[reasons]] [[offered]] above, this {{Wiki|perceptual}} |
− | ee Chatterjee (1987: 45-8), Arnold (2012: 175). | + | ee [[Chatterjee]] (1987: 45-8), Arnold (2012: 175). |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | evidence cannot be provided. Since there is no other legitimate epistemic way to establish the truth of this claim, it can be denied.37 | + | {{Wiki|evidence}} cannot be provided. Since there is no other legitimate {{Wiki|epistemic}} way to establish the [[truth]] of this claim, it can be denied.37 |
− | Some read Dharmakīrti as not, himself, making any metaphysical claims but | + | Some read [[Dharmakīrti]] as not, himself, making any [[metaphysical]] claims but |
− | simply demonstrating that there are no good epistemic reasons to deny T1 in favor of realism.38 This strategy is evident in his response to the problem of other minds.39 To | + | simply demonstrating that there are no good {{Wiki|epistemic}} [[reasons]] to deny T1 in favor of realism.38 This strategy is evident in his response to the problem of other minds.39 To |
− | accept the existence of other minds would seem to deny T1. But if it is denied, some | + | accept the [[existence]] of other [[minds]] would seem to deny T1. But if it is denied, some |
− | account needs to be provided for how it is that we conceive of other minds. If we cannot form such a conception, how can we cultivate compassion for others?40 How can we make sense of the idea of a Buddha teaching his disciples?41 According to Ratnakīrti, | + | account needs to be provided for how it is that we [[conceive]] of other [[minds]]. If we cannot [[form]] such a {{Wiki|conception}}, how can we cultivate [[compassion]] for others?40 How can we make [[sense]] of the [[idea]] of a [[Buddha teaching]] his disciples?41 According to [[Ratnakīrti]], |
− | other minds cannot be established from an idealist perspective and thus the idea of their existence must be rejected.42 Dharmakīrti argues against this view. In Proof of Other | + | other [[minds]] cannot be established from an {{Wiki|idealist}} {{Wiki|perspective}} and thus the [[idea]] of their [[existence]] must be rejected.42 [[Dharmakīrti]] argues against this view. In [[Proof of Other Minds]] (Santānāntarasiddhi), he contends that the [[existence]] of other [[minds]] is only ever |
− | Minds (Santānāntarasiddhi), he contends that the existence of other minds is only ever | + | epistemically established by means of {{Wiki|inference}}. He argues, however, that the {{Wiki|evidence}} |
− | epistemically established by means of inference. He argues, however, that the evidence | + | for this {{Wiki|inference}} is the same for the realist and {{Wiki|idealist}} alike; namely, [[appearances]] of [[bodily]], {{Wiki|verbal behavior}} in [[conscious]] awareness.43 The [[idea]] that these [[appearances]] are |
− | for this inference is the same for the realist and idealist alike; namely, appearances of bodily, verbal behavior in conscious awareness.43 The idea that these appearances are | + | [[caused]] by (unobserved) [[mental events]] of ‘another [[mind]]’ is inferred by analogy to the |
− | caused by (unobserved) mental events of ‘another | + | regularity we observe between the [[mental states]] and [[actions]] we attribute to ‘ourselves’. |
− | regularity we observe between the mental states and actions we attribute to ‘ourselves’. | ||
− | Kellner & Taber (2014) give reasons to think that Dharmakīrti may not, himself, have taken this last step as it involves inferring a negative fact (the non-existence of external objects) from unknowability and Dharmakīrti did not consider unknowability to be a legitimate epistemic means of establishing truth or existence - while it might be reason to negate treating something as existent, by introducing doubt, unknowability does not, thereby, establish non-existence. If this is right, then this epistemic argument, at best, undermines the realist claim that external objects do exist mind-independently but it cannot establish that they do not exist mind-independently (and, for that reason, must be merely appearances in consciousness). 38 See Arnold (2008). 39 See Inami (2001). 40 See Ganeri (2012: 202). 41 See Finnigan (2011a,b). 42 See Ratnakīrti’s Santānāntaradūṣaṇa (English translation in Kajiyama (1965)). Inami (2001). 43 See Dharmakīrti SS 5. 2-6: “Observing that the appearance of our bodily and verbal actions is preceded by our minds, we infer the existence of other minds from the appearance of other persons’ bodily and verbal actions.” (citation from Inami 2001: 466). | + | Kellner & Taber (2014) give [[reasons]] to think that [[Dharmakīrti]] may not, himself, have taken this last step as it involves inferring a negative fact (the [[non-existence]] of [[external objects]]) from unknowability and [[Dharmakīrti]] did not consider unknowability to be a legitimate {{Wiki|epistemic}} means of establishing [[truth]] or [[existence]] - while it might be [[reason]] to negate treating something as [[existent]], by introducing [[doubt]], unknowability does not, thereby, establish [[non-existence]]. If this is right, then this {{Wiki|epistemic}} argument, at best, undermines the realist claim that [[external objects]] do [[exist]] mind-independently but it cannot establish that they do not [[exist]] mind-independently (and, for that [[reason]], must be merely [[appearances]] in [[consciousness]]). 38 See Arnold (2008). 39 See Inami (2001). 40 See Ganeri (2012: 202). 41 See Finnigan (2011a,b). 42 See Ratnakīrti’s Santānāntaradūṣaṇa (English translation in [[Kajiyama]] (1965)). Inami (2001). 43 See [[Dharmakīrti]] [[SS]] 5. 2-6: “Observing that the [[appearance]] of our [[bodily]] and [[verbal]] [[actions]] is preceded by our [[minds]], we infer the [[existence]] of other [[minds]] from the [[appearance]] of other persons’ [[bodily]] and [[verbal]] [[actions]].” (citation from Inami 2001: 466). |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | But on what basis do we distinguish those actions which are our own from that of | + | But on what basis do we distinguish those [[actions]] which are our [[own]] from that of |
− | another? According to Dharmakīrti, this distinction is inferred from the relation between | + | another? According to [[Dharmakīrti]], this {{Wiki|distinction}} is inferred from the [[relation]] between |
− | verbal, behavioral and bodily appearances. Those verbal and behavioral appearances we | + | [[verbal]], {{Wiki|behavioral}} and [[bodily]] [[appearances]]. Those [[verbal]] and {{Wiki|behavioral}} [[appearances]] we |
− | take to be our own actions are typically conjoined with those appearances we take to be of our body, whereas those we attribute to others are typically not.44 The evidence for | + | take to be our [[own]] [[actions]] are typically conjoined with those [[appearances]] we take to be of our [[body]], whereas those we attribute to others are typically not.44 The {{Wiki|evidence}} for |
− | inferring other minds is thus the same for the realist and idealist alike (i.e. objects in | + | inferring other [[minds]] is thus the same for the realist and {{Wiki|idealist}} alike (i.e. [[objects]] in |
− | conscious awareness) and so the fact that we conceive of other minds need not undermine commitment to T1.45 | + | [[conscious awareness]]) and so the fact that we [[conceive]] of other [[minds]] need not undermine commitment to T1.45 |
− | 5. Xuanzang’s LogicalArgument for Idealism | + | 5. [[Xuanzang’s]] LogicalArgument for [[Idealism]] |
− | Xuanzang (玄奘, c.a. 602-664) was a Chinese Buddhist monk who famously pilgrimaged | + | [[Xuanzang]] ([[玄奘]], c.a. 602-664) was a {{Wiki|Chinese}} [[Buddhist monk]] who famously pilgrimaged |
− | to India during the period between Dignāga and Dharmakīrti to study Yogācāra Buddhist philosophy.46 In a debate in Kanyakubja (modern-day Kanauj in Uttar Pradesh, India) | + | to [[India]] during the period between [[Dignāga]] and [[Dharmakīrti]] to study [[Yogācāra]] [[Buddhist]] philosophy.46 In a [[debate]] in [[Kanyakubja]] (modern-day [[Kanauj]] in [[Uttar Pradesh]], [[India]]) |
− | Xuanzang delivered his own proof of idealism. This proof was unrefuted in the context of the debate and, although extremely obscure, was assumed to be correct.47 Interest in | + | [[Xuanzang]] delivered his [[own]] [[proof]] of [[idealism]]. This [[proof]] was unrefuted in the context of the [[debate]] and, although extremely obscure, was assumed to be correct.47 [[Interest]] in |
− | this proof waned in China but it continued to puzzle Japanese scholars for centuries. Its | + | this [[proof]] waned in [[China]] but it continued to puzzle [[Japanese]] [[scholars]] for centuries. Its |
− | obscurity has led some recent scholars to suppose, | + | {{Wiki|obscurity}} has led some recent [[scholars]] to suppose, “[[Xuanzang]] himself did not understand |
However, as Inami (2001: 467) points out: | However, as Inami (2001: 467) points out: | ||
− | Dharmakīrti notes that such a difference is not fundamental. There can be some exceptions. For example, although the movement of the stone cast by us and the movement of another person shaken by us appear as separated from our own body, they are caused by our own intentions. Therefore, Dharmakīrti concludes that whether the actions are separated from our own body or not is not a crucial factor in inferring other minds. | + | [[Dharmakīrti]] notes that such a difference is not fundamental. There can be some exceptions. For example, although the {{Wiki|movement}} of the stone cast by us and the {{Wiki|movement}} of another [[person]] shaken by us appear as separated from our [[own]] [[body]], they are [[caused]] by our [[own]] {{Wiki|intentions}}. Therefore, [[Dharmakīrti]] concludes that whether the [[actions]] are separated from our [[own]] [[body]] or not is not a crucial factor in inferring other [[minds]]. |
− | See Dharmakīrti SS 15.1-17. 45 Ratnakīrti is surely correct, however, to deny the plausibility of this inference from the ultimate perspective, which is held to be empty of all subject-object duality. See Inami (1965:. 472). 46 See Makeham (2014: 8). 47 See Waley (1952: 64-65), Franco (2005: 201, n.34): “The point, however, is not that nobody dared to contradict Xuanzang but that his inference was perfectly correct.” | + | See [[Dharmakīrti]] [[SS]] 15.1-17. 45 [[Ratnakīrti]] is surely correct, however, to deny the plausibility of this {{Wiki|inference}} from the [[Wikipedia:Absolute (philosophy)|ultimate]] {{Wiki|perspective}}, which is held to be [[empty]] of all subject-object [[duality]]. See Inami (1965:. 472). 46 See Makeham (2014: 8). 47 See Waley (1952: 64-65), Franco (2005: 201, n.34): “The point, however, is not that nobody dared to contradict [[Xuanzang]] but that his {{Wiki|inference}} was perfectly correct.” |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | Indian logic”48 and to judge his inference “perilously near to being nonsense.”49 Shinya Moriyama translates it as follows: | + | [[Indian]] logic”48 and to [[judge]] his {{Wiki|inference}} “perilously near to being nonsense.”49 Shinya Moriyama translates it as follows: |
− | Thesis: From the ultimate viewpoint, commonly accepted colors and | + | {{Wiki|Thesis}}: From the [[Wikipedia:Absolute (philosophy)|ultimate]] viewpoint, commonly accepted colors and |
− | forms (i.e. visual objects) are not separate from visual consciousness | + | [[forms]] (i.e. [[visual objects]]) are not separate from [[visual consciousness]] |
− | Reason: Because while being included in the first three [of the eighteen | + | [[Reason]]: Because while being included in the first three [of the [[eighteen elements]]] that we too accept they are not included in the [[sense]] of [[vision]] Example: Like the [[visual]] consciousness50 |
− | elements] that we too accept they are not included in the sense of vision Example: Like the visual consciousness50 | ||
− | Xuanzang’s inference can be read as an attempt to prove T1. At its core is an argument | + | [[Xuanzang’s]] {{Wiki|inference}} can be read as an attempt to prove T1. At its core is an argument |
− | that visual objects are not distinct from (and thus are nothing but) visual consciousness | + | that [[visual objects]] are not {{Wiki|distinct}} from (and thus are nothing but) [[visual consciousness]] |
− | because they are not included in the sense of vision, like visual consciousness. This has | + | because they are not included in the [[sense]] of [[vision]], like [[visual consciousness]]. This has |
− | the following logical structure: | + | the following [[logical]] {{Wiki|structure}}: |
− | A is not distinct from B | + | A is not {{Wiki|distinct}} from B |
Because it is not C | Because it is not C | ||
Like B | Like B | ||
− | It is not difficult to see why some scholars judged this inference to be nonsense. On a | + | It is not difficult to see why some [[scholars]] judged this {{Wiki|inference}} to be nonsense. On a |
− | simplified reading, it is equivalent to inferring that a philosopher is a banana because she | + | simplified reading, it is {{Wiki|equivalent}} to inferring that a [[philosopher]] is a banana because she |
