The Whereabouts of the Tibetan Manuscripts from Dunhuang

At the very beginning of the twentieth century a huge cache of ancient manuscripts was discovered in a Buddhist cave complex near the desert town of Dunhuang in China. Famously, the monk who guarded the caves, Wang Yuanlu, was persuaded by the archeological explorers Aurel Stein and Paul Pelliot to sell them a large portion of the manuscripts so they could be acquired by the British and French governments. The manuscripts, which were in a variety of languages, the most common of which were Chinese and Tibetan, are now held at the Bibliothèque Nationale and the British Library, and it is

the Tibetan group that will concern us here. The antiquity of the Tibetan Dunhuang manuscripts, which are estimated to date from the eighth and ninth centuries AD, has made the Paris and London collections especially valuable to historians studying this significant period of Tibetan history when the Tibetan kings extended the borders of their country far into Central Asia, to scholars studying the origins of Tibetan Buddhism, and to linguists studying the early development of the Tibetan language.

THE ORIGINAL NUMBER OF TIBETAN MANUSCRIPTS IN THE LIBRARY CAVE

Marc Aurel Stein (1862-1943) came across the cave in Dunhuang which held the manuscripts, generally known as the “library cave”, in 1907. Although Wang Yuanlu had given some manuscripts to local officials by the time of Stein’s arrival, the majority of the cache was still in place. Stein’s report of what he found on first being allowed to see the cave is the closest we can come to ascertaining its original contents. [1] Stein estimated that there were 1,050 bundles of Chinese, and 80 bundles of Tibetan scrolls, each bundle containing over a dozen scrolls. He also saw eleven

large volumes of Tibetan pothī pages (their size was 2’5” by 8” and “nearly one and a half feet” high). Stein also found several bundles of miscellaneous material on top of the other manuscripts and, after the other manuscripts had been moved, several more at the very bottom of the pile. These bundles (the number of which is not given) contained, among other material, more Tibetan pothī pages, mostly smaller than those in the eleven large volumes, as well as material in other Central Asian languages. [2]

WHAT STEIN AND PELLIOT TOOK FROM THE CAVE

PelliotStein wrote of his Tibetan acquisitions that he took “over thirty compact bundles [of scrolls], besides many packets of Pothīs found in miscellaneous bundles and generally mixed up in utter confusion.”[3] He seems to have decided not to take any of the large volumes of Tibetan pothī pages. An explanation may be found in his report, where he writes that he had suspected all of the “large sheets” to contain numerous copies of one or two sūtras. Stein’s intention was to acquire as varied a selection as possible. Ultimately, he did take home some large pothī pages (of the same type as

those in the eleven volumes), from the miscellaneous bundles in which they were too closely tied up with other manuscripts to be removed. When he examined them later Stein found that these pages contained “mainly endless Prajñāpāramitā copies”, which must have confirmed his suspicions about the eleven volumes he had left behind. Although Stein’s instincts regarding these volumes was correct, he did not avoid repetition entirely. The great majority of the scrolls from the 30 bundles which he brought back with him carry the repeated text of one short sūtra, the Aparimitāyur-nāma sūtra. [4]

When Paul Pelliot first saw the contents of the library cave a year later in 1908, he was, in contrast with Stein, particularly impressed by the large Tibetan pothī volumes. He guessed that they might be an early edition of a bKa’ ‘gyur, a Tibetan canonical collection, and that their contents would, unlike the other pothī pages, be in perfect order. [5] Unfortunately, he was wrong on both counts. Pelliot wanted to take all eleven volumes, but Wang Yuanlu would not allow this. In the end, he took three volumes, as an endnote to his report states:

Suivant des informations que nous avons reçues postérieurement à cette lettre, M. Pelliot a pu aquérir définitivement tous les documents chinois, brahmī, ouïgours, tibétains dont il y est parlé, à l’exception des kia-pan du Kandjur, dont il rapporte cependent trois volumes.[6]