− | is not a pyjama, like a banana. Why should we accept the reason for the thesis? And how | + | is not a pyjama, like a banana. Why should we accept the [[reason]] for the {{Wiki|thesis}}? And how |
− | 48 See Nakamura (1958) as translated by Shinya Moriyama in Franco (2005: 202) 49 See Waley (1952: 64) 50 大師立唯識比量云:眞故極成色不離於眼識宗,自許初三攝 眼所不攝故因, 猶如眼識喩 (YRZLS T44:1840.115b25-26). Translation cited in Franco (2005: 205) with modifications from Moriyama (2014: 143). The original Chinese is documented in Kuji’s Yinming ru zhengli lun shu and cited in Moriyama (2014). | + | 48 See [[Nakamura]] (1958) as translated by Shinya Moriyama in Franco (2005: 202) 49 See Waley (1952: 64) 50 大師立唯識比量云:眞故極成色不離於眼識宗,自許初三攝 眼所不攝故因, 猶如眼識喩 (YRZLS T44:1840.115b25-26). Translation cited in Franco (2005: 205) with modifications from Moriyama (2014: 143). The original {{Wiki|Chinese}} is documented in Kuji’s [[Yinming]] ru zhengli [[lun]] shu and cited in Moriyama (2014). |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
do the qualifications and example contribute to the argument (what do they mean and | do the qualifications and example contribute to the argument (what do they mean and | ||
− | how do they support the thesis)? | + | how do they support the {{Wiki|thesis}})? |
Eli Franco (2005) offers an ingenious explanation of this argument, which draws | Eli Franco (2005) offers an ingenious explanation of this argument, which draws | ||
− | on, and attributes to Xuanzang, a highly sophisticated understanding of Dignāga’s | + | on, and [[attributes]] to [[Xuanzang]], a highly sophisticated [[understanding]] of [[Dignāga’s]] |
− | conception of logic. While Franco concludes by demonstrating that Xuanzang’s | + | {{Wiki|conception}} of [[logic]]. While Franco concludes by demonstrating that [[Xuanzang’s]] |
− | inference was in fact refuted by the Korean Patriarch Wōnhyo (618-686), his | + | {{Wiki|inference}} was in fact refuted by the [[Korean]] [[Patriarch]] Wōnhyo (618-686), his |
− | reconstruction helpfully draws out central features of Buddhist logic and its relationship | + | reconstruction helpfully draws out central features of [[Buddhist logic]] and its relationship |
− | to idealism. To understand it, we need some grasp of Dignāga’s triple-condition | + | to [[idealism]]. To understand it, we need some [[grasp]] of [[Dignāga’s]] triple-condition |
− | (trairūpya) theory of inferential reasoning and the Buddha’s 18-element compositional | + | ([[trairūpya]]) {{Wiki|theory}} of inferential {{Wiki|reasoning}} and the [[Buddha’s]] 18-element compositional |
analysis of persons. | analysis of persons. | ||
− | As mentioned earlier, Dignāga and Dharmakīrti maintained that there were only | + | As mentioned earlier, [[Dignāga]] and [[Dharmakīrti]] maintained that there were only |
− | two legitimate epistemic means of establishing the truth of a claim; perception and | + | two legitimate {{Wiki|epistemic}} means of establishing the [[truth]] of a claim; [[perception and inference]]. For [[Dignāga]], an {{Wiki|inference}} is a [[Wikipedia:cognition|cognitive]] process whereby a new [[cognition]] arises from an initial [[cognition]] taken as a reason.51 A classic example is that of inferring |
− | inference. For Dignāga, an inference is a cognitive process whereby a new cognition arises from an initial cognition taken as a reason.51 A classic example is that of inferring | + | the presence of [[fire]] on a mountain from the observation of smoke. The presence of |
− | the presence of fire on a mountain from the observation of smoke. The presence of | + | smoke is here taken as a [[reason]] ([[hetu]]) to suppose that the [[subject]] ([[pakṣa]]) ‘mountain’ has |
− | smoke is here taken as a reason (hetu) to suppose that the subject (pakṣa) ‘mountain’ has | + | the property to be proved ([[sādhya]]): ‘[[fire]]’. For the presence of smoke to count as a good [[reason]] for this {{Wiki|thesis}} it must satisfy three conditions.52 First, it must be ascertained as {{Wiki|present}} with or possessed by the [[subject]] of the {{Wiki|inference}}. In this case, smoke must be |
− | the property to be proved (sādhya): | + | observed on the mountain. Second, the [[reason]] must be ascertained as {{Wiki|present}} with or |
− | observed on the mountain. Second, the reason must be ascertained as present with or | + | possessed by those things (other than the [[subject]]) that possess the property to be proved. |
− | possessed by those things (other than the subject) that possess the property to be proved. | ||
− | According to Katsura (1983: 540), Dignāga’s logic stands precisely at a point in time between thinking of inference as an inductive process, aimed at discovering the relationship between a cause and its result, and Dharmakīrti’s consideration of inference as a logical analysis of the result of such a process. It should be thus understood as a form of abduction rather than deduction. For a discussion of Dharmakīrti’s views on the trairūpya, see Tillemans (1999, 2005, 2011), Tanaka (2013) 52 My characterisation of Dignāga’s trairūpya follows Katsura (2005, 1983) and Hayes (1988: 146-9) | + | According to [[Katsura]] (1983: 540), [[Dignāga’s]] [[logic]] stands precisely at a point in time between [[thinking]] of {{Wiki|inference}} as an inductive process, aimed at discovering the relationship between a [[cause]] and its result, and [[Dharmakīrti’s]] [[consideration]] of {{Wiki|inference}} as a [[logical analysis]] of the result of such a process. It should be thus understood as a [[form]] of abduction rather than deduction. For a [[discussion]] of [[Dharmakīrti’s]] [[views]] on the [[trairūpya]], see [[Tillemans]] (1999, 2005, 2011), Tanaka (2013) 52 My characterisation of [[Dignāga’s]] [[trairūpya]] follows [[Katsura]] (2005, 1983) and [[Hayes]] (1988: 146-9) |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | That is, if we group together all of the things that we know have or involve fire, at least | + | That is, if we group together all of the things that we know have or involve [[fire]], at least |
one of these things must have or involve smoke. A classic example from this group is of | one of these things must have or involve smoke. A classic example from this group is of | ||
− | a (wood-burning) kitchen. Third, the reason must not be ascertained as present with or | + | a (wood-burning) kitchen. Third, the [[reason]] must not be ascertained as {{Wiki|present}} with or |
possessed by those things that lack the property to be proved. If we group together all of | possessed by those things that lack the property to be proved. If we group together all of | ||
− | the things that we know do not have or involve fire, none of those things have or involve | + | the things that we know do not have or involve [[fire]], none of those things have or involve |
smoke. A classic example is of a misty lake. | smoke. A classic example is of a misty lake. | ||
− | For Dignāga, an inference can thus be understood to exhaustively divide the | + | For [[Dignāga]], an {{Wiki|inference}} can thus be understood to exhaustively divide the |
− | universe into three parts: a group of things known to possess the property to be proved, a | + | [[universe]] into three parts: a group of things known to possess the property to be proved, a |
− | group of things known not to possess this property, and the subject of the inference, | + | group of things known not to possess this property, and the [[subject]] of the {{Wiki|inference}}, |
− | “about which there is some doubt because we do not yet know whether it possesses this | + | “about which there is some [[doubt]] because we do not yet know whether it possesses this |
− | property or not.” (Franco 2005: 207). An inference is ‘valid’ if the reason offered for the | + | property or not.” (Franco 2005: 207). An {{Wiki|inference}} is ‘valid’ if the [[reason]] [[offered]] for the |
− | thesis satisfies the above three conditions. | + | {{Wiki|thesis}} satisfies the above three [[conditions]]. |
− | Xuanzang’s thesis is that visual objects are not distinct from visual consciousness. | + | [[Xuanzang’s]] {{Wiki|thesis}} is that [[visual objects]] are not {{Wiki|distinct}} from [[visual consciousness]]. |
− | The subject of the thesis is | + | The [[subject]] of the {{Wiki|thesis}} is ‘[[visual objects]]’ and the property to be proved is ‘being not |
− | distinct from visual | + | {{Wiki|distinct}} from [[visual consciousness]]’. The [[reason]] [[Xuanzang]] offers, however, is obscure; |
− | i.e., ‘not being (included in) the sense of | + | i.e., ‘not being (included in) the [[sense]] of [[vision]]’. To evaluate whether this is a good |
− | reason, we must divide the universe into those elements known to possess the property to | + | [[reason]], we must divide the [[universe]] into those [[elements]] known to possess the property to |
− | be proved and ascertain whether at least one of them also possesses the reason. | + | be proved and ascertain whether at least one of them also possesses the [[reason]]. |
Moreover, of those things that lack the property to be proved, we must also determine | Moreover, of those things that lack the property to be proved, we must also determine | ||
− | that they lack the reason. | + | that they lack the [[reason]]. |
− | What are the relevant elements for logical division in this case? They are the 18 | + | What are the relevant [[elements]] for [[logical]] [[division]] in this case? They are the 18 |
− | elements (dhātus) which, according to the Buddha, exhaustively compose a person. | + | [[elements]] ([[dhātus]]) which, according to the [[Buddha]], exhaustively compose a [[person]]. |
− | These elements are organised in terms of the 5 sense faculties (plus a mental faculty), | + | These [[elements]] are organised in terms of the [[5 sense faculties]] (plus a [[mental faculty]]), |
− | with their corresponding objects and forms of consciousness. Following Franco, it is | + | with their [[corresponding]] [[objects]] and [[forms]] of [[consciousness]]. Following Franco, it is |
helpful to numerically list them as follows: | helpful to numerically list them as follows: | ||
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | [dhātu-D1] sense of vision, [D2] visible objects, [D3] visual consciousness | + | [dhātu-D1] [[sense]] of [[vision]], [D2] [[visible objects]], [D3] [[visual consciousness]] |
− | [D4] sense of hearing [D5] sounds [D6] auditory consciousness | + | [D4] [[sense]] of hearing [D5] {{Wiki|sounds}} [D6] [[auditory consciousness]] |
− | [D7] sense of smell [D8] odours [D9] olfactory consciousness | + | [D7] [[sense of smell]] [D8] odours [D9] [[olfactory consciousness]] |
− | [D10] sense of taste [D11] flavours [D12] gustatory consciousness | + | [D10] [[sense of taste]] [D11] flavours [D12] [[gustatory consciousness]] |
− | [D13] sense of touch [D14] tangibles [D15] tactile consciousness | + | [D13] [[sense]] of {{Wiki|touch}} [D14] tangibles [D15] [[tactile consciousness]] |
− | [D16] sense of mind/thought [D17] mind/thought objects [D18] mind-consciousness | + | [D16] [[sense]] of mind/thought [D17] mind/thought [[objects]] [D18] [[mind-consciousness]] |
− | The subject of Xuanzang’s thesis ( | + | The [[subject]] of [[Xuanzang’s]] {{Wiki|thesis}} (‘[[visual objects]]’) is [[element]] D2 in this analysis. The |
− | property to be proved (‘being not distinct from visual | + | property to be proved (‘being not {{Wiki|distinct}} from [[visual consciousness]]’) is {{Wiki|equivalent}} to |
− | ‘being not distinct from D3’. And the reason (‘not being included in the sense of | + | ‘being not {{Wiki|distinct}} from D3’. And the [[reason]] (‘not being included in the [[sense]] of [[vision]]’) |
− | can be understood as ‘not being D1’ (which is equivalent to ‘being D2-18’). Understood | + | can be understood as ‘not being D1’ (which is {{Wiki|equivalent}} to ‘being D2-18’). Understood |
− | in this way, Franco reconstructs Xuanzang’s argument as: | + | in this way, Franco reconstructs [[Xuanzang’s]] argument as: |
− | D2 is not distinct from D3 because it is not D1.53 | + | D2 is not {{Wiki|distinct}} from D3 because it is not D1.53 |
− | As Franco points out, however, this inference is invalid because, without some | + | As Franco points out, however, this {{Wiki|inference}} is invalid because, without some |
− | qualification, the reason fails to satisfy Dignāga’s third condition. It satisfies the first | + | qualification, the [[reason]] fails to satisfy [[Dignāga’s]] third [[condition]]. It satisfies the first |
because D2 has the property of ‘not being D1’. It satisfies the second because of all the | because D2 has the property of ‘not being D1’. It satisfies the second because of all the | ||
− | things known to be ‘not distinct from D3’, the only member of this set aside from the subject, (i.e., D3), has the property of ‘not being D1’.54 The reason fails the third | + | things known to be ‘not {{Wiki|distinct}} from D3’, the only member of this set aside from the [[subject]], (i.e., D3), has the property of ‘not being D1’.54 The [[reason]] fails the third |
− | condition, however. It is not the case that, of all those things known not to be ‘not distinct | + | [[condition]], however. It is not the case that, of all those things known not to be ‘not {{Wiki|distinct}} |
− | Or, more precisely, D2 is not distinct from D3 because it is not included in D1. 54 That Franco’s analysis is correct is implied by the fact that D3 ( | + | Or, more precisely, D2 is not {{Wiki|distinct}} from D3 because it is not included in D1. 54 That Franco’s analysis is correct is implied by the fact that D3 (‘[[visual consciousness]]’) is the example that [[Xuanzang]] himself offers to support his {{Wiki|inference}}. |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
Line 670: | Line 662: | ||
possessed by D4-18. | possessed by D4-18. | ||
− | Xuanzang’s reason does come with a qualification, however; namely, “while | + | [[Xuanzang’s]] [[reason]] does come with a qualification, however; namely, “while |
− | being included in the first three [of the eighteen elements] that we too accept…” In a | + | being included in the first three [of the [[eighteen elements]]] that we too accept…” In a |
− | sense, Xuanzang is simply making the point that, like his opponent, he accepts that | + | [[sense]], [[Xuanzang]] is simply making the point that, like his opponent, he accepts that |
− | visible objects and visual consciousness are | + | [[visible objects]] and [[visual consciousness]] are ‘[[visual]]’ (the [[sphere]] composed by the first |
− | three elements in the Buddha’s compositional analysis). However, as Franco points out, this qualification makes a logical difference.55 It introduces a second property into the | + | three [[elements]] in the [[Buddha’s]] compositional analysis). However, as Franco points out, this qualification makes a [[logical]] difference.55 It introduces a second property into the |
− | reason that qualifies the first; namely, that of ‘not being D1 but included in D1-3’. The | + | [[reason]] that qualifies the first; namely, that of ‘not being D1 but included in D1-3’. The |
− | inference can thus be reformulated as: | + | {{Wiki|inference}} can thus be reformulated as: |
− | D2 is not distinct from D3 because it is not D1 but is included in D1-356 | + | D2 is not {{Wiki|distinct}} from D3 because it is not D1 but is included in D1-356 |
− | As Franco demonstrates, this reformulated inference is valid because the qualified reason | + | As Franco demonstrates, this reformulated {{Wiki|inference}} is valid because the qualified [[reason]] |
− | satisfies Dignāga’s triple condition. The first is satisfied because D2 has the property of | + | satisfies [[Dignāga’s]] triple [[condition]]. The first is satisfied because D2 has the property of |
‘not being D1 but included in D1-3’. The second is satisfied because, of all the things | ‘not being D1 but included in D1-3’. The second is satisfied because, of all the things | ||
− | known to be ‘not distinct from D3’, the only member of this set aside from the subject, | + | known to be ‘not {{Wiki|distinct}} from D3’, the only member of this set aside from the [[subject]], |
(i.e., D3), has the property of ‘not being D1 but included in D1-3’. And the third is | (i.e., D3), has the property of ‘not being D1 but included in D1-3’. And the third is | ||
− | satisfied because, of all those things known not to be ‘not distinct from D3’ (i.e., D1, 4 | + | satisfied because, of all those things known not to be ‘not {{Wiki|distinct}} from D3’ (i.e., D1, 4 |
18) they all lack the property of ‘not being D1 but included in D1-3’. | 18) they all lack the property of ‘not being D1 but included in D1-3’. | ||
− | Xuanzang’s inference for idealism is thus valid by the lights of Dignāgean logic. | + | [[Xuanzang’s]] {{Wiki|inference}} for [[idealism]] is thus valid by the lights of Dignāgean [[logic]]. |
− | Should we accept it and thus agree that visual objects are not separate from visual | + | Should we accept it and thus agree that [[visual objects]] are not separate from [[visual consciousness]] (in the strong [[sense]] that implies T1)? There are [[reasons]] to be suspicious. |
− | consciousness (in the strong sense that implies T1)? There are reasons to be suspicious. | ||
− | See Franco (2005: 208): “It is a conspicuous feature of the Indian syllogism that the reason is usually expressed in the form of a single property. If two properties are needed, the second property is expressed in the form of a qualification of the first property.” 56 Or, more precisely, D2 is not distinct from D3 because it is not included in D1 but is included in D1-3. | + | See Franco (2005: 208): “It is a conspicuous feature of the [[Indian syllogism]] that the [[reason]] is usually expressed in the [[form]] of a single property. If two properties are needed, the second property is expressed in the [[form]] of a qualification of the first property.” 56 Or, more precisely, D2 is not {{Wiki|distinct}} from D3 because it is not included in D1 but is included in D1-3. |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | As indicated earlier, the logical structure of Xuanzang’s inference allows for absurd | + | As indicated earlier, the [[logical]] {{Wiki|structure}} of [[Xuanzang’s]] {{Wiki|inference}} allows for absurd |
conclusions. Moreover, its validity seems to turn entirely on exploiting the tripartite | conclusions. Moreover, its validity seems to turn entirely on exploiting the tripartite | ||
− | structure presupposed by Dignāgean logic. | + | {{Wiki|structure}} presupposed by Dignāgean [[logic]]. |
− | To see this, consider a world with only three classes of things: philosophers, | + | To see this, consider a [[world]] with only [[three classes]] of things: [[philosophers]], |
− | bananas and pyjamas. In such a world, the first of Dignāga’s conditions is satisfied | + | bananas and pyjamas. In such a [[world]], the first of [[Dignāga’s]] [[conditions]] is satisfied |
− | because the subject (i.e., a philosopher) has the property of ‘not being a pyjama’. The | + | because the [[subject]] (i.e., a [[philosopher]]) has the property of ‘not being a pyjama’. The |
− | second is satisfied because, of all the things known to be ‘not distinct from a banana’, the | + | second is satisfied because, of all the things known to be ‘not {{Wiki|distinct}} from a banana’, the |
− | only member of this set other than the subject, (i.e., a banana), has the property of ‘not | + | only member of this set other than the [[subject]], (i.e., a banana), has the property of ‘not |
being a pyjama’. And the third is satisfied because the things known not to be ‘not | being a pyjama’. And the third is satisfied because the things known not to be ‘not | ||
− | distinct from a banana’ other than the subject, (i.e., pyjamas), also lack the property of | + | {{Wiki|distinct}} from a banana’ other than the [[subject]], (i.e., pyjamas), also lack the property of |
− | ‘not being a pyjama’. A philosopher is thus not distinct from a banana. However, by this | + | ‘not being a pyjama’. A [[philosopher]] is thus not {{Wiki|distinct}} from a banana. However, by this |
− | very same reasoning I can also prove that a banana is not distinct from a pyjama because | + | very same {{Wiki|reasoning}} I can also prove that a banana is not {{Wiki|distinct}} from a pyjama because |
− | it is not a philosopher and, from these two proofs, I can derive the claim that a philosopher both is and is not distinct from a banana.57 | + | it is not a [[philosopher]] and, from these two proofs, I can derive the claim that a [[philosopher]] both is and is not {{Wiki|distinct}} from a banana.57 |
− | As Franco interestingly points out, Xuanzang’s Buddhist realist opponent cannot | + | As Franco interestingly points out, [[Xuanzang’s]] [[Buddhist]] realist opponent cannot |
− | appeal to the fact of such transposition as a reason to refute Xuanzang. This is because | + | appeal to the fact of such transposition as a [[reason]] to refute [[Xuanzang]]. This is because |
− | any rearrangement of the three elements contained in his inference only serves to | + | any rearrangement of the three [[elements]] contained in his {{Wiki|inference}} only serves to |
− | reinforce his idealism. It tautologously follows from the fact that visual objects are not | + | reinforce his [[idealism]]. It tautologously follows from the fact that [[visual objects]] are not |
− | distinct from visual consciousness that visual consciousness is not distinct from visual | + | {{Wiki|distinct}} from [[visual consciousness]] that [[visual consciousness]] is not {{Wiki|distinct}} from [[visual objects]]. And to say that the [[visual]] [[sense]] is not {{Wiki|distinct}} from [[visual consciousness]] (or |
− | objects. And to say that the visual sense is not distinct from visual consciousness (or | + | [[visual objects]]) because it is not a [[visual object]] (or [[visual consciousness]]) would just show |
− | visual objects) because it is not a visual object (or visual consciousness) would just show | + | that they are nothing but the ([[karmic]]) [[seeds]] of (the [[visual objects]] in) [[visual]] |
− | that they are nothing but the (karmic) seeds of (the visual objects in) visual | + | |
− | 57 Of course, we do not live in such a world and so, in actuality, the final criterion of these inferences fails (it is not the case that everything that is not a banana is not not a pyjama) The absurd conclusion thus does not necessarily follow from Dignāgean logic but rather from enforcing a restriction in the classification of existent things in a way that exploits its tripartite structure. Later Buddhist thinkers (Dharmakīrti most famously) revised this structure, insisting instead on a bipartite universe in which the subject of the inference is included in the class of things that possess the property to be proved. | + | 57 Of course, we do not live in such a [[world]] and so, in [[actuality]], the final criterion of these inferences fails (it is not the case that everything that is not a banana is not not a pyjama) The absurd conclusion thus does not necessarily follow from Dignāgean [[logic]] but rather from enforcing a restriction in the {{Wiki|classification}} of [[existent]] things in a way that exploits its tripartite {{Wiki|structure}}. Later [[Buddhist]] thinkers ([[Dharmakīrti]] most famously) revised this {{Wiki|structure}}, insisting instead on a bipartite [[universe]] in which the [[subject]] of the {{Wiki|inference}} is included in the class of things that possess the property to be proved. |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
− | consciousness, which implies T2. The Buddhist opponent also cannot deny the restriction | + | [[consciousness]], which implies T2. The [[Buddhist]] opponent also cannot deny the restriction |
− | that allows for this transposition (and thus for the validity of the inference) because they | + | that allows for this transposition (and thus for the validity of the {{Wiki|inference}}) because they |
− | also accept that visual objects and visual consciousness are within the visual sphere as | + | also accept that [[visual objects]] and [[visual consciousness]] are within the [[visual]] [[sphere]] as |
− | constituted by the first three elements in the Buddha’s compositional analysis. | + | constituted by the first three [[elements]] in the [[Buddha’s]] compositional analysis. |
− | Franco closes his discussion, however, by reconstructing a challenge from | + | Franco closes his [[discussion]], however, by reconstructing a challenge from |
− | Wōnhyo which uses the same logic as Xuanzang but transposes the relevant elements to | + | Wōnhyo which uses the same [[logic]] as [[Xuanzang]] but transposes the relevant [[elements]] to |
− | prove the opposite thesis. Rather than directly refuting Xuanzang’s inference (by proving | + | prove the opposite {{Wiki|thesis}}. Rather than directly refuting [[Xuanzang’s]] {{Wiki|inference}} (by proving |
its invalidity), Franco takes Wōnhyo to annul it by establishing the converse and thereby generating a contradiction.58 Moriyama translates Wōnhyo’s counterargument as follows: | its invalidity), Franco takes Wōnhyo to annul it by establishing the converse and thereby generating a contradiction.58 Moriyama translates Wōnhyo’s counterargument as follows: | ||
− | From the ultimate view, colour and form (i.e. visual objects), which are | + | From the [[Wikipedia:Absolute (philosophy)|ultimate]] view, {{Wiki|colour}} and [[form]] (i.e. [[visual objects]]), which are |
− | well known among the people, are separate from visual consciousness. | + | well known among the [[people]], are separate from [[visual consciousness]]. |
− | Because while being included in the first three [dhātus] that [we] accept, they are not included in visual consciousness, like the sense of vision.59 | + | Because while being included in the first three [[[dhātus]]] that [we] accept, they are not included in [[visual consciousness]], like the [[sense]] of vision.59 |
− | At its core is an argument that visual objects are distinct from visual consciousness | + | At its core is an argument that [[visual objects]] are {{Wiki|distinct}} from [[visual consciousness]] |
− | because they are not visual consciousness, like the sense of vision. This argument can be | + | because they are not [[visual consciousness]], like the [[sense]] of [[vision]]. This argument can be |