Pelliot’s volumes, like the large pages from the miscellaneous bundles acquired by Stein, turned out to contain only numerous copies of sūtras from the Prajñāpāramitā group, especially the largest, the Śatasāhasrikā.[7]. Along with these volumes Pelliot took many more bundles of Tibetan scrolls, the majority of which, like the scrolls taken by Stein, contained the repeated text of the Aparimitāyur-nāma sūtra. He also took most of the remaining miscellaneous manuscript bundles, many of which contained Tibetan pothī pages, and about a third of the remaining bundles of scrolls. [8] Pelliot also discovered more Tibetan manuscripts, which he guessed to be from the thirteenth to fourteenth centuries, in two caves in the northern part of the Dunhuang cave complex decorated with Tibetan style murals with tantric subject-matter. [9]

WHAT WAS TAKEN AFTERWARDS

In 1909 Pelliot held an exhibition in Beijing of a selection of the Dunhuang manuscripts. The Chinese authorities, spurred into action, issued an order that all of the Chinese manuscripts in the library cave to be brought to Beijing. This was carried out with only partial success; many Chinese scrolls remained behind, and, because only the manuscripts in Chinese were requested, most if not all of the Tibetan manuscripts were left in Dunhuang. [10] In 1911 two Japanese explorers sent to Central Asia by Count Otani, a Japanese Central Asia enthusiast, obtained several hundred scrolls

from Dunhuang, both Chinese and Tibetan. These are now dispersed among numerous institutions in Japan, as well as Korea and the National Library of China. [11] Then in March 1914 Aurel Stein returned to Dunhuang during his third expedition, where he met with Wang Yuanlu who, having lost most of his cache, was now willing to sell Stein what he insisted were all that remained: 570 Chinese scrolls. Stein wrote of his doubts about whether Wang really was showing him everything that remained at the caves, and it seems that he was not; there was certainly still a great deal of Tibetan material in

the area. [12] In August later the same year, the Russian archaeologist Sergei Oldenburg arrived at Dunhuang. Although his interest was primarily in the cave murals, he also obtained many scrolls in Chinese and Tibetan. [13] The scrolls are now kept at the Institute of Oriental Studies, in the Russian Academy of Sciences, St Petersburg.

THE DUNHUANG TIBETAN MANUSCRIPTS WHICH REMAINED IN GANSU

Pothi-DH AcademyEven after Oldenburg’s visit to Dunhuang, a large number of Tibetan scrolls and most of the large Tibetan pothī volumes remained in the area. In 1919, some four years after Oldenburg left Dunhuang, the provincial government of Gansu sent an official to investigate the remaining manuscripts. This visit was described by Akira Fujieda in his important 1966 article on the Dunhuang manuscripts. [14] Fujieda wrote:

At last, in 1919, the provincial government of Kansu, having heard that a traveller had bought many Buddhist scriptures in Tibetan, sent an inspector to examine the situation on the spot. In a Buddhist cave to the south side of the second floor of the three-storied building, the inspector found 94 bundles of scrolls in Tibetan weighing 405 chin and 11 stacks of sheets between wooden boards weighing 1744 chin. He left 90 bundles and moved three bundles of scrolls and ten stacks of sheets to a school in Tunhuang, carrying away one bundle and one stack of scriptures to Lanchow, where they were placed in the provincial library. It is not superfluous to emphasise that the weight of the scrolls remaining at Tunhuang was probably more than one ton, no doubt exceeding that of any other collection. [15]

Fujieda’s source, Jiang Liangfu, did not make any reference to the source for this report, and Fujieda could add nothing further to this information. According to this report the official found 94 bundles of scrolls and eleven pothī volumes with wooden boards; he moved ten of the volumes and three scroll bundles to a school in Dunhuang, and one volume and one scroll bundle to Lanzhou. [16]

The numbers of the volumes and bundles given in this report conflict with Stein’s and Pelliot’s accounts. As we have seen, Stein counted 80 bundles of Tibetan scrolls and eleven Tibetan volumes when he arrived. Many scroll bundles were taken by Stein and Pelliot, and three pothī volumes were taken by Pelliot. Fujieda argues that the “volumes” mentioned in the passage above were merely a portion of the contents of a single large volume. However, as I will show below, there is reason to doubt this account and to believe that Pelliot did indeed come away with three of the original eleven volumes.