read tautologously (A is not B because it is not B, like C) or more substantively (A is | read tautologously (A is not B because it is not B, like C) or more substantively (A is | ||
− | separate from B because it is not included ‘by the Buddha in his enumeration of the 18fold elements’60 in B, like C). Either way, the reasons respectively satisfy Dignāga’s | + | separate from B because it is not included ‘by the [[Buddha]] in his {{Wiki|enumeration}} of the 18fold elements’60 in B, like C). Either way, the [[reasons]] respectively satisfy [[Dignāga’s]] |
triple-condition for inferential validity and thus Wōnhyo’s counterargument against | triple-condition for inferential validity and thus Wōnhyo’s counterargument against | ||
− | According to Franco, Wōnhyo’s argument strategy is that of viruddhāvyabhicārin (antinomial reason), “i.e. construing a contradictory inference whose reason also fulfils the three conditions.” (2005: 212). Xuanzang’s student, Kuji, sought to deny that Wōnhyo successfully provided a viruddhāvyabhicārin refutation. His reasons, however, are not particularly convincing. See Moriyama (2014). 59 Translation cited in Franco (2005: 212) | + | According to Franco, Wōnhyo’s argument strategy is that of viruddhāvyabhicārin (antinomial [[reason]]), “i.e. construing a [[contradictory]] {{Wiki|inference}} whose [[reason]] also fulfils the three [[conditions]].” (2005: 212). [[Xuanzang’s]] [[student]], Kuji, sought to deny that Wōnhyo successfully provided a viruddhāvyabhicārin refutation. His [[reasons]], however, are not particularly convincing. See Moriyama (2014). 59 Translation cited in Franco (2005: 212) |
− | 60 See Franco (2005: 212) | + | |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | 60 See Franco (2005: 212) |
+ | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) | ||
− | Xuanzang’s inference for idealism is valid.61 | + | [[Xuanzang’s]] {{Wiki|inference}} for [[idealism]] is valid.61 |
6. Conclusion | 6. Conclusion | ||
− | This chapter has intellectually surveyed some of the most influential Buddhist arguments | + | This [[chapter]] has intellectually surveyed some of the most influential [[Buddhist]] arguments |
− | in defense of idealism. It has refrained from speculating on comparative similarities with | + | in defense of [[idealism]]. It has refrained from speculating on comparative similarities with |
− | Western philosophical views or from offering critical commentary. These are important | + | [[Western]] [[philosophical]] [[views]] or from [[offering]] critical commentary. These are important |
and substantive tasks, but ones which presuppose an initial introduction to the relevant | and substantive tasks, but ones which presuppose an initial introduction to the relevant | ||
− | ideas and arguments. The aim of this chapter has been to provide a broad overview which | + | [[ideas]] and arguments. The aim of this [[chapter]] has been to provide a broad overview which |
− | can enable further philosophical inquiry. It identified a range of theses as potential | + | can enable further [[philosophical]] inquiry. It identified a range of theses as potential |
− | candidates for the title | + | candidates for the title ‘[[idealism]]’ and a range of argument strategies and methodologies |
for establishing these theses. These strategies included: | for establishing these theses. These strategies included: | ||
− | - arguments from simplicity (against the need to posit external objects) | + | - arguments from [[simplicity]] (against the need to posit [[external objects]]) |
- inferences to the best explanation (having eliminated alternative explanations of | - inferences to the best explanation (having eliminated alternative explanations of | ||
− | sensory experience which appeal to external objects) | + | [[sensory experience]] which appeal to [[external objects]]) |
− | - epistemological arguments (either inferring the falsity of the realist conception of | + | - [[epistemological]] arguments (either inferring the falsity of the realist {{Wiki|conception}} of |
− | external objects from unknowability or demonstrating isomorphism in realist and | + | [[external objects]] from unknowability or demonstrating isomorphism in realist and |
− | idealist evidential assumptions) | + | {{Wiki|idealist}} evidential {{Wiki|assumptions}}) |
− | - logical arguments (demonstrating that an idealist conclusion can be validly | + | - [[logical]] arguments (demonstrating that an {{Wiki|idealist}} conclusion can be validly |
− | inferred within a particular logical system). | + | inferred within a particular [[logical]] system). |
− | If Franco is right, then my derivation that a philosopher both is and is not a banana can be similarly understood as a viruddhāvyabhicārin (antinomial reason) for rejecting the analogous proofs. | + | If Franco is right, then my derivation that a [[philosopher]] both is and is not a banana can be similarly understood as a viruddhāvyabhicārin (antinomial [[reason]]) for rejecting the analogous proofs. |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
Whether or not one finds these arguments convincing will crucially depend on what one | Whether or not one finds these arguments convincing will crucially depend on what one | ||
− | thinks of their presuppositions about the nature of mind, metaphysics, epistemology and | + | [[thinks]] of their presuppositions about the [[nature of mind]], [[metaphysics]], epistemology and |
− | logic. While these ideas are assumed by the arguments presented in this chapter, they are | + | [[logic]]. While these [[ideas]] are assumed by the arguments presented in this [[chapter]], they are |
− | rigorously defended elsewhere. It must also not be forgotten that these ideas and their | + | rigorously defended elsewhere. It must also not be forgotten that these [[ideas]] and their |
− | arguments were also vigorously opposed by both Buddhist and non-Buddhist | + | arguments were also vigorously opposed by both [[Buddhist]] and [[non-Buddhist]] |
− | philosophers. Idealism is but one philosophical trend in the Buddhist intellectual | + | [[philosophers]]. [[Idealism]] is but one [[philosophical]] trend in the [[Buddhist]] [[intellectual]] |
− | tradition. This chapter has provided an overview of some of the central Buddhist | + | [[tradition]]. This [[chapter]] has provided an overview of some of the central [[Buddhist]] |
− | arguments in defence of idealism, as traditionally understood. While it is beyond the | + | arguments in defence of [[idealism]], as [[traditionally]] understood. While it is beyond the |
− | scope of this chapter to survey the lively philosophical dialectic that emerged in response | + | scope of this [[chapter]] to survey the lively [[philosophical]] [[dialectic]] that emerged in response |
− | to these arguments, it is hoped that this chapter may stimulate sufficient interest to inspire further inquiry. 62 | + | to these arguments, it is hoped that this [[chapter]] may stimulate sufficient [[interest]] to inspire further inquiry. 62 |
Line 788: | Line 780: | ||
− | Ālam Ālambanaparīkṣā of Dignāga | + | Ālam [[Ālambanaparīkṣā]] of [[Dignāga]] |
− | AKBh Abhidharmakośabhāṣya of Vasubandhu | + | AKBh [[Abhidharmakośabhāṣya]] of [[Vasubandhu]] |
− | PS Pramāṇasamuccaya of Dignāga | + | PS [[Pramāṇasamuccaya]] of [[Dignāga]] |
− | PV Pramāṇavārttika of Dharmakīrti | + | PV [[Pramāṇavārttika]] of [[Dharmakīrti]] |
− | PVin Pramāṇaviniścaya of Dharmakīrti | + | PVin [[Pramāṇaviniścaya]] of [[Dharmakīrti]] |
− | Triṃś Triṃśikā of Vasubandhu | + | Triṃś [[Triṃśikā]] of [[Vasubandhu]] |
− | SS Santānāntarasiddhi of Dharmakīrti | + | [[SS]] Santānāntarasiddhi of [[Dharmakīrti]] |
− | Viṃś Viṃśikā of Vasubandhu | + | Viṃś Viṃśikā of [[Vasubandhu]] |
− | Viṃś vṛ Viṃśikā vṛtti of Vasubandhu | + | Viṃś vṛ Viṃśikā [[vṛtti]] of [[Vasubandhu]] |
− | YRZLS Yinming ru zhengli lun shu (因明入正理論疏) of Kuiji (窺基) | + | YRZLS [[Yinming]] ru zhengli [[lun]] shu ([[因明入正理論疏]]) of [[Kuiji]] ([[Wikipedia:Kuiji|窺基]]) |
− | I would like to thank Dan Arnold, Jay Garfield, Jonathan Gold, Shinya Moriyama, Tom Tillemans and the editors of this book for helpful comments on an earlier draft of this chapter. | + | I would like to thank Dan Arnold, {{Wiki|Jay Garfield}}, Jonathan {{Wiki|Gold}}, Shinya Moriyama, Tom [[Tillemans]] and the editors of this [[book]] for helpful comments on an earlier draft of this [[chapter]]. |
− | Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017) | + | Final draft of article in Goldschmidt & Pearce (eds.) [[Idealism]]: New Essays in [[Metaphysics]], [[Oxford]] (2017) |
Line 807: | Line 799: | ||
− | Anaker, Stephen. 1998. Seven Works of Vasubandhu. (Delhi: Motilal Banarsidass). | + | Anaker, Stephen. 1998. Seven Works of [[Vasubandhu]]. ([[Delhi]]: {{Wiki|Motilal Banarsidass}}). |
− | Arnold. Dan. 2005. ‘Is Svasaṃvitti Transcendental?’ Asian Philosophy, 15, 1: 77-111. | + | Arnold. Dan. 2005. ‘Is [[Svasaṃvitti]] [[Transcendental]]?’ {{Wiki|Asian}} [[Philosophy]], 15, 1: 77-111. |
− | ______. (2008). | + | ______. (2008). ‘[[Buddhist]] [[Idealism]], Epistemic and Otherwise: [[Thoughts]] on the |
− | Alternating Perspectives of | + | Alternating Perspectives of [[Dharmakīrti]]’ [[Sophia]], 47: 3–28. |
− | _______. (2012) Brains, Buddhas, and Believing. (New York: Columbia University | + | _______. (2012) {{Wiki|Brains}}, [[Buddhas]], and Believing. ([[New York]]: [[Columbia University Press]]). |
− | Press). | + | [[Chatterjee]], [[Ashok]] [[Kumar]] (1987) The [[Yogācāra]] [[Idealism]]. ([[Delhi]]: {{Wiki|Motilal Banarsidass}}) |
− | Chatterjee, Ashok Kumar (1987) The Yogācāra Idealism. (Delhi: Motilal Banarsidass) | + | Cowherds, The. 2014 Moonshadows. ([[Oxford]]: [[Oxford University Press]]). |
− | Cowherds, The. 2014 Moonshadows. (Oxford: Oxford University Press). | + | Coseru, [[Christian]]. 2012. Perceiving [[Reality]]: [[Consciousness]], {{Wiki|Intentionality}} and [[Cognition]] |
− | Coseru, Christian. 2012. Perceiving Reality: Consciousness, Intentionality and Cognition | + | in [[Buddhist Philosophy]]. ([[Oxford]]: [[Oxford University Press]]) |
− | in Buddhist Philosophy. (Oxford: Oxford University Press) | + | [[Dreyfus]], Georges. 1996. ‘Can the Fool Lead the [[Blind]]? [[Perception]] and the Given in |
− | Dreyfus, Georges. 1996. ‘Can the Fool Lead the Blind? Perception and the Given in | + | [[Dharmakīrti’s]] [[Thought]]’, [[Journal of Indian Philosophy]], 24, 3: 209–229. |
− | Dharmakīrti’s | + | Duckworth, Douglas., [[Eckel]], M.D., Garfield, J., [[Powers]], J., Thabkas, Y., Thackchoe, S., |
− | Duckworth, Douglas., Eckel, M.D., Garfield, J., Powers, J., Thabkas, Y., Thackchoe, S., | + | (forthcoming) [[Dignāga’s]] [[Investigation]] of the [[Percept]]: A [[Philosophical]] Legacy in |
− | (forthcoming) Dignāga’s Investigation of the Percept: A Philosophical Legacy in | + | [[India]] and [[Tibet]] ([[Oxford]]: [[Oxford University Press]]) |
− | India and Tibet (Oxford: Oxford University Press) | + | [[Dunne]], John. 2004. Foundations of [[Dharmakīrti’s]] [[philosophy]]. ([[Boston]]: [[Wisdom Publications]]). |
− | Dunne, John. 2004. Foundations of Dharmakīrti’s philosophy. (Boston: Wisdom | ||
− | Publications). | ||
− | Finnigan, Bronwyn. 2011a. ‘How Can a Buddha Come to Act? The Possibility of a | + | Finnigan, Bronwyn. 2011a. ‘How Can a [[Buddha]] Come to Act? The Possibility of a |
− | Buddhist Account of Ethical Agency’, Philosophy East and West, 61, 1: 134-60. | + | [[Buddhist]] Account of [[Ethical]] Agency’, [[Philosophy East and West]], 61, 1: 134-60. |
− | _______. 2011b. ‘A Buddhist Account of Ethical Agency Revisited: Reply to Garfield | + | _______. 2011b. ‘A [[Buddhist]] Account of [[Ethical]] Agency Revisited: Reply to Garfield |
− | and Hansen’, Philosophy East and West, 61, 1: 183-94. | + | and Hansen’, [[Philosophy East and West]], 61, 1: 183-94. |
− | Franco, Eli. 2005. | + | Franco, Eli. 2005. ‘[[Xuanzang’s]] [[Proof]] of [[Idealism]] (Vijñanaptimātratā)’ in [[Aoyama]], |
Takao, Ed. Horin: Vergleichende Studien zur japanischen Kultur, 11:199-212 | Takao, Ed. Horin: Vergleichende Studien zur japanischen Kultur, 11:199-212 | ||
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− | _______. 2015b. Paving the Great Way: Vasubandhu's Unifying Buddhist Philosophy, | + | _______. 2015b. Paving the Great Way: [[Vasubandhu's]] Unifying [[Buddhist Philosophy]], |
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− | + | [[Idealism]]”’, in [[Reason's Traces]]. ([[Boston]]: [[Wisdom Publications]]), 181–204. | |
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Latest revision as of 21:43, 2 February 2020
Bronwyn Finnigan School of Philosophy Australian National University
Idealism has been a prominent philosophical view in Indian Buddhist thought since the 4th century CE. It was a topic of considerable debate for centuries amongst Buddhist and
non-Buddhist philosophers in India and Tibet. It also had a significant influence on the
intellectual culture of China and Japan. Much can be gained from contemporary
engagement with these arguments. It has the potential to reveal cross-cultural antecedents
to contemporary views, new arguments that could be re-mobilised in current debates, and
may challenge the presuppositions that frame Western discussions of idealism by
providing alternatives.