In 1928, all of the Tibetan manuscripts remaining in Dunhuang were moved to the local cultural institute, where they remained until the Communist revolution of 1949. After the revolution, some manuscripts were brought to the newly-founded Dunhuang Academy (Dunhuangwenwu Yangjiusuo),[17] an organisation established to conserve the caves and foster research on their contents, while a few others were sent to provincial museums in Gansu. The great majority of the Tibetan manuscripts, a collection still comparable in size to those of Paris and London, were placed in the new provincial museum for the town of Dunhuang, the Dunhuang Museum (Dunhuangxian Wenhuaguan). [18]

THE GANSU COLLECTIONS

In 1978, Huang Wenhuan published the results of an investigation of the collections of Dunhuang Tibetan manuscripts in Gansu province. His findings were as follows:

Institution Pothī leaves Scrolls Dunhuang Museum (Dunhuangxian Wenhuaguan) 8780 224 Dunhuang Academy (Dunhuangwenwu Yangjiusuo) 42 43 Jiuquan Museum (Jiuquanxian Wenhuaguan) 0 19 Zhangye Museum (Zhangyexian Wenhuaguan) 0 1 Wuwei Museum (Wuweixian Wenguanhui)[19] 7 0 Lanzhou Library (Lanzhou Tushuguan)[20] 1117 30

According to Huang, the great majority of these manuscripts contained the Śatasāhasrikā-prajñāpāramitā sūtra and the Aparimitāyur-nāma sūtra. In addition, he mentions the Pañcaviṃśatisāhasrikā, Aṣṭasāhasrikā, and Sañcayagāthā. [21] Some Dunhuang Tibetan manuscripts are held elsewhere in China as well. There are between 200 and 300 Tibetan Dunhuang items at the National Library of China, in Beijing, in both scroll and pothī form. [22] Certain other institutions in China hold a few Tibetan Dunhuang manuscripts; generally these are Aparimitāyur-nāma sūtra scrolls and a few stray pothi

leaves. They are the Beijing University Library, Shanghai Library, Shanghai Museum, and Tianjin Arts Museum. The Beijing University Library acquired most of its Tibetan manuscripts in the 1950s from collectors, and this is also likely to be the case with the other institutions listed above. [23] Finally, In Taiwan, the National Central Library of Taipei has four Tibetan Dunhuang Buddhist scrolls, all containing the Aparimitāyur-nāma sūtra. [24]

CONCLUSIONS: THE FATE OF THE ORIGINAL CONTENTS OF THE LIBRARY CAVE

All of this information means that the majority of the Tibetan Dunhuang manuscripts, as first examined by Aurel Stein, can now be accounted for. However, the picture is not entirely clear. As we have seen, there are conflicting reports of the Tibetan scrolls and the pothī volumes. Stein counted eleven volumes, as did Paul Pelliot, who then took away three volumes. After this, aChinese official is said to have found, once again, eleven volumes in Dunhuang, long after Pelliot’s visit. Fujieda, accepting the last report, argued that Pelliot had not taken three of the eleven volumes, but only three sections of one volume. In fact, it seems certain that he did take three whole volumes.

The pothis

The Pelliot tibétain collection contains over 3800 large-format leaves of the Śatasāhasrikā-prajñāpāramitā sūtra (excluding leaves in fragmentary form). When held compressed together, about 80 leaves of this kind of Dunhuang pothī fit into an inch, and, according to Stein, the original volumes were just under one and a half feet (18″) high. So the most we might expect each volume to have contained is 1440 leaves. If we estimate that the wooden cover-boards were each an inch in depth, then the number would be closer to 1280. Therefore, the number of pages in the Paris collection is exactly what we would expect if Pelliot did take three whole volumes.

Furthermore, we can reasonably assume that the 1117 leaves at Lanzhou are indeed the single volume which was said to have been taken there, lacking a hundred or so pages which may be the pages in the Dunhuang Academy. The 8780 leaves in the Dunhuang Museum look very much like seven volumes. Thus it seems most likely that out of the original eleven volumes, three went to Paris, one to Lanzhou, and the remaining seven to the Dunhuang Museum. This, of course, contradicts the version of the report we have from the official who visited Dunhuang in 1919. If our version is correct, it means that all of the eleven volumes are accounted for, and accessible to scholars.

The contents of these eleven volumes seem to be an early proto-canonical collection of Prajñāpāramitā sūtras. Unfortunately, contrary to Pelliot’s hopes, they are not in sequential order; the pages in the two largest collections, the Bibliothèque Nationale and the Dunhuang Museum, are very disordered. Many of the pages carry page numbers and letters indicating the original volumes to which they belonged, and these are often non-sequential. Furthermore, there is repetition of the same volume and page numbers on different pages containing different text. This suggests the presence of more than one sūtra collection, or multiple drafts of a single collection. Many of the pages in the Bibliothèque Nationale are extensively corrected, and Marcelle Lalou believed that these were draft versions which formed the basis for the later, corrected pages which are found in the same collection. [25]

The scrolls

The reports of Stein, Pelliot and the Chinese official also conflict regarding the scrolls, and it is more difficult to arrive at a conclusion in this case. The Paris and London collections contain by far the largest number of scrolls known to us. The majority of the scrolls contain the Aparimitāyur-nāma sūtra; these are of various lengths because the text of this short sūtra may be repeated many times on the same scroll. The Paris collection and London collections hold about 950 such scrolls each. The scrolls containing Prajñāpāramitā texts are generally incomplete and thus also vary greatly in size. There are about 600 of these scrolls in the Paris collection, and far fewer, around 100, in the London collection. The Paris and London collections also hold a number of Tibetan scrolls containing other material of both Buddhist and secular character. [26]

There are 212 Tibetan scrolls in from Dunhuang in St Petersburg, 202 of which are the Aparimitāyur-nāma, and the other 10 the Prajñāpāramitā-hṛdaya. [27] The scrolls were originally packed in bundles. Stein counted 80 bundles of Tibetan scrolls, and took 30 away with him. Pelliot took around a third of what was left, and Oldenburg took several more. Yet the Chinese official is said to have found 94 bundles of scrolls. It certainly seems, judging by the number of scrolls which are known to us, that Stein underestimated the number of Tibetan bundles. If the official’s report, as we

have it, was correct, then, at around a dozen scrolls per bundle (Stein’s estimate), there should be over 1100 scrolls still in China. However, our numbers so far give us just over 300. Even if the Beijing National Library contains another 300 scrolls, this is still only half of the number one would expect. One possiblity is that these last 94 bundles were smaller, or had already been diminished by the theft of individual scrolls from bundles. A second is that most of the 90 bundles which the official is said to have left in the cave were stolen, and if still in existence, might be in various private collections. A third is that the version of the official’s report which we have maybe incorrect in its enumeration of scroll bundles as well as pothī volumes.

The miscellaneous bundles

The collection of Tibetan manuscripts in the Dunhuang Museum, along with the significant smaller stores at the Dunhuang Academy and Lanzhou Library, rivals those of Paris and London. However, because Stein and Pelliot took all of the miscellaneous bundles before the Chinese arrived, the Tibetan manuscripts in the Chinese collections are much less varied in subject-matter. Aurel Stein and Paul Pelliot obtained the most varied, and in certain respects the most interesting, sets of manuscripts, leaving behind only those regular groups stored together in scroll bundles and pothī volumes. The textual contents of the latter are, as Stein suspected, largely repetitive. On the other hand, the importance of the proto-canonical itself material should not be underestimated, for it is still of great value to the study of early Tibetan Buddhism.

NOTES

[1] It is likely, however, that the Daoist monk Wang Yuanlu who discovered the cave had removed some manuscripts from it before Stein arrived.

[2] Stein, Serindia, vol. II, pp. 822-823.

[3] Stein, Serindia, vol. II, pp. 919. It is worth noting that the Stein collection also includes many Tibetan manuscripts from other locations in Central Asia (in particular, the sites of Miran and Mazar-Tagh) which Stein acquired during his excavations. Some of these, especially those which Stein acquired during his second expedition, are of equal or greater antiquity to the Dunhuang library cave collection. The paper manuscripts from these sites have been recently catalogued by Tsuguhito Takeuchi: Old Tibetan Manuscripts from East Turkestan in the Stein Collection of the British Library (3 vols. ), The British Library, London, 1997-2000.