There are several ways to approach such a study. One approach is comparative; taking the Western philosophical tradition as one’s starting point and considering the extent to which Buddhist arguments might advance or depart from established views. While there are many potential benefits of this approach, it runs the risk of reading Western philosophical commitments into Buddhist thought rather than drawing a genuine comparison. There is also considerable debate on either side of the comparative divide about the nature and presuppositions of idealistic arguments, issues which would need to be carefully addressed and potentially resolved for a genuine comparison.
1 I would like to thank Dan Arnold, Jay Garfield, Jonathan Gold, Shinya Moriyama, Tom Tillemans and the editors of this book for helpful comments on an earlier draft of this chapter. Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
This chapter will take a more modest approach. It will survey some of the most
influential Buddhist arguments in defense of idealism. It will begin by clarifying the
central theses under dispute and will rationally reconstruct arguments from four major
Buddhist figures in defense of some or all of these theses. It will engage arguments from Vasubandhu’s Viṃśikā (or Viṃśatikā) 2 and Triṃśikā (or Triṃśatikā); Dignāga’s
Ālambanaparīkṣā; the sahopalambhaniyama inference developed by Dharmakīrti; and
Xuanzang’s logical argument that intrigued philosophers for centuries in China and
Japan. As will be seen, the arguments themselves are often presented in the form of brief
and sometimes obscure inferences or syllogisms. This chapter will attempt to clarify
what is being argued and motivate these arguments in terms of their presuppositions.
These presuppositions range from views about the nature of mind and metaphysics to
epistemology and logic. By making this context explicit, this chapter will introduce
central ideas in Buddhist philosophy and suggest ways in which they were mobilised in
support of an idealist conclusion.
1. Preliminary Background The historical Buddha arguably lived and taught in India somewhere between 6-4th centuries BCE. Philosophical debates about how best to articulate and defend the truth of his teachings reached their scholarly peak in India between 4-9th centuries CE. These debates spanned issues in metaphysics, epistemology, the nature of mind and logic and resulted in a complicated and diverse array of philosophical positions. Later doxographers classified the major philosophical trends of this period into four Buddhist schools: Vaibhāṣika, Sautrāntika, Yogācāra, and Madhyamaka.3
See Kano (2008) for reasons to prefer the title Viṃśikā 3 Although I shall employ this doxographical terminology in this chapter, current scholarship calls into question the distinctiveness of these schools, drawing out continuities in their
Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
Idealism is traditionally associated with Yogācāra, otherwise known as
Vijñānavāda (‘the doctrine of consciousness’) or Cittamātra (the ‘mind-only’ school).
‘Idealism’ can stand for a range of philosophical positions, however, and there is much
contemporary dispute about whether and in what sense Yogācāra arguments should be
conceived as idealist. In the Buddhist context, idealism is associated with (at least) three
philosophical theses:
(T1) What we take to be external objects are merely appearances in conscious awareness. (T2) Appearances in conscious awareness are mentally caused. (T3) The mental cause of appearances is more fundamentally real than appearances.
An ‘external object’ (bāhyārtha) is to be understood as something that exists in mind independent, physical reality. The Buddhist doctrine of ‘mind only’ was traditionally conceived to accept all the above theses. It also took T1 to entail that external objects do not exist and T2 to entail that everything is mental. It was thus understood as a strong form of metaphysical idealism. There is both contemporary and historical dispute, however, about whether central Yogācāra arguments entail all of these theses (or, if only some, which ones) and whether they (were intended to) have these implications. One source of contemporary dispute concerns T1. As we will see, all the Yogācārins surveyed accept T1. Without further qualification, however, T1 might seem to be consistent with representational realism. Some contemporary scholars insist that this possibility is left open by the fact that some Yogācāra arguments for T1 are epistemological rather than metaphysical. As such, they demonstrate that external objects are unknowable but do not entail that they neither exist nor are causally related to philosophical commitments as well as a complex interplay of ideas amongst those so categorised. See Kritzer (2003), Arnold (2008), Gold (2015a). Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
appearances in the mind.4 Others insist that epistemological arguments do, and were intended to, entail this metaphysical conclusion.5 Another source of dispute concerns the
relation between T2 and T3. As we will see, while many Yogācārins articulate T2, they
do not explicitly state T3. It was traditionally understood that, for Yogācāra, T3 was entailed by T2.6 Some contemporary scholars contest this entailment.7 There is also much
dispute about which of these theses warrant the English term ‘idealist’.
It is impossible to navigate these disputes without first having some idea of the
Buddhist arguments under discussion. However, it is difficult to articulate these
arguments without adopting some interpretative stance. Moreover, a thorough
examination of the issues relevant to each argument could easily constitute the subject
matter of a book (or two). This ‘modest’ survey thus turns out to be not so modest.
Nevertheless, it would be helpful for those interested in Buddhist forms of idealist
arguments to have some overview of the central arguments as a starting point.
To navigate these issues, this chapter will adopt the following methodology. It
will rationally reconstruct Buddhist arguments that were traditionally understood as
defending idealism and will consider the extent to which they can be read as accepting
and arguing for T1-T3. It will set aside the question of which of these theses best
deserves to be called ‘idealist’ but will treat Buddhist mind-only metaphysical idealism
as the conjunction of all three.
See Hayes (1988), Oetke (1992), and Lusthaus (2002) 5 This will need to be nuanced. See the section on Dharmakīrti. 6 Tibetan Madhyamaka philosophers were particularly insistent on this point. Madhyamaka was the main philosophical rival to Yogācāra. According to the Mādhyamika Candrakīrti, all existence is mind-dependent in the sense that entities only ever exist conventionally (saṃvṛtisat) and it is the mind that produces conceptual or conventional designations. From this perspective, both Yogācāra and Madhyamaka agree that objects only ever have mind-dependent ontological status and thus both accept T2. However, Tibetan Madhyamaka thinkers frequently insisted on the Yogācāra acceptance and Madhyamaka denial of T3 as a point of differentiation. See Tillemans (2007: 65). There is reason to think, however, that the distinction between Madhyamaka and Yogācāra may not be so neatly drawn. See Garfield & Westerhoff (2015) for a recent philosophical discussion. 7 See Gold (2015a,b) Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
2. Vasubandhu’s Idealism: An Articulation and Defense
Vasubandhu (fl. c.360) was one of the most influential philosophical figures in the
development of Buddhist scholarship, contributing seminal texts to three Buddhist scholarly traditions.8 His Twenty Verses and Autocommentary (Viṃśikā & Vṛtti), Thirty
Verses (Triṃśikā) and the Three-Natures Treatise (Trisvabhāvanirdeśa) are some of the most important Yogācāra texts.9 The Twenty Verses, in particular, was traditionally read
as providing seminal arguments for idealism. It opens with the following verse:
All this is mere appearance of consciousness Because of the appearance of non-existent objects Just as a man with an eye disease Sees non-existent hairs (Viṃś.1)10
The first line straightforwardly states T1. Everything we take to exist in mindindependent reality11 is to be understood as a mere appearance in conscious awareness, just as we understand the distorted images seen by someone with an eye disease to be merely appearances in their conscious awareness. The verse also suggests that we should treat external objects as unreal or non-existent in the same sense in which these distorted
8 See note 3. 9 English translations of all three texts can be found Anacker (1998) and Kochumuttom (1982); English translations of both the Twenty Verses and the Three-Natures Treatise can be found in Tola & Dragonetti (2004), and an English translation of the Three-Natures Treatise alone can be found in Tola & Dragonetti (1983), Wood (1991) and Garfield (2009). 10 There is some dispute about how best to translate this first verse. Some variants can be found in Gold (2015a,b), Garfield (2002: 157), Anacker (1998: 161), Kochumuttom (1982: 260), and Kellner & Taber (2014: 735). The latter query whether this verse was actually written by Vasubandhu or whether it is a summary of the first section of Vasubandhu’s Autocommentary. 11 See Vasubandhu Viṃś.1 vṛ.1 “In the Mahāyāna system it is understood that those belonging to the three worlds are mere appearances of consciousness.” The three realms are the three states into which Buddhists believe living beings may be reborn, understood as constituting the entire universe.
Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
images are treated as non-existent.12
What are Vasubandhu’s arguments for this view? His most well known argument
is found in Viṃś.11-15 where he attempts to disprove the possibility of external objects.
His realist opponents took a mereological approach to ontology. The orthodox Hindu
school of Nyāya-Vaiśeṣika maintained that wholes exist in addition to the unified
collection of their parts. Buddhist Vaibhāṣika and Sautrāntika were atomistic nominalists
and insisted that while the basic atomic constituents of aggregations are real, their aggregation is not.13 Vasubandhu argues against each mereological possibility as a way
of accounting for the objects in our sensory experience. This is meant to substantiate T1
as the best (and only remaining) alternative.
A version of this metaphysical argument is revisited by Dignāga and so I shall delay its discussion until the following section. My discussion of Vasubandhu will instead focus on his responses to three initial objections as well as his innovative three nature analysis of conscious experience. Vasubandhu’s responses to these objections are not yet attempts to prove T1 but merely show its viability because not disproved. They are significant, however, in drawing out his commitment to T2. His three-nature analysis, moreover, draws out important Buddhist ideas about the nature of mind which raise interesting issues concerning T3. The first objection concerns how T1 can account for the spatio-temporal dimensions of experience. If (e.g.) color is not caused by contact with an external object, how does one account for the regularity with which it arises in certain times and places and not arbitrarily everywhere? The second objection concerns how it can account for the intersubjectivity of experience. What explains the fact that most people do not experience
12 What exactly that sense is will be discussed later. 13 For a discussion of the differences between Vaibhāṣika and Sautrāntika see Williams (1981), Gethin (1998), Ronkin (2005, 2015) Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
the distorted images seen by someone with an eye disorder. According to the realist,
these images count as illusory relative to the normal sense perception of those with
undistorted vision, who have similar experiences when placed in similar circumstances.
How can an idealist account for this similarity and difference? The third objection
concerns the efficacy of our experiences in relation to actions and their subsequent
effects. In waking life, seeing water and feeling thirst can prompt an agent to drink and
subsequently feel satiated. How can this be explained within an idealist framework?
(Viṃś.2)
Vasubandhu responds to the first objection by pointing out that these same regularities can hold in dreams. It is not the case that (e.g.) colors experienced in dreams appear at all times and everywhere (Viṃś.2 vṛ.2). If a blue wren appears in a dream, the blue of its feathers typically remains on its feathers as it flits here and there and there. Later in the argument the realist opponent proposes that such regularity is conditioned on the recollection of some prior sense experience of an external object (Viṃś.17). Vasubandhu responds by arguing that appeal to memory does not prove the existence of an external object as the recollected experience could itself have been merely an appearance in conscious awareness (Viṃś.17 vṛ.17). This is not meant to prove that waking experience is a dream. Rather, since dreams (which the opponent is assumed to agree are mentally caused mental phenomena) have the properties cited in the objection, the presence of these properties in waking experience does not prove that their bearers must be caused by external objects. The objection thus fails to disprove T1. Vasubandhu’s response to the second objection is more obscure and involves reference to pretas or hungry ghosts. Pretas are unfortunate beings which experience and are insatiably compelled to consume what they take to be rivers filled with pus, excrement and urine. Their similarity of experience is explained in terms of the similarity Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
of their karma; it is the karmic fruit of similar past negative actions. If one denies the
laws of karma, this reason will not be compelling. But, even if accepted, it would not be
decisive as Vasubandhu’s realist opponent also accepts the laws of karma but insists that
its fruit is the result of events and objects in a mind-independent reality with which the
agent previously interacted. Vasubandhu provides an argument from simplicity against this view. 14 Since his opponent agrees that karma causes events that alter the
consciousness of pretas, why not just allow that karma alters their consciousness? What
need is there to posit additional elements? (Viṃś.6-7 vṛ 6) To appreciate this argument
we need to understand something about karma. In his Commentary on the Treasury of the
Abhidharma (Abhidharmakośabhāṣya), Vasubandhu tells us that karma is tied to
intentions or volitions for action, which are psychological states (ABKh 4.1). Intentions
are said to produce karmic seeds or latent dispositions that are both stored in and made
manifest by an underlying mode of consciousness known as the store-consciousness
(ālayavijñāna). When conditions ‘ripen’, these seeds bear their karmic fruit in the form
of conscious experiences of various kinds. This much was accepted in the context of this
debate. Vasubandhu’s point is that all of the relevant components of karma (its seeds,
fruit, and operative cause) are either mental phenomena or explicable in terms of mind.