[4] Stein 1921, vol. II, pp. 919.

[5] Pelliot 1908, pp. 507-508. A photograph, much reprinted, shows Pelliot at work studying the scrolls by candlelight in the library cave. The photograph appears to show one of the large pothī volumes at the bottom of the pile of scrolls in the background. However, there does not seem to be a cover on top of the pages, and because one cannot see the bottom of the volume it is difficult to estimate the dimensions of the volume. I have not seen any other photographs showing the pothī volumes in situ.

[6] Pelliot 1908, p. 529 n. 1.

[7] On these manuscripts see Lalou 1954, 1957 and 1964.

[8] This information is provided in Stein 1921, vol. II, p. 823, n. 3. Stein estimated that there were 1130 bundles of all types in the cave in the first place, and 860 remaining after he had left. Pelliot estimated that he had then taken about a third of what remained, which would leave over 500 bundles in the cave after Pelliot’s departure (Stein 1921, vol. II, p. 827).

[9] Pelliot 1908, p. 529, n. 1. Alongside Tibetan the manuscripts included Chinese, Mongolian, Uighur, and a few in brāhmī script. There was also some Tangut printed matter. The northern caves explored by Pelliot were numbered by him 181 and 182. His description of these caves (though not the manuscripts found there) are in Grottes de Touen-houang carnet de notes de Paul Pelliot, Centre de recherche sur l’Asie centrale et la Haute Asie – College de France, Paris, 1992, vol. XI. 6, pp. 32-39.

[10] Some Tibetan manuscripts may have been taken as well. This was the opinion of the curators at the National Library of China, who stated that their collection of Tibetan Dunhuang manuscripts was acquired at this time. The government’s acquisition of the scrolls was not wholly successful; many were stolen shortly after their arrival in Beijing in 1910. The theft of many Chinese scrolls from the Ministry of Education in Beijing is discussed in Rong Xinjiang, ‘The Li Shengduo Collection : original or forged manuscripts?’, in Whitfield 2000. It was previously thought that all of these scrolls had been stolen en route to Beijing.

[11] In Japan there are sixteen institutions known to hold Dunhuang or other Central Asian manuscripts, mainly from the Otani collection and other private collections. Some of these institutions certainly hold Tibetan items. (Fujieda 1966, part 1, pp. 9-11; Whitfield 1998, pp. 1-2; Susan Whitfield, “Japanese Collections of Dunhuang and Silk Road Manuscripts”, IDP News 10 (Spring 1998), pp. 2-5. )

[12] Stein 1928, p. 355, 357-358. At this time Stein also bought a number of scrolls from traders in Dunhuang city. Their presence in the hands of these traders was taken by Stein as evidence of the carelessness of those who carried out the order of the Chinese government to transfer the scrolls to Beijing. A number of these third expedition scrolls have recently been identified as forgeries.

[13] He seems not to have taken these from the library cave itself, but they almost certainly originated there (see the article by Fang Guangchang in Whitfield 2000). There seem to be 366 Chinese scrolls, and an unknown number of Tibetan scrolls containg 212 texts (see section 7).

[14] Fujieda 1966, pp. 13-14.

[15] Fujieda 1966, part 1, pp. 15-16.

[16] Fujieda 1966, pp. 13-14.

[17] The English name of the institute has recently been changed from the more literal Dunhuang Research Institute to Dunhuang Academy.

[18] The manuscripts sent to the other provincial museums were token objects which were considered less important, or less likely to be genuine Dunhuang library cave manuscripts. This paragraph is a personal communication from Luo Huaqing, director of the Dunhuang Academy Exhibition Centre.

[19] According to the article, this institution also holds six Tibetan woodslips. These would almost certainly not be from the library cave, or even Dunhuang, but from another Silk Road site.

[20] Also known as Gansu Provincial Library (Gansu Sheng Tushuguan).

[21] In July 2000 I travelled to Dunhuang, with the support of the British Academy, to examine the Tibetan manuscripts held there. Thanks to the generousity of Luo Huaqing, Director of the Dunhuang Academy Exhibition Centre, I was able to spend some time examining and cataloguing the Tibetan manuscripts held in the Academy’s library. There are in fact 47 scrolls here (a few more than the 43 reported by Huang), all of which, except one, contained the Aparimitāyur-nāma sūtra. There were 87 large pothī leaves (many more than the 42 reported by Huang), all containing the Śatasāhasrikā-prajñāpāramitā; some of these pages were in order but most were not in a continuous sequence. In the following list the manuscripts are categorised by text. The only exception to the two most common texts is a single Heart Sutra. The catalogue numbers are those of the Dunhuang Academy: Śatasāhasrikā-prajñāpāramitā Large pothī leaves with two holes for string; page numbers in margin: 0014: 12 folios, chapter 30 0015: 2 folios, chapter 13 0672: 30 folios, chapters 22, 23, 43 0750: 43 folios, chapters 17, 18, 19

Aparimitāyur-nāma sūtra

Scrolls, from 1 to around 30 panels each:0119, 0120, 0122-0126, 0144-0147, 0644-0646, 0672, 0677-0689, 0691-0693, 0729-0743, 0745, 0747, 0749, 0750. Newly catalogued: W. 1, W. 2, W. 3, W. 4. On exhibition: 0016, 0018. The following scrolls have Chinese text on the verso: 0144 – 0147, 0692.

Prajñāpāramitā-hṛdaya sūtra

Scroll, 1 panel:00121

In addition to the above, the Academy holds at least 700 more Tibetan pothī leaves, and numerous fragments, none apparently older than the Yuan period (13th-14th centuries) and some certainly more recent than that. Some of these may have come from the northern caves where Pelliot found Tibetan manuscripts dating from a later period than those from the library cave.

[22] The Library staff state that the Tibetan scrolls were acquired along with the Chinese scrolls in 1910, however, some or all of them may have been been aquired when a portion of the Otani collection came to the Library (Susan Whitfield, “Count Otani’s Central Asian Expeditions”, IDP News 10 (Spring 1998), pp. 1-2. The Library is in the course of publishing all of its Dunhuang manuscripts in volumes of photographic reproductions. In the volumes that have been published, there are two Tibetan manuscripts, one of which is another large-format pothī containing a Prajñāpāramitā (BD00001).

[23] Personal communication from the curator of the manuscript collections at the Beijing University Library. This fact is also stated in Rong Xinjiang, ‘The Li Shengduo Collection:original or forged manuscripts?’, in Whitfield 2000. Rong adds the information that the manuscripts were purchased by Professor Xiang Da, the then Director of the Library.

[24] Wu Chi-yu, ‘A study of four Tibetan sūtras of Tun-Huang conserved in the National Central Library of Taipei’, in Studies on Tun-Huang, vol. II, Hong Kong, 1975, pp56-69.

[25] See, for instance, her catalogue entries for Pelliot tibétain 1336-1343 (Lalou 1961).

[26] Most of the Aparimitāyur-nāma sūtra scrolls in the British Library are catalogued under the number 310 in de la Vallée Poussin’s catalogue (now IOL Tib J 310). Most of the Prajñāpāramitā scrolls are under the number 109 (now IOL Tib J 109). At some point all of the scroll panels were separated and rebound as booklets, but the original number of scrolls can be reconstructed. There is currently no printed catalogue of the Aparimitāyur-nāma sūtra scrolls in the Bibliothèque nationale, which occupy the catalogue numbers Pelliot tibétain 3500-4450. This sequence include fragments as well as complete scrolls, especially from Pelliot tibétain 4100 to 4450. There are also many incomplete Prajñāpāramitā scrolls in the Pelliot collection, which in Lalou’s catalogue occupy the numbers Pelliot tibétain 1495 to 2105. Both the Paris and London collections also contain miscellaneous scrolls scattered throughout their catalogues.

[27] There are two other Tibetan items (nos. 213 and 214 in Savitsky’s catalogue), which contain a transcription of a Chinese text, and a fragment of an unidentified Tibetan text.

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—. 1940. ‘Tun-Huang Tibetan Documents on a Dharmadāna’, Indian Historical Quaterly xvi. 2, pp. 293-298.

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—. 1957. “Les plus anciens rouleaux tibétains trouvés à Touen-houang”. Rocznik Orientalistyczny Tom. 21, pp.149-152.

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