Since there is no need to posit an external reality to explain the function of karma, it
should not be introduced into its explanation. Since the function of karma explains the
similarity of experience amongst pretas and, by analogy, experiential similarities and
differences amongst ordinary experiencers, there is no need to posit an external reality to explain these facts and thus one should not introduce it into one’s explanation.15 This
implies a commitment to T2. Appearances in conscious awareness are mentally caused.
Siderits calls this the ‘Principle of Lightness’ (2007: 157). Gold (2014) identifies it as an application of Occam’s razor. 15 See Siderits (2007: 157), Arnold (2012:.31, 178). Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
According to the third objection, appearances in waking experience relate to
action in a way that those in dreams do not. There is a question-begging and non
question-begging way to pose this objection. The former is as the claim that appearances
of (e.g.) water in waking experience, unlike those in dreams, causally contribute to an
agent performing actions (e.g., drinking water) that alter external reality (e.g., reduces the
quantity of water) and cause new experiences (e.g., satiation). Vasubandhu provides a
similarly question-begging reply, citing the case of ejaculated semen as the result of an
erotic dream (vṛ 4). A non-question-begging way to pose this objection might be to insist
that there is a regularity in the appearances of (e.g.) water, of oneself as drinking, of a
reduced visible quantity of water and of a feeling of satiation which can only be
explained by reference to a corresponding external reality. Vasubandhu’s response to this
form of the objection is the same as to the first; such regularity can also be found in
dreams and, thus, appeal to regularity does not disprove T1 (Viṃś.4).
Vasubandhu does not aim to prove that sensory experience is a form of dreaming
but uses the example of dreams to disprove objections to T1. However, as we have seen,
the opening verse claims that we should treat sensory experience like the visual illusions
of someone with an eye disorder. Visual illusions are similar to dreams insofar as both
are mental phenomena. They are importantly distinct, however. Appearances in dreams
are taken to be real from the perspective of the dreamer (Viṃś.17). The visual illusions
seen by someone with an eye defect, however, are considered by them to be unreal or
‘non-existent’. Vasubandhu suggests that we should treat sensory experiences as
similarly ‘non-existent’. What is the relevant sense of ‘non-existent’ in this case and
against what is it measured? To understand this, it is helpful to consider Vasubandhu’s
innovative ‘three-nature’ analysis of conscious experience advanced in his Three-Nature
Treatise.
Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
According to this analysis, all conscious experience has three natures: an imagined nature (parikalpita-svabhāva), a dependent nature (paratantra-svabhāva) and a perfected nature (pariniṣpanna-svabhāva). The imagined nature is the common sense way in which we understand our sensory experience; i.e. as the apprehension of external objects in mind-independent reality.16 Vasubandhu emphasises that there are two aspects to this experience; an objective aspect (an object or situation which is experienced) and a subjective aspect (the experiencing of that object). We ordinarily and pre-reflectively take both aspects to correspond to real entities in mind-independent reality. We consider there to be a substantively real self that is interacting with a mind-independent external reality. According to Vasubandhu, however, we are mistaken in both respects. That we are mistaken about the reality of self in addition to external objects might come as a bit of a surprise. This idea draws on the Buddhist doctrine of no-self (anātman). To deny the existence of self (ātman) is to deny that there is an enduring substance, wholly present from moment to moment, that exists separate from and as the owner of events in conscious awareness. Ātman is also thought to be the essential nature of individual persons and the referent of proper names. A central motif of Buddhist thought is to deny that such an entity exists. To deny that there is a self, in this sense, evidently leaves open the possibility of alternative conceptions of self. It also creates pressure to provide alternative explanations of that for which it is posited as explananda. These issues drive much Buddhist philosophical debate. For Vasubandhu, at least some elements of this notion of ātman are present in our common-sense understanding of sensory experience. We ordinarily and pre-reflectively assume that there is a perceiver who perceives objects and to whom perceptions appear. We also consider this perceiver
16 There are several forms of imagined nature (parikalpitasvabhāva) discussed in the Yogācāra school. I present one of two predominant characterisations. The other concerns the commonsense view that words refer to their referents in virtue of the referents’ own nature (svabhāva). See Tillemans (2007: 55). Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
to be ourselves. These assumptions are mistaken.
The fact of this mistake is revealed by our understanding the dependent nature of
experience; namely, that both the objective and subjective aspects of ordinary
experiences are merely appearances in, and constructions of, the mind. What we take to
be ourselves, the experiencer of experiences, is merely a subjective aspect of the
experiences themselves. While these aspects of experience are real qua qualities of
experiential states (our ordinary experiences really do have objective and subjective
aspects) they are unreal qua elements of a mind-independent reality. The perfected nature
consists in a thorough-understanding that the dual (subjective-objective) aspects of our
ordinary experience are merely constructions out of an underlying mode of consciousness which, itself, is empty of subject-object duality.17
Now, there is a lot going on here and much to be said. But certain features of this
three-fold analysis of experience are relevant to our discussion. Vasubandhu appeals to this analysis in his Thirty Verses to elaborate T1 and T2.18 For instance:
Depending on the conditions available, the five sense-consciousnesses, Together or separately, originate in the root consciousness, Just as waves originate on water (Triṃś.15)
This alteration of consciousness is just the distinction [between subject and object]; What is thus distinguished [as subject and object], does not exist Therefore this is all mere appearance of consciousness (Triṃś.17)
For discussions of Vasubandhu’s three-nature theory, see Garfield (2002: Chapters 6-8), Gold (2015a,b), Kochumuttom (1982). 18 This need not imply that the three-nature theory, as presented in TSN, either presupposes or was intended to substantiate these theses. See Kochumuttom (1982), Lusthaus (2002) and Garfield (2015a,b) who argue that TSN is best read as a form of phenomenology. Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
The last sentence in this verse mirrors the opening line of Vasubandhu’s Twenty Verses. The three-nature analysis also helps clarify the relevant sense of ‘all’ in this initial claim. It refers not merely to what we take to be external objects in our conscious experience but also to what we take to be a real, perceiving self. Both are to be considered mere appearances in conscious experience. While we have good reason to think that Vasubandhu accepts T1 and T2, he does not assert T3. To count as a ‘mind only’ metaphysical idealist he needs to accept all three theses. Whether he accepts or presupposes T3 turns on how one understands the underlying mode of consciousness. Vasubandhu’s three-nature analysis was traditionally read as the view that external objects and real selves are conventionally unreal (they are false constructions to be rejected), the objective and subjective aspects of experience are conventionally real (they are genuine appearances constructed by mind), but the underlying mode of consciousness which constructs these appearances has a more fundamental or ultimate reality. Thus T3. However, Vasubandhu also claims that the perfected nature is empty of all subject-object duality and, as such, is “inconceivable” (Triṃś.29). Some argue from this that it is not possible to conceive and thereby accept T3 from the ultimate perspective of perfected nature. It is thus inferred that in the final analysis Vasubandhu is not a ‘mind-only’ metaphysical idealist.19
Dignāga (ca. 480-540 CE) was one of the initial formulators of Buddhist logic and made important contributions to the study of epistemology, perception, language, and mind.
See Gold (2015a,b). Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
Alongside the writings of Vasubandhu, Dignāga’s Ālambanaparīkṣā is a central Yogācāra text.20 Here, Dignāga argues against the possibility of external objects as
understood by his Buddhist realist opponents, the Sautrāntika, and advances T1 as the
best (and only remaining) alternative.
The Sautrāntika defend a nominalist atomistic ontology according to which
ordinary material objects (e.g., pots, cups, persons) are to be understood as aggregations
of more basic atomic constituents. While the basic atomic constituents are considered to
be real, their aggregation is not. Of the various criteria that are offered to establish this
position, the most important is causal efficacy. Whatever causal efficacy we
(conventionally) attribute to wholes is thought to be entirely reducible to that of its
(ultimately real) parts.
Dignāga’s argument turns on the requirements for something to count as an ‘object’ (ālambana) of a conscious mental state. Dignāga, along with his Sautrāntika opponents, assumes that two criteria must be satisfied. First, the object must be causally related to our conscious mental state. Second, it must resemble the appearance in or content of that state. Dignāga’s first move is to demonstrate that these criteria cannot be satisfied by Sautrāntika realism. There are two initial possibilities available to a Sautrāntika to satisfy these criteria; namely, that the object of consciousness is either some basic atomic constituent or an aggregation thereof. Dignāga argues against both possibilities. Against the view that the objects of consciousness are basic atoms, Dignāga argues
20 An English translation and commentary of the Ālambanaparīkṣā can be found in Tola and Dragonetti (1982) and Duckworth et.al (forthcoming).
Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
Even if the atoms were the cause of the cognition through the senses,
Since the cognition does not appear under the form of those [[[atoms]]]
he atoms are not the object of that [[[cognition]]] In the same way that the sense-organs [are not] (Ālam.1a-d)21
Although the Sautrāntika allow atoms to be causally related to conscious experience, they do not appear in conscious awareness. What we experience are (e.g.) pots, cups and persons, not their atomic constituents.22 Thus, atoms may satisfy the criterion of causal efficacy but not the criterion of resemblance. In this sense they are analogous to our sense-organs; both condition our experience but do not appear in its content. Against the view that the object of consciousness is an aggregation of atoms, Dignāga argues:
That [[[appearance]] of an aggregate] does not arise from that [i.e. an aggregate] because it [the aggregate] does not exist as something real, in the same way as a second moon [does not exist as something real]. Thus, in both cases, [something] external cannot be the object of consciousness (Ālam.2a-d)
While an aggregation of atoms (in the form of a pot or cup etc.) can appear as the content of a conscious mental state, it is not causally related to this state because, according to the Sautrāntika, aggregates are unreal and unreal things cannot cause anything. Aggregates are like a second moon perceived by someone with an eye defect; both
Translation from Tola and Dragonetti (1982). 22 Vasubandhu similarly denies that the “object is experienced…as many single atoms” (Viṃś 11) for the reason that “single atoms are not apprehended.” (vṛ 11). Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
appear in conscious awareness but do not really exist and so cannot have produced this state.23 Aggregates thus satisfy the criterion of resemblance but not the criterion of causal
efficacy. Since atoms and their aggregations are the only possibilities admitted by his
realist opponent, Dignāga (sub) concludes that external objects are not the objects of
consciousness.
One might object that this argument unduly restricts the explanatory options available to the Sautrāntika (or atomic realists more generally). Dignāga considers a further possibility; namely, that atoms can jointly produce a representation or image in conscious awareness. That is, while the image resembles the aggregation (thus satisfying the second criterion), it is explicable by the individual causal contributions of its many atomic constituents (thus satisfying the first criterion). The fact that ‘atomicity’ does not appear as the content of the experience, moreover, can be explained in the same way that solidity does not; i.e. it exists but is not perceptible (Ālam.3a-d). Against this view, Dignāga argues that it wouldn’t allow for the production of different images in conscious awareness (e.g. as of a pot or as of a cup) given that these distinct objects would be caused by the same kind of atoms (Ālam.4a-b). Moreover, he insists it would be inadequate for the realist to respond by grounding this distinction in differences in the size and shape of these objects because those aspects of the object are themselves reducible constructs of more basic atoms, which are uniformly identical (Ālam.4c-d, 5a b).
This argument seems to allow the possibility of atomic aggregation but denies its ontological status. Vasubandhu argues against the possibility of aggregating atomic constituents. This is a complex argument. One of its opening moves involves denying the conceptual possibility of impartite atoms conjoining into spatially extended objects for the reason that it would problematically presuppose that atoms have distinct ‘sides’ (i.e. one atom joining to the ‘left side’, another joining to the ‘right side’), where a side is a part (Viṃś 12 vṛ 12). Detailed studies of this argument can be found in Kapstein (2001) and Siderits (2007). See Gold (2015) for a helpful summary.
Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
These arguments attempt to undermine the idea that sensory experience is
explicable by a correspondence to external objects in mind-independent reality. Dignāga
offers T1 as an alternative. The objects of mental states are simply the appearances in
consciousness, the content of mental states, which appear as external but do not actually lie outside of the mind (Ālam.6a-c).24 How does this satisfy the two criteria for objects of
conscious experience endorsed by Dignāga? And is there any reason to think that Dignāga also affirms T2 or T3? These questions are difficult to answer. It seems that, for Dignāga, the criterion of resemblance is satisfied by the fact that an appearance in conscious experience resembles itself. The criterion of causal efficacy, however, is much harder to satisfy. As his opponent complains, how can the content of a conscious mental state cause that state? (Ālam.vṛ 21). Dignāga offers two responses. First, it is a cause in the sense of being a defining characteristic and thus a necessarily concomitant part of the conscious mental state (Ālam.7a). Consciousness depends on appearances or content to the extent that, without them, it would not count as consciousness (considered to be true by definition).25 Second, the appearances in consciousness may (also) be considered the actualised fruit of latent karmic dispositions that were produced by prior mental states with the same content (Ālam.7b). This second explanation satisfies both of Dignāga’s criteria for an object of consciousness insofar as the appearance in consciousness resembles the content of the state on which it (indirectly) causally depends; indirectly, because the appearance actualises a latent disposition that was caused by this original mental state. This demonstrates a commitment to T2 but Dignāga does not go so far as to assert T3.26
See Matilal (1974: 145) and Tillemans (2007: 61). 25 See Arnold (2012: .27). 26 For an alternative characterisation of the criterion and upshot of this argument, see Duckworth, et al (forthcoming).
Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
4. Dharmakīrti’s Sahopalambhaniyama Inference
Dharmakīrti (ca. 600-660 CE) was Dignāga’s most famous successor and, together, they
are responsible for the Buddhist tradition of epistemology and logic known as
Pramāṇavāda. This school provoked some of the most systematic and important
philosophical debates in ancient India on the nature of metaphysics, mind, language and logic, and it decisively shaped the course of Mahāyāna Buddhist thought.27 The third
chapter of Dharmakīrti’s Commentary on Epistemology (Pramāṇavārttika) is
traditionally read as both articulating and defending a form of idealism. His conception
of the thesis to be proved is most concisely stated in Ascertainment of Epistemology
(Pramāṇaviniścaya):
[Apart from consciousness itself] there is nothing else which is experienced by the mind. Nor does the [[[mind]]] have any other experience. As there is nothing apprehended and no apprehender, it is the [[[mind]]] itself which illuminates itself (Pvin 1, k.38)28
Dharmakīrti here asserts commitment to T1. The idea that there is ‘nothing apprehended and no apprehender’ echoes ideas earlier discussed in the writings of Vasubandhu; namely, that there is no substantively real self that perceives a mind-independent external reality. Both the perceiving (subject) and the perceived (object) are simply appearances in conscious experience. The idea that ‘the mind illuminates itself’, however, reflects an original thesis introduced by Dignāga; namely, that conscious mental states ‘self illuminate’ or are ‘self-aware’ (svasaṃvedana or svasaṃvitti). There is much contemporary interest in the idea of self-awareness but no
See Tillemans (2011). 28 Translation from Tillemans (2007: fn.131). Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
uniformity in how it is best understood. 29 Some read it as Dignāga’s way of
characterising and defending the idea that a subjective-aspect is a necessary constituent of ordinary consciousness.30 On this view, to say that a mental state is self-aware is just
to say that it necessarily involves both an experienced object and the experiencing of that
object. This can be understood in one of two ways; either as qualifying the object-aspect (i.e., to be an object of consciousness, the object must be experienced or illuminated)31 or
as an awareness of both the experienced object and the experiencing of it. Dignāga’s
view is arguably closer to the latter. Like a lamp that illuminates itself at the same time as
it illuminates other things, Dignāga maintains that there are ‘three factors’ to conscious
mental states: the subject-aspect (illuminating), the object-aspect (illuminated) and awareness of both.32 This might mean either that the experienced object and the
experiencing of it are both apparent in the experience (a phenomenological claim) and/or
it involves an additional understanding that the experienced and experiencing are both mere aspects of the mind (a metaphysical claim). 33 The latter resonates with
See Williams (2000), Ganeri (1999, 2012), Yao (2005), Arnold (2005), Garfield (2006), MacKenzie (2007, 2008), Kellner (2010, 2011b), Thompson (2011), Coseru (2012). 30 See Kellner (2010, 2011a). 31 This view is often attributed to Śāntarakṣita, who takes svasaṃvedana to be the criterion for sentience. 32 See Dignāga PS 1.10:
Whatever the form in which it [viz. the cognition] appears, that [[[form]]] is [[[recognized]] as] the object of cognition (prameya). The means of cognition (pramāṇa) and [the cognition which is] its result (phala) are respectively the form of subject [in the cognition] and the cognition cognizing itself. Therefore, these three [factors of cognition] are not separate from one another. (Hattori trans. 1968: 29)
33 See Hattori (1968: 46):
The idea that ālayavijñāna or store-consciousness appears or manifests itself (ābhāti, pratibhāti, avabhāti, khyāti) as both the apparent subject (sva-ābhāsa= grāhaka) and the apparent object (artha-ābhāsa = grāhya) is met elsewhere in Vijñanavāda treatises and we need not explain it here. It is clear that Dignāga established his theory of knowledge on the ground of the Vijñanavāda philosophy, although he does not use the term ālayavijñāna. The theory of self Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
Vasubandhu’s dependent nature of conscious experience. It also points towards the
position Dharmakīrti will defend.
Dharmakīrti’s most well known idealist argument turns on this notion of self
awareness. It has come to be known as the sahopalambhaniyama inference because it
argues from the ‘necessity’ (niyama) of things only ever being experienced ‘together’
(saha) with ‘experience’ (upalamba). The inference is neatly summarised as follows:
Blue and the consciousness of blue are not different, because they must always be apprehended together (PVin 1.54ab)34
Or, in a longer variant:
Because [something blue] is not apprehended without the additional qualification of consciousness, [and] because [blue] is apprehended when this [qualification of consciousness] is apprehended, consciousness [itself] has the appearance of blue. There is no external object by itself. (PV 3.335)35
There are at least two ways to read this inference, which correspond to two ways of understanding self-awareness. According to the first reading, one is never aware of blue other than being aware or conscious of it; one never apprehends an apprehended object other than by apprehending it. To establish that the experienced object and the
cognition (svasamvit) which marks the specific feature of his theory of direct knowledge is understandable only on the basis of the Vijñānavāda doctrine.
sahopalambhaniyamād abhedo nīlataddhiyuḥ / translation from Tillemans (2011: n.33). 35 Translation from Taber (2010: 291). Yet another version of this argument can be found in PV3.388-391, English translation of which can be found in Matilal (1974: 159-60). Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
experiencing of it are distinct, one would need a case where they are perceived apart. But
there is no such case. Thus, the appearance of blue is just the content of a conscious state and is not distinct from it.36 According to the second reading, one is never aware of blue
without also being aware of being aware of it; one never apprehends an apprehended object without also apprehending its apprehension. From this we can conclude that the object and its apprehension are the same insofar as they are invariantly concomitant aspects of mind or awareness. There is much controversy about this inference. Buddhist and non-Buddhist opponents considered it to be a fallacious attempt to derive a metaphysical conclusion from phenomenological facts. While it might be true that external objects cannot be apprehended other than in an act of apprehension, it does not follow that they only exist when apprehended or cannot exist unapprehended. The inference was thus often read as a failed attempt to establish T1. A more charitable reading of this inference is as an epistemological argument with metaphysical implications. Dharmakīrti was an epistemological empiricist. Accordingly, for a metaphysical claim to be warranted it must be epistemically established. If there is no legitimate epistemic way to establish the existence of some object, claims of its existence can be denied. Following Dignāga, Dharmakīrti considered there to be only two legitimate epistemic means (pramāṇa) of establishing the truth of a claim: perception (pratyakṣa) and inference (anumāna). For the reasons given above, the mind-independent existence of external objects cannot be established perceptually. However, it also cannot be established inferentially because we would need some perceptual evidence of their mind-independent existence to serve as the supporting reason for the inference. But, again, for the reasons offered above, this perceptual
ee Chatterjee (1987: 45-8), Arnold (2012: 175). Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
evidence cannot be provided. Since there is no other legitimate epistemic way to establish the truth of this claim, it can be denied.37
Some read Dharmakīrti as not, himself, making any metaphysical claims but
simply demonstrating that there are no good epistemic reasons to deny T1 in favor of realism.38 This strategy is evident in his response to the problem of other minds.39 To
accept the existence of other minds would seem to deny T1. But if it is denied, some
account needs to be provided for how it is that we conceive of other minds. If we cannot form such a conception, how can we cultivate compassion for others?40 How can we make sense of the idea of a Buddha teaching his disciples?41 According to Ratnakīrti,
other minds cannot be established from an idealist perspective and thus the idea of their existence must be rejected.42 Dharmakīrti argues against this view. In Proof of Other Minds (Santānāntarasiddhi), he contends that the existence of other minds is only ever
epistemically established by means of inference. He argues, however, that the evidence
for this inference is the same for the realist and idealist alike; namely, appearances of bodily, verbal behavior in conscious awareness.43 The idea that these appearances are
caused by (unobserved) mental events of ‘another mind’ is inferred by analogy to the
regularity we observe between the mental states and actions we attribute to ‘ourselves’.
Kellner & Taber (2014) give reasons to think that Dharmakīrti may not, himself, have taken this last step as it involves inferring a negative fact (the non-existence of external objects) from unknowability and Dharmakīrti did not consider unknowability to be a legitimate epistemic means of establishing truth or existence - while it might be reason to negate treating something as existent, by introducing doubt, unknowability does not, thereby, establish non-existence. If this is right, then this epistemic argument, at best, undermines the realist claim that external objects do exist mind-independently but it cannot establish that they do not exist mind-independently (and, for that reason, must be merely appearances in consciousness). 38 See Arnold (2008). 39 See Inami (2001). 40 See Ganeri (2012: 202). 41 See Finnigan (2011a,b). 42 See Ratnakīrti’s Santānāntaradūṣaṇa (English translation in Kajiyama (1965)). Inami (2001). 43 See Dharmakīrti SS 5. 2-6: “Observing that the appearance of our bodily and verbal actions is preceded by our minds, we infer the existence of other minds from the appearance of other persons’ bodily and verbal actions.” (citation from Inami 2001: 466). Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
But on what basis do we distinguish those actions which are our own from that of
another? According to Dharmakīrti, this distinction is inferred from the relation between
verbal, behavioral and bodily appearances. Those verbal and behavioral appearances we
take to be our own actions are typically conjoined with those appearances we take to be of our body, whereas those we attribute to others are typically not.44 The evidence for
inferring other minds is thus the same for the realist and idealist alike (i.e. objects in
conscious awareness) and so the fact that we conceive of other minds need not undermine commitment to T1.45
5. Xuanzang’s LogicalArgument for Idealism
Xuanzang (玄奘, c.a. 602-664) was a Chinese Buddhist monk who famously pilgrimaged to India during the period between Dignāga and Dharmakīrti to study Yogācāra Buddhist philosophy.46 In a debate in Kanyakubja (modern-day Kanauj in Uttar Pradesh, India) Xuanzang delivered his own proof of idealism. This proof was unrefuted in the context of the debate and, although extremely obscure, was assumed to be correct.47 Interest in this proof waned in China but it continued to puzzle Japanese scholars for centuries. Its obscurity has led some recent scholars to suppose, “Xuanzang himself did not understand However, as Inami (2001: 467) points out:
Dharmakīrti notes that such a difference is not fundamental. There can be some exceptions. For example, although the movement of the stone cast by us and the movement of another person shaken by us appear as separated from our own body, they are caused by our own intentions. Therefore, Dharmakīrti concludes that whether the actions are separated from our own body or not is not a crucial factor in inferring other minds.
See Dharmakīrti SS 15.1-17. 45 Ratnakīrti is surely correct, however, to deny the plausibility of this inference from the ultimate perspective, which is held to be empty of all subject-object duality. See Inami (1965:. 472). 46 See Makeham (2014: 8). 47 See Waley (1952: 64-65), Franco (2005: 201, n.34): “The point, however, is not that nobody dared to contradict Xuanzang but that his inference was perfectly correct.” Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
Indian logic”48 and to judge his inference “perilously near to being nonsense.”49 Shinya Moriyama translates it as follows:
Thesis: From the ultimate viewpoint, commonly accepted colors and forms (i.e. visual objects) are not separate from visual consciousness Reason: Because while being included in the first three [of the eighteen elements] that we too accept they are not included in the sense of vision Example: Like the visual consciousness50
Xuanzang’s inference can be read as an attempt to prove T1. At its core is an argument that visual objects are not distinct from (and thus are nothing but) visual consciousness because they are not included in the sense of vision, like visual consciousness. This has the following logical structure:
A is not distinct from B Because it is not C Like B
It is not difficult to see why some scholars judged this inference to be nonsense. On a simplified reading, it is equivalent to inferring that a philosopher is a banana because she is not a pyjama, like a banana. Why should we accept the reason for the thesis? And how
48 See Nakamura (1958) as translated by Shinya Moriyama in Franco (2005: 202) 49 See Waley (1952: 64) 50 大師立唯識比量云:眞故極成色不離於眼識宗,自許初三攝 眼所不攝故因, 猶如眼識喩 (YRZLS T44:1840.115b25-26). Translation cited in Franco (2005: 205) with modifications from Moriyama (2014: 143). The original Chinese is documented in Kuji’s Yinming ru zhengli lun shu and cited in Moriyama (2014). Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
do the qualifications and example contribute to the argument (what do they mean and how do they support the thesis)? Eli Franco (2005) offers an ingenious explanation of this argument, which draws on, and attributes to Xuanzang, a highly sophisticated understanding of Dignāga’s conception of logic. While Franco concludes by demonstrating that Xuanzang’s inference was in fact refuted by the Korean Patriarch Wōnhyo (618-686), his reconstruction helpfully draws out central features of Buddhist logic and its relationship to idealism. To understand it, we need some grasp of Dignāga’s triple-condition (trairūpya) theory of inferential reasoning and the Buddha’s 18-element compositional analysis of persons.
As mentioned earlier, Dignāga and Dharmakīrti maintained that there were only two legitimate epistemic means of establishing the truth of a claim; perception and inference. For Dignāga, an inference is a cognitive process whereby a new cognition arises from an initial cognition taken as a reason.51 A classic example is that of inferring the presence of fire on a mountain from the observation of smoke. The presence of smoke is here taken as a reason (hetu) to suppose that the subject (pakṣa) ‘mountain’ has the property to be proved (sādhya): ‘fire’. For the presence of smoke to count as a good reason for this thesis it must satisfy three conditions.52 First, it must be ascertained as present with or possessed by the subject of the inference. In this case, smoke must be observed on the mountain. Second, the reason must be ascertained as present with or possessed by those things (other than the subject) that possess the property to be proved.
According to Katsura (1983: 540), Dignāga’s logic stands precisely at a point in time between thinking of inference as an inductive process, aimed at discovering the relationship between a cause and its result, and Dharmakīrti’s consideration of inference as a logical analysis of the result of such a process. It should be thus understood as a form of abduction rather than deduction. For a discussion of Dharmakīrti’s views on the trairūpya, see Tillemans (1999, 2005, 2011), Tanaka (2013) 52 My characterisation of Dignāga’s trairūpya follows Katsura (2005, 1983) and Hayes (1988: 146-9) Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
That is, if we group together all of the things that we know have or involve fire, at least
one of these things must have or involve smoke. A classic example from this group is of
a (wood-burning) kitchen. Third, the reason must not be ascertained as present with or
possessed by those things that lack the property to be proved. If we group together all of
the things that we know do not have or involve fire, none of those things have or involve
smoke. A classic example is of a misty lake.
For Dignāga, an inference can thus be understood to exhaustively divide the
universe into three parts: a group of things known to possess the property to be proved, a
group of things known not to possess this property, and the subject of the inference,
“about which there is some doubt because we do not yet know whether it possesses this
property or not.” (Franco 2005: 207). An inference is ‘valid’ if the reason offered for the
thesis satisfies the above three conditions.
Xuanzang’s thesis is that visual objects are not distinct from visual consciousness.
The subject of the thesis is ‘visual objects’ and the property to be proved is ‘being not
distinct from visual consciousness’. The reason Xuanzang offers, however, is obscure;
i.e., ‘not being (included in) the sense of vision’. To evaluate whether this is a good
reason, we must divide the universe into those elements known to possess the property to
be proved and ascertain whether at least one of them also possesses the reason.
Moreover, of those things that lack the property to be proved, we must also determine
that they lack the reason.
What are the relevant elements for logical division in this case? They are the 18 elements (dhātus) which, according to the Buddha, exhaustively compose a person. These elements are organised in terms of the 5 sense faculties (plus a mental faculty), with their corresponding objects and forms of consciousness. Following Franco, it is helpful to numerically list them as follows: Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
[dhātu-D1] sense of vision, [D2] visible objects, [D3] visual consciousness [D4] sense of hearing [D5] sounds [D6] auditory consciousness [D7] sense of smell [D8] odours [D9] olfactory consciousness [D10] sense of taste [D11] flavours [D12] gustatory consciousness [D13] sense of touch [D14] tangibles [D15] tactile consciousness [D16] sense of mind/thought [D17] mind/thought objects [D18] mind-consciousness
The subject of Xuanzang’s thesis (‘visual objects’) is element D2 in this analysis. The property to be proved (‘being not distinct from visual consciousness’) is equivalent to ‘being not distinct from D3’. And the reason (‘not being included in the sense of vision’) can be understood as ‘not being D1’ (which is equivalent to ‘being D2-18’). Understood in this way, Franco reconstructs Xuanzang’s argument as:
D2 is not distinct from D3 because it is not D1.53
As Franco points out, however, this inference is invalid because, without some qualification, the reason fails to satisfy Dignāga’s third condition. It satisfies the first because D2 has the property of ‘not being D1’. It satisfies the second because of all the things known to be ‘not distinct from D3’, the only member of this set aside from the subject, (i.e., D3), has the property of ‘not being D1’.54 The reason fails the third condition, however. It is not the case that, of all those things known not to be ‘not distinct
Or, more precisely, D2 is not distinct from D3 because it is not included in D1. 54 That Franco’s analysis is correct is implied by the fact that D3 (‘visual consciousness’) is the example that Xuanzang himself offers to support his inference. Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
from D3’ (i.e., D1, 4-18) they all lack the property of ‘not being D1’. This property is
possessed by D4-18.
Xuanzang’s reason does come with a qualification, however; namely, “while being included in the first three [of the eighteen elements] that we too accept…” In a sense, Xuanzang is simply making the point that, like his opponent, he accepts that visible objects and visual consciousness are ‘visual’ (the sphere composed by the first three elements in the Buddha’s compositional analysis). However, as Franco points out, this qualification makes a logical difference.55 It introduces a second property into the reason that qualifies the first; namely, that of ‘not being D1 but included in D1-3’. The inference can thus be reformulated as:
D2 is not distinct from D3 because it is not D1 but is included in D1-356
As Franco demonstrates, this reformulated inference is valid because the qualified reason satisfies Dignāga’s triple condition. The first is satisfied because D2 has the property of ‘not being D1 but included in D1-3’. The second is satisfied because, of all the things known to be ‘not distinct from D3’, the only member of this set aside from the subject, (i.e., D3), has the property of ‘not being D1 but included in D1-3’. And the third is satisfied because, of all those things known not to be ‘not distinct from D3’ (i.e., D1, 4 18) they all lack the property of ‘not being D1 but included in D1-3’. Xuanzang’s inference for idealism is thus valid by the lights of Dignāgean logic. Should we accept it and thus agree that visual objects are not separate from visual consciousness (in the strong sense that implies T1)? There are reasons to be suspicious.
See Franco (2005: 208): “It is a conspicuous feature of the Indian syllogism that the reason is usually expressed in the form of a single property. If two properties are needed, the second property is expressed in the form of a qualification of the first property.” 56 Or, more precisely, D2 is not distinct from D3 because it is not included in D1 but is included in D1-3. Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
As indicated earlier, the logical structure of Xuanzang’s inference allows for absurd
conclusions. Moreover, its validity seems to turn entirely on exploiting the tripartite
structure presupposed by Dignāgean logic.
To see this, consider a world with only three classes of things: philosophers,
bananas and pyjamas. In such a world, the first of Dignāga’s conditions is satisfied
because the subject (i.e., a philosopher) has the property of ‘not being a pyjama’. The
second is satisfied because, of all the things known to be ‘not distinct from a banana’, the
only member of this set other than the subject, (i.e., a banana), has the property of ‘not
being a pyjama’. And the third is satisfied because the things known not to be ‘not
distinct from a banana’ other than the subject, (i.e., pyjamas), also lack the property of
‘not being a pyjama’. A philosopher is thus not distinct from a banana. However, by this
very same reasoning I can also prove that a banana is not distinct from a pyjama because
it is not a philosopher and, from these two proofs, I can derive the claim that a philosopher both is and is not distinct from a banana.57
As Franco interestingly points out, Xuanzang’s Buddhist realist opponent cannot
appeal to the fact of such transposition as a reason to refute Xuanzang. This is because
any rearrangement of the three elements contained in his inference only serves to
reinforce his idealism. It tautologously follows from the fact that visual objects are not
distinct from visual consciousness that visual consciousness is not distinct from visual objects. And to say that the visual sense is not distinct from visual consciousness (or
visual objects) because it is not a visual object (or visual consciousness) would just show
that they are nothing but the (karmic) seeds of (the visual objects in) visual
57 Of course, we do not live in such a world and so, in actuality, the final criterion of these inferences fails (it is not the case that everything that is not a banana is not not a pyjama) The absurd conclusion thus does not necessarily follow from Dignāgean logic but rather from enforcing a restriction in the classification of existent things in a way that exploits its tripartite structure. Later Buddhist thinkers (Dharmakīrti most famously) revised this structure, insisting instead on a bipartite universe in which the subject of the inference is included in the class of things that possess the property to be proved. Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
consciousness, which implies T2. The Buddhist opponent also cannot deny the restriction
that allows for this transposition (and thus for the validity of the inference) because they
also accept that visual objects and visual consciousness are within the visual sphere as
constituted by the first three elements in the Buddha’s compositional analysis.
Franco closes his discussion, however, by reconstructing a challenge from
Wōnhyo which uses the same logic as Xuanzang but transposes the relevant elements to
prove the opposite thesis. Rather than directly refuting Xuanzang’s inference (by proving
its invalidity), Franco takes Wōnhyo to annul it by establishing the converse and thereby generating a contradiction.58 Moriyama translates Wōnhyo’s counterargument as follows:
From the ultimate view, colour and form (i.e. visual objects), which are well known among the people, are separate from visual consciousness. Because while being included in the first three [[[dhātus]]] that [we] accept, they are not included in visual consciousness, like the sense of vision.59
At its core is an argument that visual objects are distinct from visual consciousness because they are not visual consciousness, like the sense of vision. This argument can be read tautologously (A is not B because it is not B, like C) or more substantively (A is separate from B because it is not included ‘by the Buddha in his enumeration of the 18fold elements’60 in B, like C). Either way, the reasons respectively satisfy Dignāga’s triple-condition for inferential validity and thus Wōnhyo’s counterargument against
According to Franco, Wōnhyo’s argument strategy is that of viruddhāvyabhicārin (antinomial reason), “i.e. construing a contradictory inference whose reason also fulfils the three conditions.” (2005: 212). Xuanzang’s student, Kuji, sought to deny that Wōnhyo successfully provided a viruddhāvyabhicārin refutation. His reasons, however, are not particularly convincing. See Moriyama (2014). 59 Translation cited in Franco (2005: 212)
60 See Franco (2005: 212) Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
Xuanzang’s inference for idealism is valid.61
6. Conclusion
This chapter has intellectually surveyed some of the most influential Buddhist arguments in defense of idealism. It has refrained from speculating on comparative similarities with Western philosophical views or from offering critical commentary. These are important and substantive tasks, but ones which presuppose an initial introduction to the relevant ideas and arguments. The aim of this chapter has been to provide a broad overview which can enable further philosophical inquiry. It identified a range of theses as potential candidates for the title ‘idealism’ and a range of argument strategies and methodologies for establishing these theses. These strategies included:
- arguments from simplicity (against the need to posit external objects) - inferences to the best explanation (having eliminated alternative explanations of sensory experience which appeal to external objects) - epistemological arguments (either inferring the falsity of the realist conception of external objects from unknowability or demonstrating isomorphism in realist and idealist evidential assumptions) - logical arguments (demonstrating that an idealist conclusion can be validly inferred within a particular logical system).
If Franco is right, then my derivation that a philosopher both is and is not a banana can be similarly understood as a viruddhāvyabhicārin (antinomial reason) for rejecting the analogous proofs.
Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
Whether or not one finds these arguments convincing will crucially depend on what one
thinks of their presuppositions about the nature of mind, metaphysics, epistemology and
logic. While these ideas are assumed by the arguments presented in this chapter, they are
rigorously defended elsewhere. It must also not be forgotten that these ideas and their
arguments were also vigorously opposed by both Buddhist and non-Buddhist
philosophers. Idealism is but one philosophical trend in the Buddhist intellectual
tradition. This chapter has provided an overview of some of the central Buddhist
arguments in defence of idealism, as traditionally understood. While it is beyond the
scope of this chapter to survey the lively philosophical dialectic that emerged in response
to these arguments, it is hoped that this chapter may stimulate sufficient interest to inspire further inquiry. 62
Abbreviations
Ālam Ālambanaparīkṣā of Dignāga
AKBh Abhidharmakośabhāṣya of Vasubandhu
PS Pramāṇasamuccaya of Dignāga
PV Pramāṇavārttika of Dharmakīrti
PVin Pramāṇaviniścaya of Dharmakīrti
Triṃś Triṃśikā of Vasubandhu
SS Santānāntarasiddhi of Dharmakīrti
Viṃś Viṃśikā of Vasubandhu
Viṃś vṛ Viṃśikā vṛtti of Vasubandhu
YRZLS Yinming ru zhengli lun shu (因明入正理論疏) of Kuiji (窺基)
I would like to thank Dan Arnold, Jay Garfield, Jonathan Gold, Shinya Moriyama, Tom Tillemans and the editors of this book for helpful comments on an earlier draft of this chapter.
Final draft of article in Goldschmidt & Pearce (eds.) Idealism: New Essays in Metaphysics, Oxford (2017)
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